28th Jun 2016 11:17
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | Artemis Investment Management LLP |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Home Retail Group Plc |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 27 June 2016 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - J Sainsbury PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| 10p ordinary | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 5,754,720 | 0.71 | ||
(2) Cash-settled derivatives:
| ||||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | ||||
TOTAL: | 5,754,720 | 0.71 | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
10p ordinary | Sale | 384,185 | 1.48 GBP |
10p ordinary | Sale | 96,315 | 1.4805 GBP |
10p ordinary | Sale | 8,369 | 1.48075 GBP |
10p ordinary | Sale | 10,000 | 1.4809 GBP |
10p ordinary | Sale | 114,236 | 1.481 GBP |
10p ordinary | Sale | 131,125 | 1.4815 GBP |
10p ordinary | Sale | 8,487 | 1.4816 GBP |
10p ordinary | Sale | 14,817 | 1.4818 GBP |
10p ordinary | Sale | 120,268 | 1.4819 GBP |
10p ordinary | Sale | 68,013 | 1.482 GBP |
10p ordinary | Sale | 19,331 | 1.4825 GBP |
10p ordinary | Sale | 7,429 | 1.4826 GBP |
10p ordinary | Sale | 14,194 | 1.4829 GBP |
10p ordinary | Sale | 49,914 | 1.483 GBP |
10p ordinary | Sale | 14,331 | 1.4835 GBP |
10p ordinary | Sale | 8,487 | 1.4839 GBP |
10p ordinary | Sale | 56,176 | 1.484 GBP |
10p ordinary | Sale | 16,602 | 1.4845 GBP |
10p ordinary | Sale | 63,191 | 1.485 GBP |
10p ordinary | Sale | 25,155 | 1.4855 GBP |
10p ordinary | Sale | 3,619 | 1.486 GBP |
10p ordinary | Sale | 2,434 | 1.4865 GBP |
10p ordinary | Sale | 42,826 | 1.487 GBP |
10p ordinary | Sale | 21,853 | 1.488 GBP |
10p ordinary | Sale | 3,862 | 1.4885 GBP |
10p ordinary | Sale | 20,626 | 1.489 GBP |
10p ordinary | Sale | 13,705 | 1.4895 GBP |
10p ordinary | Sale | 266,583 | 1.49 GBP |
10p ordinary | Sale | 25,522 | 1.4905 GBP |
10p ordinary | Sale | 111,809 | 1.491 GBP |
10p ordinary | Sale | 65,655 | 1.4915 GBP |
10p ordinary | Sale | 95,967 | 1.492 GBP |
10p ordinary | Sale | 81,509 | 1.4925 GBP |
10p ordinary | Sale | 53,386 | 1.493 GBP |
10p ordinary | Sale | 47,241 | 1.4935 GBP |
10p ordinary | Sale | 83,967 | 1.494 GBP |
10p ordinary | Sale | 23,838 | 1.4945 GBP |
10p ordinary | Sale | 187,935 | 1.495 GBP |
10p ordinary | Sale | 3,862 | 1.4955 GBP |
10p ordinary | Sale | 12,676 | 1.496 GBP |
10p ordinary | Sale | 20,514 | 1.4965 GBP |
10p ordinary | Sale | 21,428 | 1.497 GBP |
10p ordinary | Sale | 11,742 | 1.4975 GBP |
10p ordinary | Sale | 61,722 | 1.498 GBP |
10p ordinary | Sale | 6,745 | 1.499 GBP |
10p ordinary | Sale | 5,254 | 1.5005 GBP |
10p ordinary | Sale | 59,267 | 1.501 GBP |
10p ordinary | Sale | 85,747 | 1.5015 GBP |
10p ordinary | Sale | 20,972 | 1.502 GBP |
10p ordinary | Sale | 3,547 | 1.5035 GBP |
10p ordinary | Sale | 3,562 | 1.505 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None.
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None.
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 28 June 2016 |
| Contact name: | Richard Smithson |
| Telephone number: | 0207 399 6063
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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