19th Jul 2024 15:17
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | INTERNATIONAL PAPER COMPANY | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 18 Jul 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
disclosures in respect of any other party to the offer? | DS SMITH PLC | ||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | common stock | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 811,879 | 0.23% | 415,740 | 0.12% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 76,162 | 0.02% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 24,200 | 0.01% | 24,700 | 0.01% | |||
TOTAL: | 912,241 | 0.26% | 440,440 | 0.13% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
common stock | Purchase | 63,163 | 45.9093 USD | ||||
common stock | Purchase | 27,665 | 45.8620 USD | ||||
common stock | Purchase | 27,633 | 45.8651 USD | ||||
common stock | Purchase | 24,852 | 45.8640 USD | ||||
common stock | Purchase | 23,484 | 45.8583 USD | ||||
common stock | Purchase | 16,725 | 45.8700 USD | ||||
common stock | Purchase | 8,679 | 45.8836 USD | ||||
common stock | Purchase | 8,188 | 45.8691 USD | ||||
common stock | Purchase | 7,269 | 45.8434 USD | ||||
common stock | Purchase | 6,548 | 45.7758 USD | ||||
common stock | Purchase | 4,289 | 45.8232 USD | ||||
common stock | Purchase | 3,343 | 45.7959 USD | ||||
common stock | Purchase | 3,112 | 45.8621 USD | ||||
common stock | Purchase | 3,027 | 45.8081 USD | ||||
common stock | Purchase | 2,806 | 45.8475 USD | ||||
common stock | Purchase | 2,785 | 45.8521 USD | ||||
common stock | Purchase | 2,737 | 45.8614 USD | ||||
common stock | Purchase | 2,390 | 45.7435 USD | ||||
common stock | Purchase | 2,128 | 45.7436 USD | ||||
common stock | Purchase | 1,531 | 45.7847 USD | ||||
common stock | Purchase | 1,460 | 45.9006 USD | ||||
common stock | Purchase | 1,290 | 45.8590 USD | ||||
common stock | Purchase | 1,257 | 45.9536 USD | ||||
common stock | Purchase | 1,180 | 45.8548 USD | ||||
common stock | Purchase | 1,085 | 45.7981 USD | ||||
common stock | Purchase | 900 | 45.8611 USD | ||||
common stock | Purchase | 500 | 45.8380 USD | ||||
common stock | Purchase | 329 | 45.7516 USD | ||||
common stock | Purchase | 327 | 45.8711 USD | ||||
common stock | Purchase | 300 | 45.8200 USD | ||||
common stock | Purchase | 208 | 45.8857 USD | ||||
common stock | Purchase | 125 | 45.8800 USD | ||||
common stock | Purchase | 100 | 45.8100 USD | ||||
common stock | Purchase | 100 | 45.8600 USD | ||||
common stock | Purchase | 100 | 45.9600 USD | ||||
common stock | Purchase | 100 | 46.0300 USD | ||||
common stock | Purchase | 96 | 45.8695 USD | ||||
common stock | Purchase | 96 | 45.8694 USD | ||||
common stock | Purchase | 42 | 45.8444 USD | ||||
common stock | Purchase | 30 | 45.6150 USD | ||||
common stock | Purchase | 30 | 45.8900 USD | ||||
common stock | Purchase | 13 | 45.9861 USD | ||||
common stock | Purchase | 10 | 45.7100 USD | ||||
common stock | Purchase | 1 | 45.8250 USD | ||||
common stock | Sale | 34,451 | 45.8366 USD | ||||
common stock | Sale | 27,240 | 45.8282 USD | ||||
common stock | Sale | 26,325 | 45.8969 USD | ||||
common stock | Sale | 22,757 | 45.8599 USD | ||||
common stock | Sale | 20,520 | 45.9066 USD | ||||
common stock | Sale | 18,307 | 45.8704 USD | ||||
common stock | Sale | 14,112 | 45.8700 USD | ||||
common stock | Sale | 11,125 | 45.8530 USD | ||||
common stock | Sale | 9,753 | 45.9146 USD | ||||
common stock | Sale | 8,188 | 45.8691 USD | ||||
common stock | Sale | 5,416 | 45.8490 USD | ||||
common stock | Sale | 4,948 | 45.9509 USD | ||||
common stock | Sale | 4,852 | 45.8641 USD | ||||
common stock | Sale | 4,740 | 45.8948 USD | ||||
common stock | Sale | 3,377 | 45.8990 USD | ||||
common stock | Sale | 3,112 | 45.8621 USD | ||||
common stock | Sale | 2,855 | 45.7953 USD | ||||
common stock | Sale | 2,788 | 45.8307 USD | ||||
common stock | Sale | 2,460 | 45.8462 USD | ||||
common stock | Sale | 2,272 | 45.8693 USD | ||||
common stock | Sale | 2,039 | 45.7659 USD | ||||
common stock | Sale | 1,464 | 45.8963 USD | ||||
common stock | Sale | 1,460 | 45.9006 USD | ||||
common stock | Sale | 1,458 | 45.8248 USD | ||||
common stock | Sale | 1,431 | 45.9595 USD | ||||
common stock | Sale | 1,180 | 45.8548 USD | ||||
common stock | Sale | 1,105 | 45.9717 USD | ||||
common stock | Sale | 1,055 | 45.8842 USD | ||||
common stock | Sale | 958 | 45.9310 USD | ||||
common stock | Sale | 909 | 45.8565 USD | ||||
common stock | Sale | 800 | 45.8650 USD | ||||
common stock | Sale | 720 | 45.8893 USD | ||||
common stock | Sale | 517 | 46.1062 USD | ||||
common stock | Sale | 376 | 45.9300 USD | ||||
common stock | Sale | 212 | 45.8464 USD | ||||
common stock | Sale | 208 | 45.8857 USD | ||||
common stock | Sale | 152 | 45.8220 USD | ||||
common stock | Sale | 151 | 45.7691 USD | ||||
common stock | Sale | 136 | 45.8537 USD | ||||
common stock | Sale | 100 | 45.8600 USD | ||||
common stock | Sale | 100 | 46.1300 USD | ||||
common stock | Sale | 100 | 45.8300 USD | ||||
common stock | Sale | 96 | 45.8694 USD | ||||
common stock | Sale | 95 | 45.8500 USD | ||||
common stock | Sale | 91 | 45.6400 USD | ||||
common stock | Sale | 80 | 45.9347 USD | ||||
common stock | Sale | 60 | 45.6150 USD | ||||
common stock | Sale | 51 | 45.8033 USD | ||||
common stock | Sale | 35 | 45.8614 USD | ||||
common stock | Sale | 31 | 45.8027 USD | ||||
common stock | Sale | 25 | 45.8020 USD | ||||
common stock | Sale | 20 | 45.9400 USD | ||||
common stock | Sale | 10 | 45.7000 USD | ||||
common stock | Sale | 10 | 45.7100 USD | ||||
common stock | Sale | 9 | 45.7500 USD | ||||
common stock | Sale | 5 | 45.8000 USD | ||||
common stock | Sale | 5 | 46.1400 USD | ||||
common stock | Sale | 1 | 45.8250 USD | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 19 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | INTERNATIONAL PAPER CO | ||||||
relevant securities this from relates: | |||||||
2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
common stock | Put Options | Purchased | -24,700 | 43.0000 | American | 16 Aug 2024 | |
common stock | Put Options | Written | 24,200 | 43.0000 | American | 19 Jul 2024 | |
3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
Related Shares:
Barclays