24th Apr 2015 13:50
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | GREENE KING PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 23 April 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | SPIRIT PUB CO PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,316,661 | 0.60% | 1,213,106 | 0.55% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 726,129 | 0.33% | 208,827 | 0.10% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 2,042,790 | 0.93% | 1,421,933 | 0.65% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 93 | 8.2650 GBP | ||||
| ORD | Purchase | 157 | 8.2175 GBP | ||||
| ORD | Purchase | 181 | 8.2370 GBP | ||||
| ORD | Purchase | 242 | 8.2625 GBP | ||||
| ORD | Purchase | 263 | 8.2525 GBP | ||||
| ORD | Purchase | 263 | 8.2575 GBP | ||||
| ORD | Purchase | 275 | 8.2325 GBP | ||||
| ORD | Purchase | 601 | 8.2400 GBP | ||||
| ORD | Purchase | 755 | 8.2500 GBP | ||||
| ORD | Purchase | 777 | 8.2350 GBP | ||||
| ORD | Purchase | 888 | 8.2150 GBP | ||||
| ORD | Purchase | 1,155 | 8.2386 GBP | ||||
| ORD | Purchase | 1,161 | 8.2300 GBP | ||||
| ORD | Purchase | 1,253 | 8.2275 GBP | ||||
| ORD | Purchase | 1,505 | 8.2200 GBP | ||||
| ORD | Purchase | 1,631 | 8.2600 GBP | ||||
| ORD | Purchase | 1,740 | 8.2050 GBP | ||||
| ORD | Purchase | 1,803 | 8.2328 GBP | ||||
| ORD | Purchase | 1,914 | 8.2173 GBP | ||||
| ORD | Purchase | 2,591 | 8.2172 GBP | ||||
| ORD | Purchase | 2,870 | 8.2503 GBP | ||||
| ORD | Purchase | 3,911 | 8.2450 GBP | ||||
| ORD | Purchase | 4,463 | 8.2250 GBP | ||||
| ORD | Purchase | 4,726 | 8.2550 GBP | ||||
| ORD | Purchase | 6,691 | 8.2145 GBP | ||||
| ORD | Purchase | 10,436 | 8.2394 GBP | ||||
| ORD | Purchase | 11,164 | 8.2403 GBP | ||||
| ORD | Purchase | 16,223 | 8.2162 GBP | ||||
| ORD | Purchase | 87,285 | 8.2341 GBP | ||||
| ORD | Sale | 93 | 8.2650 GBP | ||||
| ORD | Sale | 157 | 8.2175 GBP | ||||
| ORD | Sale | 181 | 8.2370 GBP | ||||
| ORD | Sale | 242 | 8.2625 GBP | ||||
| ORD | Sale | 263 | 8.2525 GBP | ||||
| ORD | Sale | 263 | 8.2575 GBP | ||||
| ORD | Sale | 275 | 8.2325 GBP | ||||
| ORD | Sale | 601 | 8.2400 GBP | ||||
| ORD | Sale | 755 | 8.2500 GBP | ||||
| ORD | Sale | 777 | 8.2350 GBP | ||||
| ORD | Sale | 888 | 8.2150 GBP | ||||
| ORD | Sale | 1,161 | 8.2300 GBP | ||||
| ORD | Sale | 1,253 | 8.2275 GBP | ||||
| ORD | Sale | 1,505 | 8.2200 GBP | ||||
| ORD | Sale | 1,547 | 8.2321 GBP | ||||
| ORD | Sale | 1,631 | 8.2600 GBP | ||||
| ORD | Sale | 1,740 | 8.2050 GBP | ||||
| ORD | Sale | 2,218 | 8.2347 GBP | ||||
| ORD | Sale | 3,110 | 8.2367 GBP | ||||
| ORD | Sale | 3,552 | 8.2550 GBP | ||||
| ORD | Sale | 3,911 | 8.2450 GBP | ||||
| ORD | Sale | 4,265 | 8.2241 GBP | ||||
| ORD | Sale | 4,463 | 8.2250 GBP | ||||
| ORD | Sale | 14,598 | 8.2344 GBP | ||||
| ORD | Sale | 15,335 | 8.2286 GBP | ||||
| ORD | Sale | 16,866 | 8.2387 GBP | ||||
| ORD | Sale | 23,412 | 8.2154 GBP | ||||
| ORD | Sale | 59,441 | 8.2426 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 633 | 8.2614 GBP | |||||
| ORD | CFD | Long | 1,130 | 8.2388 GBP | |||||
| ORD | SWAP | Long | 7,792 | 8.2283 GBP | |||||
| ORD | CFD | Long | 9,793 | 8.2537 GBP | |||||
| ORD | SWAP | Long | 11,953 | 8.2575 GBP | |||||
| ORD | SWAP | Short | 200 | 8.2126 GBP | |||||
| ORD | CFD | Short | 1,174 | 8.2550 GBP | |||||
| ORD | CFD | Short | 1,803 | 8.2327 GBP | |||||
| ORD | CFD | Short | 2,669 | 8.2611 GBP | |||||
| ORD | CFD | Short | 4,909 | 8.2579 GBP | |||||
| ORD | CFD | Short | 4,922 | 8.2445 GBP | |||||
| ORD | SWAP | Short | 4,975 | 8.2398 GBP | |||||
| ORD | CFD | Short | 6,255 | 8.2265 GBP | |||||
| ORD | SWAP | Short | 6,908 | 8.2219 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 24 Apr 2015 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2015
Related Shares:
BarclaysGreene King