10th Jun 2015 13:55
| FORM 8.3 | |||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||||
| A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||||
| MORE | |||||||||||||||
| Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Full name of discloser: | Barclays PLC. | |||||||||||||
| (b) | Owner or controller of interest and short positions disclosed, if different from 1(a): | ||||||||||||||
| (c) | Name of offeror/offeree in relation to whose | GREENE KING PLC | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||||||||||||||
| (e) | Date position held/dealing undertaken: | 9 June 2015 | |||||||||||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||||||||||
| disclosures in respect of any other party to the offer? | SPIRIT PUB CO PLC | ||||||||||||||
| 2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) | ||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 1,822,413 | 0.83% | 2,061,643 | 0.94% | |||||||||||
| (2) | Cash-settled derivatives: | ||||||||||||||
| 1,297,440 | 0.59% | 708,925 | 0.32% | ||||||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 3,119,853 | 1.42% | 2,770,568 | 1.26% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 89 | 8.1400 GBP | ||||||||||||
| ORD | Purchase | 100 | 8.1650 GBP | ||||||||||||
| ORD | Purchase | 1,312 | 8.1504 GBP | ||||||||||||
| ORD | Purchase | 2,993 | 8.1553 GBP | ||||||||||||
| ORD | Purchase | 5,137 | 8.1485 GBP | ||||||||||||
| ORD | Purchase | 5,735 | 8.1495 GBP | ||||||||||||
| ORD | Sale | 625 | 8.1400 GBP | ||||||||||||
| ORD | Sale | 772 | 8.1589 GBP | ||||||||||||
| ORD | Sale | 781 | 8.1510 GBP | ||||||||||||
| ORD | Sale | 3,038 | 8.1568 GBP | ||||||||||||
| ORD | Sale | 10,296 | 8.1576 GBP | ||||||||||||
| ORD | Sale | 250,000 | 8.2050 GBP | ||||||||||||
| (b) | Cash-settled derivative transactions | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 100 | 8.2000 GBP | |||||||||||
| ORD | SWAP | Long | 300 | 8.1450 GBP | |||||||||||
| ORD | CFD | Long | 454 | 8.1696 GBP | |||||||||||
| ORD | SWAP | Long | 2,979 | 8.1461 GBP | |||||||||||
| ORD | SWAP | Long | 5,181 | 8.1620 GBP | |||||||||||
| ORD | CFD | Long | 5,873 | 8.1562 GBP | |||||||||||
| ORD | SWAP | Short | 100 | 8.1651 GBP | |||||||||||
| ORD | CFD | Short | 2,993 | 8.1553 GBP | |||||||||||
| ORD | CFD | Short | 5,735 | 8.1495 GBP | |||||||||||
| ORD | SWAP | Short | 5,824 | 8.1499 GBP | |||||||||||
| (c) | Stock-settled derivative transactions (including options) Writing, selling, purchasing or varying | ||||||||||||||
| (i) | |||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 10 Jun 2015 | ||||||||||||||
| Contact name: | Rajesh Muthanna | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
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