24th Jul 2024 15:22
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | INTERNATIONAL PAPER COMPANY | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 23 Jul 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | DS SMITH PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | common stock | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 827,347 | 0.24% | 411,473 | 0.12% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 76,162 | 0.02% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 24,700 | 0.01% | |||
TOTAL: | 903,509 | 0.26% | 436,173 | 0.13% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
common stock | Purchase | 176,681 | 45.9174 USD | ||||
common stock | Purchase | 148,956 | 45.8666 USD | ||||
common stock | Purchase | 92,186 | 45.8919 USD | ||||
common stock | Purchase | 50,889 | 45.9466 USD | ||||
common stock | Purchase | 50,248 | 45.9419 USD | ||||
common stock | Purchase | 49,473 | 45.9083 USD | ||||
common stock | Purchase | 38,137 | 45.9118 USD | ||||
common stock | Purchase | 36,772 | 45.8904 USD | ||||
common stock | Purchase | 25,949 | 45.9387 USD | ||||
common stock | Purchase | 23,842 | 45.8975 USD | ||||
common stock | Purchase | 8,202 | 45.8866 USD | ||||
common stock | Purchase | 8,155 | 45.9105 USD | ||||
common stock | Purchase | 6,798 | 45.9200 USD | ||||
common stock | Purchase | 5,794 | 45.8250 USD | ||||
common stock | Purchase | 4,536 | 45.8885 USD | ||||
common stock | Purchase | 3,911 | 45.8252 USD | ||||
common stock | Purchase | 3,512 | 45.8860 USD | ||||
common stock | Purchase | 3,120 | 45.8772 USD | ||||
common stock | Purchase | 2,570 | 45.8881 USD | ||||
common stock | Purchase | 2,519 | 45.8604 USD | ||||
common stock | Purchase | 1,621 | 45.8774 USD | ||||
common stock | Purchase | 1,211 | 45.8041 USD | ||||
common stock | Purchase | 1,155 | 45.9434 USD | ||||
common stock | Purchase | 660 | 45.9271 USD | ||||
common stock | Purchase | 591 | 45.8234 USD | ||||
common stock | Purchase | 389 | 45.9178 USD | ||||
common stock | Purchase | 356 | 45.8530 USD | ||||
common stock | Purchase | 291 | 45.9525 USD | ||||
common stock | Purchase | 252 | 45.9359 USD | ||||
common stock | Purchase | 250 | 46.2000 USD | ||||
common stock | Purchase | 245 | 45.8345 USD | ||||
common stock | Purchase | 202 | 45.9892 USD | ||||
common stock | Purchase | 200 | 45.8750 USD | ||||
common stock | Purchase | 133 | 46.0185 USD | ||||
common stock | Purchase | 109 | 46.0300 USD | ||||
common stock | Purchase | 100 | 46.0400 USD | ||||
common stock | Purchase | 100 | 45.9250 USD | ||||
common stock | Purchase | 100 | 45.8800 USD | ||||
common stock | Purchase | 100 | 45.9300 USD | ||||
common stock | Purchase | 65 | 46.0323 USD | ||||
common stock | Purchase | 41 | 45.9000 USD | ||||
common stock | Purchase | 17 | 46.3488 USD | ||||
common stock | Purchase | 1 | 46.0000 USD | ||||
common stock | Sale | 217,881 | 45.9377 USD | ||||
common stock | Sale | 73,358 | 45.9008 USD | ||||
common stock | Sale | 62,162 | 45.8952 USD | ||||
common stock | Sale | 60,288 | 45.9105 USD | ||||
common stock | Sale | 49,473 | 45.9083 USD | ||||
common stock | Sale | 30,766 | 45.8713 USD | ||||
common stock | Sale | 30,106 | 45.8557 USD | ||||
common stock | Sale | 26,864 | 45.8992 USD | ||||
common stock | Sale | 25,592 | 45.8492 USD | ||||
common stock | Sale | 22,864 | 45.9375 USD | ||||
common stock | Sale | 19,786 | 45.8936 USD | ||||
common stock | Sale | 19,576 | 45.9255 USD | ||||
common stock | Sale | 10,866 | 45.8478 USD | ||||
common stock | Sale | 10,691 | 45.8130 USD | ||||
common stock | Sale | 10,514 | 45.9200 USD | ||||
common stock | Sale | 10,224 | 45.8329 USD | ||||
common stock | Sale | 8,767 | 45.9189 USD | ||||
common stock | Sale | 7,983 | 45.8301 USD | ||||
common stock | Sale | 5,843 | 45.8785 USD | ||||
common stock | Sale | 4,558 | 45.8700 USD | ||||
common stock | Sale | 4,329 | 45.8440 USD | ||||
common stock | Sale | 4,061 | 45.8932 USD | ||||
common stock | Sale | 3,307 | 45.7911 USD | ||||
common stock | Sale | 3,010 | 45.8139 USD | ||||
common stock | Sale | 2,760 | 45.9052 USD | ||||
common stock | Sale | 2,504 | 45.8093 USD | ||||
common stock | Sale | 2,255 | 45.8850 USD | ||||
common stock | Sale | 2,055 | 45.9021 USD | ||||
common stock | Sale | 1,982 | 45.8277 USD | ||||
common stock | Sale | 1,857 | 45.8428 USD | ||||
common stock | Sale | 1,806 | 45.8877 USD | ||||
common stock | Sale | 1,312 | 45.9209 USD | ||||
common stock | Sale | 1,258 | 45.8405 USD | ||||
common stock | Sale | 1,234 | 45.9118 USD | ||||
common stock | Sale | 1,207 | 45.8577 USD | ||||
common stock | Sale | 1,054 | 45.8868 USD | ||||
common stock | Sale | 955 | 45.9569 USD | ||||
common stock | Sale | 911 | 45.8522 USD | ||||
common stock | Sale | 801 | 45.8882 USD | ||||
common stock | Sale | 609 | 45.8821 USD | ||||
common stock | Sale | 450 | 45.8255 USD | ||||
common stock | Sale | 402 | 45.8626 USD | ||||
common stock | Sale | 400 | 45.7850 USD | ||||
common stock | Sale | 400 | 45.8900 USD | ||||
common stock | Sale | 389 | 45.9178 USD | ||||
common stock | Sale | 356 | 45.8530 USD | ||||
common stock | Sale | 300 | 45.9333 USD | ||||
common stock | Sale | 263 | 45.8532 USD | ||||
common stock | Sale | 250 | 46.2000 USD | ||||
common stock | Sale | 217 | 45.8155 USD | ||||
common stock | Sale | 200 | 45.6850 USD | ||||
common stock | Sale | 200 | 45.8787 USD | ||||
common stock | Sale | 200 | 45.9250 USD | ||||
common stock | Sale | 170 | 45.8665 USD | ||||
common stock | Sale | 141 | 45.8425 USD | ||||
common stock | Sale | 110 | 45.6636 USD | ||||
common stock | Sale | 100 | 45.8800 USD | ||||
common stock | Sale | 100 | 46.0300 USD | ||||
common stock | Sale | 100 | 45.6600 USD | ||||
common stock | Sale | 19 | 45.7694 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
common stock | Call Options | Selling | 1,900 | 48.0000 USD | American | 02 Aug 2024 | 0.4000 USD |
common stock | Call Options | Selling | 14,000 | 49.0000 USD | American | 02 Aug 2024 | 0.3000 USD |
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 24 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | INTERNATIONAL PAPER CO | ||||||
relevant securities this from relates: | |||||||
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
common stock | Put Options | Purchased | -24,700 | 43.0000 | American | 16 Aug 2024 | |
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
Related Shares:
Barclays