23rd Jul 2024 15:28
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | INTERNATIONAL PAPER COMPANY | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 22 Jul 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: DS SMITH PLC | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | common stock | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 827,699 | 0.24% | 410,061 | 0.12% | |||
(2) Cash-settled derivatives: | 76,162 | 0.02% | 0 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 24,700 | 0.01% | |||
TOTAL: | 903,861 | 0.26% | 434,761 | 0.13% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
common stock | Purchase | 113,850 | 46.4180 USD | ||||
common stock | Purchase | 66,586 | 46.4211 USD | ||||
common stock | Purchase | 35,946 | 46.3893 USD | ||||
common stock | Purchase | 34,241 | 46.3958 USD | ||||
common stock | Purchase | 32,701 | 46.3081 USD | ||||
common stock | Purchase | 26,122 | 46.4697 USD | ||||
common stock | Purchase | 23,615 | 46.2645 USD | ||||
common stock | Purchase | 14,965 | 46.2914 USD | ||||
common stock | Purchase | 13,379 | 46.5708 USD | ||||
common stock | Purchase | 12,850 | 46.4527 USD | ||||
common stock | Purchase | 10,901 | 46.4389 USD | ||||
common stock | Purchase | 10,595 | 46.4882 USD | ||||
common stock | Purchase | 7,581 | 46.4900 USD | ||||
common stock | Purchase | 5,428 | 46.2698 USD | ||||
common stock | Purchase | 4,780 | 46.1972 USD | ||||
common stock | Purchase | 4,739 | 46.4456 USD | ||||
common stock | Purchase | 4,500 | 46.3870 USD | ||||
common stock | Purchase | 4,209 | 46.4525 USD | ||||
common stock | Purchase | 3,378 | 46.4383 USD | ||||
common stock | Purchase | 2,566 | 46.4364 USD | ||||
common stock | Purchase | 2,473 | 46.4392 USD | ||||
common stock | Purchase | 2,447 | 46.4776 USD | ||||
common stock | Purchase | 2,000 | 46.5907 USD | ||||
common stock | Purchase | 1,712 | 46.6275 USD | ||||
common stock | Purchase | 1,563 | 46.1492 USD | ||||
common stock | Purchase | 1,100 | 46.4000 USD | ||||
common stock | Purchase | 962 | 46.3478 USD | ||||
common stock | Purchase | 728 | 46.4347 USD | ||||
common stock | Purchase | 696 | 46.3308 USD | ||||
common stock | Purchase | 535 | 46.3695 USD | ||||
common stock | Purchase | 399 | 46.4306 USD | ||||
common stock | Purchase | 374 | 46.3407 USD | ||||
common stock | Purchase | 351 | 46.2784 USD | ||||
common stock | Purchase | 260 | 46.1050 USD | ||||
common stock | Purchase | 222 | 46.1085 USD | ||||
common stock | Purchase | 203 | 42.6386 EUR | ||||
common stock | Purchase | 193 | 46.4841 USD | ||||
common stock | Purchase | 193 | 45.8419 USD | ||||
common stock | Purchase | 157 | 46.4266 USD | ||||
common stock | Purchase | 150 | 46.1900 USD | ||||
common stock | Purchase | 117 | 46.4700 USD | ||||
common stock | Purchase | 104 | 46.0965 USD | ||||
common stock | Purchase | 100 | 46.0000 USD | ||||
common stock | Purchase | 100 | 46.0100 USD | ||||
common stock | Purchase | 100 | 46.2000 USD | ||||
common stock | Purchase | 73 | 42.0900 EUR | ||||
common stock | Purchase | 60 | 46.3608 USD | ||||
common stock | Purchase | 31 | 45.9200 USD | ||||
common stock | Purchase | 19 | 45.8350 USD | ||||
common stock | Purchase | 15 | 46.1853 USD | ||||
common stock | Purchase | 5 | 46.1160 USD | ||||
common stock | Purchase | 1 | 46.2200 USD | ||||
common stock | Sale | 82,976 | 46.3834 USD | ||||
common stock | Sale | 76,758 | 46.4414 USD | ||||
common stock | Sale | 39,284 | 46.4540 USD | ||||
common stock | Sale | 33,272 | 46.3303 USD | ||||
common stock | Sale | 32,701 | 46.3081 USD | ||||
common stock | Sale | 25,634 | 46.3542 USD | ||||
common stock | Sale | 21,534 | 46.4652 USD | ||||
common stock | Sale | 14,141 | 46.4023 USD | ||||
common stock | Sale | 12,850 | 46.4527 USD | ||||
common stock | Sale | 11,285 | 46.2488 USD | ||||
common stock | Sale | 9,949 | 46.4747 USD | ||||
common stock | Sale | 9,605 | 46.4625 USD | ||||
common stock | Sale | 7,972 | 46.3491 USD | ||||
common stock | Sale | 5,165 | 46.4184 USD | ||||
common stock | Sale | 4,952 | 46.3602 USD | ||||
common stock | Sale | 4,500 | 46.3871 USD | ||||
common stock | Sale | 4,500 | 46.3870 USD | ||||
common stock | Sale | 3,531 | 46.5150 USD | ||||
common stock | Sale | 3,415 | 46.3210 USD | ||||
common stock | Sale | 3,400 | 46.2926 USD | ||||
common stock | Sale | 3,000 | 46.4701 USD | ||||
common stock | Sale | 2,447 | 46.4776 USD | ||||
common stock | Sale | 2,200 | 46.5020 USD | ||||
common stock | Sale | 2,000 | 46.5907 USD | ||||
common stock | Sale | 1,823 | 46.2026 USD | ||||
common stock | Sale | 1,741 | 46.4900 USD | ||||
common stock | Sale | 1,712 | 46.6275 USD | ||||
common stock | Sale | 1,500 | 46.4546 USD | ||||
common stock | Sale | 1,200 | 46.4000 USD | ||||
common stock | Sale | 1,095 | 46.3826 USD | ||||
common stock | Sale | 952 | 46.2168 USD | ||||
common stock | Sale | 856 | 46.3952 USD | ||||
common stock | Sale | 735 | 46.3424 USD | ||||
common stock | Sale | 715 | 46.4029 USD | ||||
common stock | Sale | 701 | 46.6131 USD | ||||
common stock | Sale | 578 | 46.6388 USD | ||||
common stock | Sale | 400 | 46.4775 USD | ||||
common stock | Sale | 399 | 46.3891 USD | ||||
common stock | Sale | 371 | 46.3404 USD | ||||
common stock | Sale | 350 | 46.4497 USD | ||||
common stock | Sale | 331 | 46.4258 USD | ||||
common stock | Sale | 222 | 46.1085 USD | ||||
common stock | Sale | 203 | 42.6386 EUR | ||||
common stock | Sale | 130 | 46.1050 USD | ||||
common stock | Sale | 100 | 46.3525 USD | ||||
common stock | Sale | 100 | 46.3700 USD | ||||
common stock | Sale | 100 | 46.6600 USD | ||||
common stock | Sale | 73 | 42.0900 EUR | ||||
common stock | Sale | 70 | 46.2600 USD | ||||
common stock | Sale | 65 | 46.4350 USD | ||||
common stock | Sale | 60 | 46.2643 USD | ||||
common stock | Sale | 45 | 46.0500 USD | ||||
common stock | Sale | 44 | 46.0550 USD | ||||
common stock | Sale | 25 | 45.9900 USD | ||||
common stock | Sale | 18 | 46.4800 USD | ||||
common stock | Sale | 8 | 45.9300 USD | ||||
common stock | Sale | 5 | 46.0400 USD | ||||
common stock | Sale | 3 | 46.3750 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
common stock | Call Options | Selling | 100 | 48.0000 USD | American | 02 Aug 2024 | 0.7500 USD |
common stock | Call Options | Selling | 9,800 | 48.0000 USD | American | 02 Aug 2024 | 0.5037 USD |
common stock | Call Options | Selling | 5,600 | 49.0000 USD | American | 02 Aug 2024 | 0.4500 USD |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 23 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) | |||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. KEY INFORMATION | |||||||
Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | ||||||
Name of offeror/offeree in relation to whose relevant securities this from relates: | INTERNATIONAL PAPER CO | ||||||
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2. OPTIONS AND DERIVATIVES | |||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
common stock | Put Options | Purchased | -24,700 | 43.0000 | American | 16 Aug 2024 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC. | |||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays