17th Dec 2014 15:09
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | GREENE KING PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 16 December 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | C&C GROUP PLC | ||||
| of any other party to this offer? | SPIRIT PUB COMPANY PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,764,559 | 0.81% | 1,471,580 | 0.67% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 890,649 | 0.41% | 638,390 | 0.29% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 2,655,208 | 1.21% | 2,109,970 | 0.96% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 281 | 7.2500 GBP | ||||
| ORD | Purchase | 323 | 7.2545 GBP | ||||
| ORD | Purchase | 496 | 7.1300 GBP | ||||
| ORD | Purchase | 672 | 7.2622 GBP | ||||
| ORD | Purchase | 686 | 7.2607 GBP | ||||
| ORD | Purchase | 1,056 | 7.1250 GBP | ||||
| ORD | Purchase | 1,073 | 7.2602 GBP | ||||
| ORD | Purchase | 1,832 | 7.2647 GBP | ||||
| ORD | Purchase | 2,498 | 7.2849 GBP | ||||
| ORD | Purchase | 4,407 | 7.2832 GBP | ||||
| ORD | Purchase | 6,879 | 7.2536 GBP | ||||
| ORD | Purchase | 7,500 | 7.2752 GBP | ||||
| ORD | Purchase | 8,121 | 7.2746 GBP | ||||
| ORD | Purchase | 8,720 | 7.2667 GBP | ||||
| ORD | Purchase | 14,436 | 7.2806 GBP | ||||
| ORD | Purchase | 16,258 | 7.2574 GBP | ||||
| ORD | Purchase | 30,322 | 7.2586 GBP | ||||
| ORD | Sale | 224 | 7.1350 GBP | ||||
| ORD | Sale | 496 | 7.1300 GBP | ||||
| ORD | Sale | 534 | 7.1450 GBP | ||||
| ORD | Sale | 773 | 7.2632 GBP | ||||
| ORD | Sale | 1,056 | 7.1250 GBP | ||||
| ORD | Sale | 1,552 | 7.1266 GBP | ||||
| ORD | Sale | 4,413 | 7.2554 GBP | ||||
| ORD | Sale | 4,955 | 7.2536 GBP | ||||
| ORD | Sale | 7,000 | 7.2425 GBP | ||||
| ORD | Sale | 8,980 | 7.2770 GBP | ||||
| ORD | Sale | 19,839 | 7.2415 GBP | ||||
| ORD | Sale | 26,738 | 7.2281 GBP | ||||
| ORD | Sale | 31,669 | 7.2876 GBP | ||||
| ORD | Sale | 42,256 | 7.2423 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 1,936 | 7.1715 GBP | |||||
| ORD | CFD | Long | 2,936 | 7.2621 GBP | |||||
| ORD | CFD | Long | 5,158 | 7.2641 GBP | |||||
| ORD | SWAP | Long | 9,537 | 7.2631 GBP | |||||
| ORD | SWAP | Long | 20,711 | 7.2458 GBP | |||||
| ORD | SWAP | Long | 20,836 | 7.2405 GBP | |||||
| ORD | CFD | Long | 11,346 | 7.2236 GBP | |||||
| ORD | SWAP | Long | 26,738 | 7.2281 GBP | |||||
| ORD | CFD | Long | 31,669 | 7.2876 GBP | |||||
| ORD | CFD | Short | 323 | 7.2545 GBP | |||||
| ORD | SWAP | Short | 686 | 7.2607 GBP | |||||
| ORD | CFD | Short | 1,610 | 7.2460 GBP | |||||
| ORD | CFD | Short | 1,832 | 7.2647 GBP | |||||
| ORD | SWAP | Short | 2,200 | 7.2754 GBP | |||||
| ORD | CFD | Short | 2,797 | 7.3047 GBP | |||||
| ORD | CFD | Short | 7,500 | 7.2748 GBP | |||||
| ORD | CFD | Short | 8,121 | 7.2746 GBP | |||||
| ORD | CFD | Short | 8,720 | 7.2667 GBP | |||||
| ORD | SWAP | Short | 9,088 | 7.2946 GBP | |||||
| ORD | CFD | Short | 8,966 | 7.2889 GBP | |||||
| ORD | SWAP | Short | 18,806 | 7.2328 GBP | |||||
| ORD | SWAP | Short | 26,359 | 7.2652 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 17 Dec 2014 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 0207 773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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BarclaysGreene King