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Form 8.3 - Home Retail Group Plc

12th Jan 2016 14:58

RNS Number : 6305L
D E Shaw & Co LP
12 January 2016
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Identity of the person whose positions/dealings are being disclosed:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Home Retail Group Plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

January 11, 2016

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?

Yes: J Sainsbury Plc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

 10p ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

 69,351

0.01

(2) Derivatives (other than options):

3,749,209

 

 

0.46

37,639

0.00

(3) Options and agreements to purchase/sell:

TOTAL:

 

3,818,560

 

 

0.47

37,639

0.00

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

 

 

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

10p ordinary

Swap

Increasing a long position

100

GBP 1.395

10p ordinary

Swap

Increasing a long position

100

GBP 1.399

10p ordinary

Swap

Increasing a long position

2,173

GBP 1.447

10p ordinary

Swap

Reducing a long position

876

GBP 1.397

10p ordinary

Swap

Reducing a long position

1,480

GBP 1.399

10p ordinary

Swap

Reducing a long position

983

GBP 1.400

10p ordinary

Swap

Reducing a long position

5,582

GBP 1.402

10p ordinary

Swap

Reducing a long position

521

GBP 1.406

10p ordinary

Swap

Reducing a long position

600

GBP 1.413

10p ordinary

Swap

Reducing a long position

2,286

GBP 1.423

10p ordinary

Swap

Reducing a long position

1,338

GBP 1.424

10p ordinary

Swap

Reducing a long position

2,100

GBP 1.428

10p ordinary

Swap

Reducing a long position

1,500

GBP 1.429

10p ordinary

Swap

Reducing a long position

246

GBP 1.430

10p ordinary

Swap

Reducing a long position

475

GBP 1.437

10p ordinary

Swap

Reducing a long position

14,106

GBP 1.438

10p ordinary

Swap

Reducing a long position

1,089

GBP 1.439

10p ordinary

Swap

Reducing a long position

39

GBP 1.446

10p ordinary

Swap

Reducing a long position

999

GBP 1.448

10p ordinary

Swap

Reducing a long position

6,801

GBP 1.449

10p ordinary

Swap

Reducing a long position

2,692

GBP 1.450

10p ordinary

Swap

Reducing a long position

1,359

GBP 1.452

10p ordinary

Swap

Reducing a long position

3,753

GBP 1.454

10p ordinary

Swap

Reducing a long position

5,344

GBP 1.455

10p ordinary

Swap

Reducing a long position

276

GBP 1.456

10p ordinary

Swap

Reducing a long position

10,773

GBP 1.457

10p ordinary

Swap

Reducing a long position

2,320

GBP 1.458

10p ordinary

Swap

Reducing a long position

4,691

GBP 1.459

10p ordinary

Swap

Reducing a long position

14,339

GBP 1.460

10p ordinary

Swap

Reducing a long position

6,067

GBP 1.461

10p ordinary

Swap

Reducing a long position

11,114

GBP 1.462

10p ordinary

Swap

Reducing a long position

20,818

GBP 1.463

10p ordinary

Swap

Reducing a long position

2,443

GBP 1.464

10p ordinary

Swap

Reducing a long position

2,120

GBP 1.465

10p ordinary

Swap

Reducing a long position

1,371

GBP 1.466

10p ordinary

Swap

Reducing a long position

1,000

GBP 1.467

10p ordinary

Swap

Reducing a long position

71

GBP 1.468

10p ordinary

Swap

Reducing a long position

1,882

GBP 1.469

10p ordinary

Swap

Reducing a long position

9,900

GBP 1.470

10p ordinary

Swap

Reducing a long position

100

GBP 1.471

10p ordinary

Swap

Reducing a long position

229

GBP 1.472

10p ordinary

Swap

Reducing a long position

1,402

GBP 1.473

10p ordinary

Swap

Reducing a long position

2,887

GBP 1.474

10p ordinary

Swap

Reducing a long position

1,079

GBP 1.475

10p ordinary

Swap

Reducing a long position

1,677

GBP 1.476

10p ordinary

Swap

Reducing a long position

4,625

GBP 1.477

10p ordinary

Swap

Reducing a long position

4,607

GBP 1.479

10p ordinary

Swap

Reducing a long position

860

GBP 1.481

10p ordinary

Swap

Reducing a long position

8,699

GBP 1.482

10p ordinary

Swap

Reducing a long position

22,867

GBP 1.483

10p ordinary

Swap

Reducing a long position

3,351

GBP 1.484

10p ordinary

Swap

Reducing a long position

5,493

GBP 1.485

10p ordinary

Swap

Reducing a long position

9,030

GBP 1.486

10p ordinary

Swap

Reducing a long position

5,326

GBP 1.487

10p ordinary

Swap

Reducing a long position

7,793

GBP 1.488

10p ordinary

Swap

Reducing a long position

2,882

GBP 1.489

10p ordinary

Swap

Reducing a long position

5,759

GBP 1.490

10p ordinary

Swap

Reducing a long position

1,164

GBP 1.491

10p ordinary

Swap

Reducing a long position

100

GBP 1.492

10p ordinary

Swap

Reducing a long position

1,818

GBP 1.493

10p ordinary

Swap

Reducing a long position

1,840

GBP 1.494

10p ordinary

Swap

Reducing a long position

886

GBP 1.495

10p ordinary

Swap

Reducing a long position

100

GBP 1.496

10p ordinary

Swap

Reducing a long position

6,285

GBP 1.499

10p ordinary

Swap

Reducing a long position

20,497

GBP 1.500

10p ordinary

Swap

Reducing a long position

5,189

GBP 1.501

10p ordinary

Swap

Reducing a long position

1,500

GBP 1.504

10p ordinary

Swap

Reducing a long position

2,474

GBP 1.506

10p ordinary

Swap

Reducing a long position

100

GBP 1.507

10p ordinary

Swap

Reducing a long position

1,212

GBP 1.508

10p ordinary

Swap

Reducing a long position

2,569

GBP 1.509

10p ordinary

Swap

Reducing a long position

2,422

GBP 1.515

10p ordinary

Swap

Reducing a long position

1,711

GBP 1.516

10p ordinary

Swap

Reducing a long position

1,262

GBP 1.517

10p ordinary

Swap

Reducing a long position

1,964

GBP 1.518

10p ordinary

Swap

Reducing a long position

2,043

GBP 1.519

10p ordinary

Swap

Reducing a long position

100

GBP 1.541

 

 

 

(c) Options transactions in respect of existing securities

 

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

 

 

(c) Attachments

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

January 12, 2016

Contact name:

Kevin Krist (Compliance Department)

Telephone number:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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