6th Jun 2023 14:22
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | HORIZON THERAPEUTICS PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 05 Jun 2023 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | $0.001 ordinary shares | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 1,087,377 | 0.48% | 678,970 | 0.30% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 140,756 | 0.06% | 98,064 | 0.04% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 1,422,500 | 0.62% | 936,400 | 0.41% |
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| TOTAL: |
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| 2,650,633 | 1.16% | 1,713,434 | 0.75% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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$0.001 ordinary shares | Purchase | 96 | 99.8275 USD | ||||
$0.001 ordinary shares | Purchase | 27,501 | 99.8157 USD | ||||
$0.001 ordinary shares | Purchase | 4,531 | 99.8554 USD | ||||
$0.001 ordinary shares | Sale | 6,475 | 100.0142 USD | ||||
$0.001 ordinary shares | Purchase | 4 | 99.9000 USD | ||||
$0.001 ordinary shares | Purchase | 63 | 99.6900 USD | ||||
$0.001 ordinary shares | Purchase | 557 | 100.0600 USD | ||||
$0.001 ordinary shares | Sale | 9 | 99.7200 USD | ||||
$0.001 ordinary shares | Purchase | 10,414 | 99.7349 USD | ||||
$0.001 ordinary shares | Sale | 613 | 99.8168 USD | ||||
$0.001 ordinary shares | Purchase | 21 | 99.8490 USD | ||||
$0.001 ordinary shares | Purchase | 364 | 99.8180 USD | ||||
$0.001 ordinary shares | Purchase | 14 | 99.8000 USD | ||||
$0.001 ordinary shares | Sale | 87 | 99.8300 USD | ||||
$0.001 ordinary shares | Sale | 201 | 99.9098 USD | ||||
$0.001 ordinary shares | Purchase | 5 | 99.8660 USD | ||||
$0.001 ordinary shares | Purchase | 1,786 | 99.8873 USD | ||||
$0.001 ordinary shares | Purchase | 135 | 99.8568 USD | ||||
$0.001 ordinary shares | Sale | 1 | 99.9200 USD | ||||
$0.001 ordinary shares | Purchase | 176 | 99.8729 USD | ||||
$0.001 ordinary shares | Purchase | 9 | 99.8033 USD | ||||
$0.001 ordinary shares | Sale | 3,027 | 99.6700 USD | ||||
$0.001 ordinary shares | Purchase | 10 | 99.8250 USD | ||||
$0.001 ordinary shares | Purchase | 8 | 99.9375 USD | ||||
$0.001 ordinary shares | Purchase | 2,900 | 99.6700 USD | ||||
$0.001 ordinary shares | Sale | 1,453 | 99.9386 USD | ||||
$0.001 ordinary shares | Purchase | 35 | 99.8567 USD | ||||
$0.001 ordinary shares | Purchase | 1,650 | 100.0502 USD | ||||
$0.001 ordinary shares | Purchase | 34 | 99.8651 USD | ||||
$0.001 ordinary shares | Purchase | 2,041 | 100.0441 USD | ||||
$0.001 ordinary shares | Sale | 3,407 | 99.8136 USD | ||||
$0.001 ordinary shares | Sale | 2,801 | 99.8331 USD | ||||
$0.001 ordinary shares | Sale | 10,267 | 99.7024 USD | ||||
$0.001 ordinary shares | Sale | 15,758 | 99.7697 USD | ||||
$0.001 ordinary shares | Purchase | 1,950 | 100.0700 USD | ||||
$0.001 ordinary shares | Purchase | 38 | 99.8878 USD | ||||
$0.001 ordinary shares | Purchase | 57 | 99.8431 USD | ||||
$0.001 ordinary shares | Purchase | 99 | 99.9595 USD | ||||
$0.001 ordinary shares | Purchase | 100 | 99.7500 USD | ||||
$0.001 ordinary shares | Sale | 466 | 99.6986 USD | ||||
$0.001 ordinary shares | Sale | 2,500 | 99.8165 USD | ||||
$0.001 ordinary shares | Sale | 200 | 99.9060 USD | ||||
$0.001 ordinary shares | Sale | 500 | 99.8756 USD | ||||
$0.001 ordinary shares | Purchase | 14 | 99.8442 USD | ||||
$0.001 ordinary shares | Sale | 5,716 | 99.8144 USD | ||||
$0.001 ordinary shares | Sale | 694 | 99.8642 USD | ||||
$0.001 ordinary shares | Purchase | 9 | 99.8200 USD | ||||
$0.001 ordinary shares | Purchase | 2,756 | 99.8123 USD | ||||
$0.001 ordinary shares | Sale | 649 | 99.7960 USD | ||||
$0.001 ordinary shares | Purchase | 28 | 99.8835 USD | ||||
$0.001 ordinary shares | Purchase | 211 | 99.9041 USD | ||||
$0.001 ordinary shares | Purchase | 10,354 | 99.7035 USD | ||||
$0.001 ordinary shares | Sale | 105 | 99.6985 USD | ||||
$0.001 ordinary shares | Sale | 899 | 99.7955 USD | ||||
$0.001 ordinary shares | Purchase | 2 | 99.8300 USD | ||||
$0.001 ordinary shares | Purchase | 2 | 99.8850 USD | ||||
$0.001 ordinary shares | Sale | 11 | 99.8700 USD | ||||
$0.001 ordinary shares | Sale | 998 | 99.8088 USD | ||||
$0.001 ordinary shares | Sale | 400 | 99.7700 USD | ||||
$0.001 ordinary shares | Sale | 1,850 | 100.0700 USD | ||||
$0.001 ordinary shares | Sale | 400 | 99.8545 USD | ||||
$0.001 ordinary shares | Sale | 1,212 | 99.8313 USD | ||||
$0.001 ordinary shares | Purchase | 7 | 99.6985 USD | ||||
$0.001 ordinary shares | Purchase | 210 | 99.8723 USD | ||||
$0.001 ordinary shares | Sale | 2,813 | 99.8160 USD | ||||
$0.001 ordinary shares | Purchase | 7 | 99.8485 USD | ||||
$0.001 ordinary shares | Sale | 5,510 | 99.8262 USD | ||||
$0.001 ordinary shares | Sale | 12,191 | 99.6710 USD | ||||
$0.001 ordinary shares | Purchase | 11 | 99.8400 USD | ||||
$0.001 ordinary shares | Purchase | 359 | 100.0657 USD | ||||
$0.001 ordinary shares | Sale | 294 | 99.6934 USD | ||||
$0.001 ordinary shares | Purchase | 19 | 99.8089 USD | ||||
$0.001 ordinary shares | Purchase | 698 | 99.8631 USD | ||||
$0.001 ordinary shares | Purchase | 12,173 | 99.6710 USD | ||||
$0.001 ordinary shares | Purchase | 4 | 99.8750 USD | ||||
$0.001 ordinary shares | Purchase | 28 | 99.8192 USD | ||||
$0.001 ordinary shares | Sale | 1,850 | 99.8220 USD | ||||
$0.001 ordinary shares | Purchase | 12 | 99.8691 USD | ||||
$0.001 ordinary shares | Purchase | 17 | 99.8711 USD | ||||
$0.001 ordinary shares | Purchase | 2,038 | 99.8893 USD | ||||
$0.001 ordinary shares | Sale | 200 | 99.8321 USD | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
| reference | unit | |||
security |
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
Date of disclosure: | 06 Jun 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO | |||||||
PURCHASE OR SELL ETC. | |||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
Identity of the person whose positions/dealings | Barclays PLC. | ||||||
are being disclosed: | |||||||
Name of offeror/offeree in relation to whose | HORIZON THERAPEUTICS PLC | ||||||
relevant securities this from relates: | |||||||
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2. | OPTIONS AND DERIVATIVES | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | |
$0.001 ordinary shares | Put Options | Purchased | -544,200 | 80.0000 | American | 18 Aug 2023 | |
$0.001 ordinary shares | Put Options | Purchased | -250,000 | 80.0000 | American | 16 Jun 2023 | |
$0.001 ordinary shares | Put Options | Purchased | -106,800 | 90.0000 | American | 21 Jul 2023 | |
$0.001 ordinary shares | Put Options | Purchased | -10,200 | 100.0000 | American | 18 Aug 2023 | |
$0.001 ordinary shares | Call Options | Written | -10,600 | 105.0000 | American | 18 Aug 2023 | |
$0.001 ordinary shares | Call Options | Written | -10,000 | 105.0000 | American | 16 Jun 2023 | |
$0.001 ordinary shares | Call Options | Written | -2,600 | 100.0000 | American | 18 Aug 2023 | |
$0.001 ordinary shares | Call Options | Written | -2,000 | 100.0000 | American | 21 Jul 2023 | |
$0.001 ordinary shares | Put Options | Written | 2,000 | 85.0000 | American | 21 Jul 2023 | |
$0.001 ordinary shares | Put Options | Written | 10,200 | 80.0000 | American | 18 Aug 2023 | |
$0.001 ordinary shares | Put Options | Written | 28,800 | 95.0000 | American | 21 Jul 2023 | |
$0.001 ordinary shares | Put Options | Written | 74,000 | 90.0000 | American | 15 Sep 2023 | |
$0.001 ordinary shares | Put Options | Written | 162,000 | 105.0000 | American | 21 Jul 2023 | |
$0.001 ordinary shares | Put Options | Written | 250,000 | 105.0000 | American | 16 Jun 2023 | |
$0.001 ordinary shares | Put Options | Written | 400,000 | 100.0000 | American | 18 Aug 2023 | |
$0.001 ordinary shares | Put Options | Written | 495,500 | 100.0000 | American | 16 Jun 2023 | |
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3. | AGREEMENTS TO PURCHASE OR SELL ETC. | ||||||
Full details should be given so that the nature of the interest or position can be fully understood: | |||||||
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Related Shares:
Barclays