17th Jun 2022 14:02
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | GO-AHEAD GROUP PLC/THE | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 16 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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disclosures in respect of any other party to the offer? | |||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 373,793 | 0.87% | 116,162 | 0.27% | |||
(2) | Cash-settled derivatives: | ||||||
772,327 | 1.79% | 87,268 | 0.20% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 1,146,120 | 2.65% | 203,430 | 0.47% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 3 | 15.8500 GBP | ||||
10p ordinary | Purchase | 16 | 15.8262 GBP | ||||
10p ordinary | Purchase | 47 | 15.8012 GBP | ||||
10p ordinary | Purchase | 81 | 15.8098 GBP | ||||
10p ordinary | Purchase | 124 | 16.0624 GBP | ||||
10p ordinary | Purchase | 264 | 15.9800 GBP | ||||
10p ordinary | Purchase | 969 | 15.8294 GBP | ||||
10p ordinary | Purchase | 1,118 | 15.8494 GBP | ||||
10p ordinary | Purchase | 1,500 | 15.8000 GBP | ||||
10p ordinary | Purchase | 1,875 | 15.9490 GBP | ||||
10p ordinary | Purchase | 2,149 | 15.8557 GBP | ||||
10p ordinary | Purchase | 5,348 | 15.8708 GBP | ||||
10p ordinary | Purchase | 12,712 | 15.9283 GBP | ||||
10p ordinary | Sale | 40 | 15.8200 GBP | ||||
10p ordinary | Sale | 148 | 15.8400 GBP | ||||
10p ordinary | Sale | 263 | 15.8700 GBP | ||||
10p ordinary | Sale | 264 | 15.9800 GBP | ||||
10p ordinary | Sale | 271 | 15.9269 GBP | ||||
10p ordinary | Sale | 410 | 15.8441 GBP | ||||
10p ordinary | Sale | 422 | 15.8512 GBP | ||||
10p ordinary | Sale | 465 | 15.8600 GBP | ||||
10p ordinary | Sale | 535 | 15.8851 GBP | ||||
10p ordinary | Sale | 622 | 15.8828 GBP | ||||
10p ordinary | Sale | 773 | 15.7998 GBP | ||||
10p ordinary | Sale | 1,150 | 15.8657 GBP | ||||
10p ordinary | Sale | 1,602 | 15.8215 GBP | ||||
10p ordinary | Sale | 2,054 | 15.9751 GBP | ||||
10p ordinary | Sale | 2,314 | 15.8548 GBP | ||||
10p ordinary | Sale | 2,844 | 15.9276 GBP | ||||
10p ordinary | Sale | 4,311 | 15.8984 GBP | ||||
10p ordinary | Sale | 9,265 | 15.8025 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 48 | 15.8187 GBP | |||
10p ordinary | SWAP | Long | 85 | 15.7987 GBP | |||
10p ordinary | CFD | Long | 545 | 15.8178 GBP | |||
10p ordinary | SWAP | Long | 773 | 15.7998 GBP | |||
10p ordinary | SWAP | Long | 929 | 15.9438 GBP | |||
10p ordinary | SWAP | Long | 1,456 | 15.9361 GBP | |||
10p ordinary | CFD | Long | 1,602 | 15.8215 GBP | |||
10p ordinary | CFD | Long | 2,120 | 15.8557 GBP | |||
10p ordinary | SWAP | Long | 9,265 | 15.8025 GBP | |||
10p ordinary | SWAP | Short | 369 | 15.8662 GBP | |||
10p ordinary | SWAP | Short | 428 | 15.8619 GBP | |||
10p ordinary | SWAP | Short | 560 | 15.9801 GBP | |||
10p ordinary | SWAP | Short | 600 | 15.8068 GBP | |||
10p ordinary | SWAP | Short | 1,320 | 15.8400 GBP | |||
10p ordinary | SWAP | Short | 1,721 | 15.8541 GBP | |||
10p ordinary | SWAP | Short | 10,832 | 15.9364 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 17 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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