Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

Form 8.3 - KAZAKHMYS PLC

17th Jun 2013 14:13

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

KAZAKHMYS PLC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

14 June 2013

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?

YES:

EURASIAN NATURAL RESOURCES CORP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,522,640 0.29% 3,745,104 0.72%
(2) Derivatives (other than
options): 3,731,415 0.71% 1,075,246 0.21%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4) TOTAL:
5,254,055 1.00% 4,820,350 0.92%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 596 3.0510 GBP
ORD Purchase 1,053 3.0887 GBP
ORD Purchase 1,582 3.0522 GBP
ORD Purchase 1,690 3.0736 GBP
ORD Purchase 3,948 3.0750 GBP
ORD Purchase 25,463 3.0689 GBP
ORD Purchase 33,220 3.0805 GBP
ORD Purchase 78,476 3.0579 GBP
ORD Purchase 81,577 3.0754 GBP
ORD Purchase 193,933 3.0584 GBP
ORD Sale 218 3.0713 GBP
ORD Sale 629 3.0848 GBP
ORD Sale 1,073 3.0767 GBP
ORD Sale 1,582 3.0522 GBP
ORD Sale 2,717 3.0483 GBP
ORD Sale 3,341 3.0473 GBP
ORD Sale 3,419 3.0750 GBP
ORD Sale 4,534 3.0494 GBP
ORD Sale 11,540 3.0725 GBP
ORD Sale 22,205 3.0490 GBP
ORD Sale 23,216 3.0704 GBP
ORD Sale 32,687 3.0476 GBP
ORD Sale 33,220 3.0805 GBP
ORD Sale 54,875 3.0434 GBP
ORD Sale 80,852 3.0542 GBP
ORD Sale 81,577 3.0754 GBP

(b) Derivatives transactions (other than options)

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD SWAP Long 1,073 3.0767 GBP
ORD SWAP Long 1,929 3.0795 GBP
ORD CFD Long 7,515 3.0502 GBP
ORD CFD Long 9,732 3.0263 GBP
ORD CFD Long 11,643 3.0359 GBP
ORD CFD Long 36,650 3.0709 GBP
ORD SWAP Long 41,447 3.0591 GBP
ORD CFD Long 50,000 3.0397 GBP
ORD SWAP Long 66,036 3.0541 GBP
ORD SWAP Short 9,699 3.0485 GBP
ORD CFD Short 25,390 3.0510 GBP
ORD CFD Short 30,255 3.0528 GBP
ORD CFD Short 42,094 3.0507 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

17 June 2013

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2013


Related Shares:

BarclaysKAZ.L
FTSE 100 Latest
Value8,417.34
Change2.09