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Form 8.3 - GREENE KING PLC

4th Dec 2014 13:46

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

GREENE KING PLC

relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 3 December 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect C&C GROUP PLC
of any other party to this offer? SPIRIT PUB COMPANY PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,203,628 1.01% 1,209,140 0.55%
(2) Derivatives (other than
options): 475,162 0.22% 1,095,743 0.50%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 2,678,790 1.22% 2,304,883 1.05%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 254 7.6600 GBP
ORD Purchase 491 7.6070 GBP
ORD Purchase 554 7.5850 GBP
ORD Purchase 874 7.6137 GBP
ORD Purchase 1,911 7.6166 GBP
ORD Purchase 2,740 7.5874 GBP
ORD Purchase 2,873 7.6349 GBP
ORD Purchase 5,059 7.6096 GBP
ORD Purchase 5,250 7.6168 GBP
ORD Purchase 13,062 7.6220 GBP
ORD Sale 73 7.6200 GBP
ORD Sale 127 7.6600 GBP
ORD Sale 450 7.6305 GBP
ORD Sale 639 7.6150 GBP
ORD Sale 1,119 7.6002 GBP
ORD Sale 1,183 7.6098 GBP
ORD Sale 2,920 7.6342 GBP
ORD Sale 3,000 7.6375 GBP
ORD Sale 5,316 7.6238 GBP
ORD Sale 28,377 7.6064 GBP

(b) Derivatives transactions (other than options)

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 1,165 7.6355 GBP
ORD SWAP Long 2,995 7.6370 GBP
ORD SWAP Long 4,526 7.6192 GBP
ORD SWAP Long 10,500 7.5984 GBP
ORD SWAP Long 20,800 7.6094 GBP
ORD CFD Short 226 7.6017 GBP
ORD CFD Short 265 7.6114 GBP
ORD CFD Short 874 7.6137 GBP
ORD CFD Short 1,911 7.6166 GBP
ORD SWAP Short 4,702 7.6113 GBP
ORD CFD Short 5,059 7.6096 GBP
ORD CFD Short 5,250 7.6168 GBP
ORD SWAP Short 5,704 7.5962 GBP
ORD CFD Short 5,950 7.6370 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 4 Dec 2014
Contact name: Jay Supaya
Telephone number: 0207 773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2014


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