10th Apr 2024 14:56
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | INTERNATIONAL PAPER CO | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 09 Apr 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | YES: |
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| disclosures in respect of any other party to the offer? | DS SMITH PLC |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | common stock | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 732,966 | 0.21% | 529,686 | 0.15% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 174,976 | 0.05% | 15,780 | 0.00% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 907,942 | 0.26% | 545,466 | 0.16% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
| securities |
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common stock | Purchase | 105,925 | 38.0767 USD | ||||
common stock | Purchase | 103,071 | 38.1400 USD | ||||
common stock | Purchase | 62,880 | 37.9985 USD | ||||
common stock | Purchase | 52,652 | 37.8902 USD | ||||
common stock | Purchase | 19,173 | 38.0058 USD | ||||
common stock | Purchase | 14,790 | 38.1229 USD | ||||
common stock | Purchase | 13,933 | 37.9965 USD | ||||
common stock | Purchase | 12,769 | 38.0297 USD | ||||
common stock | Purchase | 9,579 | 38.0244 USD | ||||
common stock | Purchase | 5,859 | 37.9674 USD | ||||
common stock | Purchase | 4,678 | 38.1710 USD | ||||
common stock | Purchase | 4,483 | 38.1390 USD | ||||
common stock | Purchase | 4,142 | 38.1000 USD | ||||
common stock | Purchase | 3,980 | 38.1231 USD | ||||
common stock | Purchase | 3,622 | 37.9357 USD | ||||
common stock | Purchase | 3,300 | 38.0843 USD | ||||
common stock | Purchase | 2,574 | 38.0547 USD | ||||
common stock | Purchase | 1,789 | 38.0488 USD | ||||
common stock | Purchase | 1,578 | 38.1399 USD | ||||
common stock | Purchase | 1,521 | 38.1150 USD | ||||
common stock | Purchase | 1,283 | 38.1689 USD | ||||
common stock | Purchase | 1,208 | 37.8601 USD | ||||
common stock | Purchase | 888 | 38.2048 USD | ||||
common stock | Purchase | 800 | 38.1462 USD | ||||
common stock | Purchase | 789 | 37.9894 USD | ||||
common stock | Purchase | 779 | 38.1675 USD | ||||
common stock | Purchase | 719 | 38.1564 USD | ||||
common stock | Purchase | 620 | 38.1175 USD | ||||
common stock | Purchase | 574 | 37.9447 USD | ||||
common stock | Purchase | 500 | 34.9560 EUR | ||||
common stock | Purchase | 300 | 38.1366 USD | ||||
common stock | Purchase | 293 | 38.1010 USD | ||||
common stock | Purchase | 200 | 38.1100 USD | ||||
common stock | Purchase | 66 | 38.1550 USD | ||||
common stock | Purchase | 18 | 38.0300 USD | ||||
common stock | Purchase | 16 | 38.1500 USD | ||||
common stock | Purchase | 10 | 37.9800 USD | ||||
common stock | Purchase | 7 | 38.1300 USD | ||||
common stock | Purchase | 1 | 38.0800 USD | ||||
common stock | Sale | 187,527 | 38.0347 USD | ||||
common stock | Sale | 57,041 | 38.1404 USD | ||||
common stock | Sale | 32,354 | 38.1400 USD | ||||
common stock | Sale | 24,497 | 37.9091 USD | ||||
common stock | Sale | 14,666 | 38.1410 USD | ||||
common stock | Sale | 14,395 | 38.0425 USD | ||||
common stock | Sale | 12,769 | 38.0297 USD | ||||
common stock | Sale | 10,838 | 37.8918 USD | ||||
common stock | Sale | 9,996 | 38.1241 USD | ||||
common stock | Sale | 9,300 | 38.1456 USD | ||||
common stock | Sale | 7,372 | 37.9738 USD | ||||
common stock | Sale | 7,120 | 37.8488 USD | ||||
common stock | Sale | 6,563 | 38.0828 USD | ||||
common stock | Sale | 5,173 | 38.1715 USD | ||||
common stock | Sale | 4,620 | 37.8556 USD | ||||
common stock | Sale | 4,431 | 38.1140 USD | ||||
common stock | Sale | 4,275 | 38.1305 USD | ||||
common stock | Sale | 3,741 | 38.0420 USD | ||||
common stock | Sale | 3,308 | 37.9216 USD | ||||
common stock | Sale | 3,300 | 38.0843 USD | ||||
common stock | Sale | 3,102 | 38.0280 USD | ||||
common stock | Sale | 2,574 | 38.0547 USD | ||||
common stock | Sale | 2,284 | 38.1388 USD | ||||
common stock | Sale | 1,986 | 38.0670 USD | ||||
common stock | Sale | 1,760 | 37.9529 USD | ||||
common stock | Sale | 1,404 | 37.9889 USD | ||||
common stock | Sale | 1,300 | 38.0153 USD | ||||
common stock | Sale | 1,178 | 38.1399 USD | ||||
common stock | Sale | 1,095 | 37.9548 USD | ||||
common stock | Sale | 1,006 | 38.0834 USD | ||||
common stock | Sale | 899 | 37.9065 USD | ||||
common stock | Sale | 814 | 37.9664 USD | ||||
common stock | Sale | 701 | 37.8586 USD | ||||
common stock | Sale | 633 | 37.9000 USD | ||||
common stock | Sale | 620 | 38.1175 USD | ||||
common stock | Sale | 605 | 37.7979 USD | ||||
common stock | Sale | 502 | 38.1031 USD | ||||
common stock | Sale | 500 | 38.1000 USD | ||||
common stock | Sale | 500 | 37.8200 USD | ||||
common stock | Sale | 500 | 34.9560 EUR | ||||
common stock | Sale | 500 | 38.0050 USD | ||||
common stock | Sale | 483 | 37.9017 USD | ||||
common stock | Sale | 400 | 38.0500 USD | ||||
common stock | Sale | 334 | 38.1292 USD | ||||
common stock | Sale | 307 | 38.1737 USD | ||||
common stock | Sale | 305 | 38.0691 USD | ||||
common stock | Sale | 274 | 37.9937 USD | ||||
common stock | Sale | 200 | 38.1450 USD | ||||
common stock | Sale | 200 | 38.1100 USD | ||||
common stock | Sale | 200 | 38.1200 USD | ||||
common stock | Sale | 200 | 37.9900 USD | ||||
common stock | Sale | 180 | 37.9944 USD | ||||
common stock | Sale | 141 | 38.0759 USD | ||||
common stock | Sale | 107 | 38.2600 USD | ||||
common stock | Sale | 100 | 37.8450 USD | ||||
common stock | Sale | 100 | 38.2650 USD | ||||
common stock | Sale | 100 | 37.7600 USD | ||||
common stock | Sale | 63 | 37.7500 USD | ||||
common stock | Sale | 33 | 38.1550 USD | ||||
common stock | Sale | 18 | 38.0300 USD | ||||
common stock | Sale | 1 | 37.9600 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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common stock | SWAP | Increasing Long | 12,700 | 38.0267 USD | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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| paid/ |
security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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common stock | Put Options | Selling | 12,500 | 38.0000 USD | American | 17 May 2024 | 1.0664 USD |
common stock | Call Options | Selling | 4,000 | USD |
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| 1.8762 USD |
common stock | Call Options | Selling | 200 | USD |
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| 0.7500 USD |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Apr 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
Barclays