28th Nov 2014 14:06
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | GREENE KING PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 27 November 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | C&C GROUP PLC | ||||
| of any other party to this offer? | |||||
| SPIRIT PUB COMPANY PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,784,653 | 0.81% | 1,067,043 | 0.49% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 815,869 | 0.37% | 999,762 | 0.46% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 2,600,522 | 1.19% | 2,066,805 | 0.94% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 36 | 7.6750 GBP | ||||
| ORD | Purchase | 189 | 7.6050 GBP | ||||
| ORD | Purchase | 397 | 7.5500 GBP | ||||
| ORD | Purchase | 401 | 7.6400 GBP | ||||
| ORD | Purchase | 446 | 7.6300 GBP | ||||
| ORD | Purchase | 488 | 7.6800 GBP | ||||
| ORD | Purchase | 505 | 7.5850 GBP | ||||
| ORD | Purchase | 520 | 7.6100 GBP | ||||
| ORD | Purchase | 702 | 7.6350 GBP | ||||
| ORD | Purchase | 780 | 7.6862 GBP | ||||
| ORD | Purchase | 1,309 | 7.6128 GBP | ||||
| ORD | Purchase | 1,978 | 7.5669 GBP | ||||
| ORD | Purchase | 2,097 | 7.5881 GBP | ||||
| ORD | Purchase | 2,360 | 7.6280 GBP | ||||
| ORD | Purchase | 2,599 | 7.6179 GBP | ||||
| ORD | Purchase | 2,641 | 7.5866 GBP | ||||
| ORD | Purchase | 2,900 | 7.6623 GBP | ||||
| ORD | Purchase | 3,004 | 7.5795 GBP | ||||
| ORD | Purchase | 3,743 | 7.5789 GBP | ||||
| ORD | Purchase | 3,843 | 7.5778 GBP | ||||
| ORD | Purchase | 5,211 | 7.6154 GBP | ||||
| ORD | Purchase | 6,464 | 7.5513 GBP | ||||
| ORD | Purchase | 11,847 | 7.5702 GBP | ||||
| ORD | Purchase | 37,418 | 7.5870 GBP | ||||
| ORD | Sale | 36 | 7.6750 GBP | ||||
| ORD | Sale | 40 | 7.6150 GBP | ||||
| ORD | Sale | 41 | 7.5500 GBP | ||||
| ORD | Sale | 47 | 7.6650 GBP | ||||
| ORD | Sale | 196 | 7.6050 GBP | ||||
| ORD | Sale | 218 | 7.6173 GBP | ||||
| ORD | Sale | 258 | 7.5571 GBP | ||||
| ORD | Sale | 401 | 7.6400 GBP | ||||
| ORD | Sale | 446 | 7.6300 GBP | ||||
| ORD | Sale | 488 | 7.6800 GBP | ||||
| ORD | Sale | 505 | 7.5850 GBP | ||||
| ORD | Sale | 520 | 7.6100 GBP | ||||
| ORD | Sale | 1,852 | 7.6360 GBP | ||||
| ORD | Sale | 3,900 | 7.6145 GBP | ||||
| ORD | Sale | 4,000 | 7.5400 GBP | ||||
| ORD | Sale | 12,347 | 7.6019 GBP | ||||
| ORD | Sale | 16,528 | 7.6227 GBP | ||||
| ORD | Sale | 21,905 | 7.6647 GBP | ||||
| ORD | Sale | 23,985 | 7.6325 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 4,038 | 7.6435 GBP | |||||
| ORD | CFD | Long | 4,547 | 7.6351 GBP | |||||
| ORD | SWAP | Long | 7,185 | 7.6171 GBP | |||||
| ORD | CFD | Long | 21,905 | 7.6647 GBP | |||||
| ORD | SWAP | Long | 38,942 | 7.6202 GBP | |||||
| ORD | CFD | Short | 981 | 7.6607 GBP | |||||
| ORD | CFD | Short | 780 | 7.6862 GBP | |||||
| ORD | CFD | Short | 1,660 | 7.5427 GBP | |||||
| ORD | CFD | Short | 1,978 | 7.5669 GBP | |||||
| ORD | CFD | Short | 2,020 | 7.5389 GBP | |||||
| ORD | CFD | Short | 2,447 | 7.5593 GBP | |||||
| ORD | CFD | Short | 2,599 | 7.6179 GBP | |||||
| ORD | SWAP | Short | 2,900 | 7.6623 GBP | |||||
| ORD | CFD | Short | 5,211 | 7.6154 GBP | |||||
| ORD | CFD | Short | 6,464 | 7.5513 GBP | |||||
| ORD | SWAP | Short | 8,632 | 7.5470 GBP | |||||
| ORD | CFD | Short | 12,019 | 7.5847 GBP | |||||
| ORD | SWAP | Short | 13,849 | 7.5632 GBP | |||||
| ORD | CFD | Short | 19,449 | 7.6165 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 28 Nov 2014 | ||
| Contact name: | Sushil Vashisht | ||
| Telephone number: | 0207 773 0744 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysGreene King