26th Sep 2017 15:03
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | IMAGINATION TECHNOLOGIES GROUP PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 25 Sept 2017 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,642,021 | 1.97% | 86,205 | 0.03% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 13,652 | 0.00% | 5,601,120 | 1.96% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,655,673 | 1.98% | 5,687,325 | 1.99% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 307 | 1.7349 GBP | ||||
| 10p ordinary | Purchase | 767 | 1.7462 GBP | ||||
| 10p ordinary | Purchase | 783 | 1.6325 GBP | ||||
| 10p ordinary | Purchase | 916 | 1.7387 GBP | ||||
| 10p ordinary | Purchase | 2,308 | 1.7597 GBP | ||||
| 10p ordinary | Purchase | 2,500 | 1.7600 GBP | ||||
| 10p ordinary | Purchase | 2,615 | 1.7350 GBP | ||||
| 10p ordinary | Purchase | 2,684 | 1.6500 GBP | ||||
| 10p ordinary | Purchase | 2,850 | 1.6600 GBP | ||||
| 10p ordinary | Purchase | 2,855 | 1.6850 GBP | ||||
| 10p ordinary | Purchase | 3,183 | 1.7200 GBP | ||||
| 10p ordinary | Purchase | 3,633 | 1.6587 GBP | ||||
| 10p ordinary | Purchase | 4,317 | 1.7425 GBP | ||||
| 10p ordinary | Purchase | 4,901 | 1.7450 GBP | ||||
| 10p ordinary | Purchase | 5,000 | 1.6937 GBP | ||||
| 10p ordinary | Purchase | 5,000 | 1.7125 GBP | ||||
| 10p ordinary | Purchase | 5,112 | 1.6525 GBP | ||||
| 10p ordinary | Purchase | 5,289 | 1.7225 GBP | ||||
| 10p ordinary | Purchase | 5,701 | 1.7000 GBP | ||||
| 10p ordinary | Purchase | 7,078 | 1.6697 GBP | ||||
| 10p ordinary | Purchase | 7,469 | 1.6950 GBP | ||||
| 10p ordinary | Purchase | 8,121 | 1.7250 GBP | ||||
| 10p ordinary | Purchase | 8,164 | 1.6807 GBP | ||||
| 10p ordinary | Purchase | 8,694 | 1.6875 GBP | ||||
| 10p ordinary | Purchase | 9,421 | 1.7375 GBP | ||||
| 10p ordinary | Purchase | 11,147 | 1.6800 GBP | ||||
| 10p ordinary | Purchase | 11,868 | 1.6900 GBP | ||||
| 10p ordinary | Purchase | 11,882 | 1.7325 GBP | ||||
| 10p ordinary | Purchase | 15,710 | 1.7025 GBP | ||||
| 10p ordinary | Purchase | 16,389 | 1.6831 GBP | ||||
| 10p ordinary | Purchase | 20,000 | 1.7162 GBP | ||||
| 10p ordinary | Purchase | 20,000 | 1.7137 GBP | ||||
| 10p ordinary | Purchase | 21,535 | 1.7150 GBP | ||||
| 10p ordinary | Purchase | 29,044 | 1.6925 GBP | ||||
| 10p ordinary | Purchase | 39,155 | 1.7165 GBP | ||||
| 10p ordinary | Purchase | 50,000 | 1.7348 GBP | ||||
| 10p ordinary | Purchase | 51,660 | 1.7175 GBP | ||||
| 10p ordinary | Purchase | 62,409 | 1.7211 GBP | ||||
| 10p ordinary | Purchase | 63,128 | 1.6996 GBP | ||||
| 10p ordinary | Purchase | 111,220 | 1.7247 GBP | ||||
| 10p ordinary | Purchase | 113,514 | 1.7059 GBP | ||||
| 10p ordinary | Purchase | 120,000 | 1.7592 GBP | ||||
| 10p ordinary | Purchase | 253,223 | 1.7042 GBP | ||||
| 10p ordinary | Purchase | 472,824 | 1.7007 GBP | ||||
| 10p ordinary | Purchase | 2,183,528 | 1.7249 GBP | ||||
| 10p ordinary | Sale | 391 | 1.7199 GBP | ||||
| 10p ordinary | Sale | 458 | 1.7387 GBP | ||||
| 10p ordinary | Sale | 670 | 1.7154 GBP | ||||
| 10p ordinary | Sale | 767 | 1.7462 GBP | ||||
| 10p ordinary | Sale | 783 | 1.6325 GBP | ||||
| 10p ordinary | Sale | 980 | 1.6763 GBP | ||||
| 10p ordinary | Sale | 2,308 | 1.7597 GBP | ||||
| 10p ordinary | Sale | 2,500 | 1.7600 GBP | ||||
| 10p ordinary | Sale | 2,615 | 1.7350 GBP | ||||
| 10p ordinary | Sale | 2,730 | 1.6488 GBP | ||||
| 10p ordinary | Sale | 2,847 | 1.6800 GBP | ||||
| 10p ordinary | Sale | 2,850 | 1.6600 GBP | ||||
| 10p ordinary | Sale | 2,855 | 1.6850 GBP | ||||
| 10p ordinary | Sale | 3,183 | 1.7200 GBP | ||||
| 10p ordinary | Sale | 3,633 | 1.6587 GBP | ||||
| 10p ordinary | Sale | 3,694 | 1.6875 GBP | ||||
| 10p ordinary | Sale | 4,317 | 1.7425 GBP | ||||
| 10p ordinary | Sale | 4,774 | 1.6945 GBP | ||||
| 10p ordinary | Sale | 4,901 | 1.7450 GBP | ||||
| 10p ordinary | Sale | 5,000 | 1.6937 GBP | ||||
| 10p ordinary | Sale | 5,000 | 1.7125 GBP | ||||
| 10p ordinary | Sale | 5,112 | 1.6525 GBP | ||||
| 10p ordinary | Sale | 5,289 | 1.7225 GBP | ||||
| 10p ordinary | Sale | 5,383 | 1.7023 GBP | ||||
| 10p ordinary | Sale | 5,701 | 1.7000 GBP | ||||
| 10p ordinary | Sale | 5,968 | 1.6500 GBP | ||||
| 10p ordinary | Sale | 6,370 | 1.7375 GBP | ||||
| 10p ordinary | Sale | 7,156 | 1.6950 GBP | ||||
| 10p ordinary | Sale | 7,311 | 1.6942 GBP | ||||
| 10p ordinary | Sale | 11,636 | 1.7002 GBP | ||||
| 10p ordinary | Sale | 11,868 | 1.6900 GBP | ||||
| 10p ordinary | Sale | 11,882 | 1.7325 GBP | ||||
| 10p ordinary | Sale | 13,310 | 1.6983 GBP | ||||
| 10p ordinary | Sale | 13,974 | 1.7140 GBP | ||||
| 10p ordinary | Sale | 14,943 | 1.7060 GBP | ||||
| 10p ordinary | Sale | 15,710 | 1.7025 GBP | ||||
| 10p ordinary | Sale | 20,000 | 1.7137 GBP | ||||
| 10p ordinary | Sale | 20,000 | 1.7162 GBP | ||||
| 10p ordinary | Sale | 21,502 | 1.7342 GBP | ||||
| 10p ordinary | Sale | 21,535 | 1.7150 GBP | ||||
| 10p ordinary | Sale | 22,078 | 1.7303 GBP | ||||
| 10p ordinary | Sale | 29,044 | 1.6925 GBP | ||||
| 10p ordinary | Sale | 36,460 | 1.7250 GBP | ||||
| 10p ordinary | Sale | 40,942 | 1.7159 GBP | ||||
| 10p ordinary | Sale | 42,288 | 1.7213 GBP | ||||
| 10p ordinary | Sale | 48,425 | 1.7328 GBP | ||||
| 10p ordinary | Sale | 49,097 | 1.7175 GBP | ||||
| 10p ordinary | Sale | 67,943 | 1.6744 GBP | ||||
| 10p ordinary | Sale | 205,204 | 1.7270 GBP | ||||
| 10p ordinary | Sale | 270,000 | 1.7257 GBP | ||||
| 10p ordinary | Sale | 482,234 | 1.7192 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ordinary | CFD | Long | 217 | 1.7149 GBP | |||||
| 10p ordinary | CFD | Long | 391 | 1.7199 GBP | |||||
| 10p ordinary | CFD | Long | 575 | 1.6489 GBP | |||||
| 10p ordinary | CFD | Long | 670 | 1.7154 GBP | |||||
| 10p ordinary | SWAP | Long | 788 | 1.6468 GBP | |||||
| 10p ordinary | CFD | Long | 980 | 1.6763 GBP | |||||
| 10p ordinary | CFD | Long | 2,029 | 1.7147 GBP | |||||
| 10p ordinary | CFD | Long | 2,155 | 1.6488 GBP | |||||
| 10p ordinary | CFD | Long | 2,300 | 1.7297 GBP | |||||
| 10p ordinary | CFD | Long | 4,972 | 1.6979 GBP | |||||
| 10p ordinary | CFD | Long | 8,338 | 1.6985 GBP | |||||
| 10p ordinary | CFD | Long | 9,011 | 1.6574 GBP | |||||
| 10p ordinary | CFD | Long | 13,974 | 1.7140 GBP | |||||
| 10p ordinary | SWAP | Long | 14,943 | 1.7060 GBP | |||||
| 10p ordinary | CFD | Long | 21,502 | 1.7342 GBP | |||||
| 10p ordinary | CFD | Long | 23,191 | 1.7331 GBP | |||||
| 10p ordinary | CFD | Long | 23,201 | 1.7416 GBP | |||||
| 10p ordinary | CFD | Long | 40,942 | 1.7159 GBP | |||||
| 10p ordinary | CFD | Long | 43,743 | 1.6614 GBP | |||||
| 10p ordinary | CFD | Long | 48,425 | 1.7328 GBP | |||||
| 10p ordinary | SWAP | Long | 200,875 | 1.7270 GBP | |||||
| 10p ordinary | CFD | Short | 109 | 1.7451 GBP | |||||
| 10p ordinary | SWAP | Short | 2,300 | 1.7218 GBP | |||||
| 10p ordinary | SWAP | Short | 3,577 | 1.6540 GBP | |||||
| 10p ordinary | CFD | Short | 7,081 | 1.7450 GBP | |||||
| 10p ordinary | SWAP | Short | 42,929 | 1.7267 GBP | |||||
| 10p ordinary | SWAP | Short | 193,061 | 1.7290 GBP | |||||
| 10p ordinary | SWAP | Short | 230,100 | 1.6785 GBP | |||||
| 10p ordinary | CFD | Short | 663,175 | 1.7243 GBP | |||||
| 10p ordinary | CFD | Short | 1,500,000 | 1.7230 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 26 Sept 2017 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20170926006160/en/
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