5th Aug 2022 13:39
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | GO-AHEAD GROUP PLC, THE | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 04 Aug 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
disclosures in respect of any other party to the offer? | |||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 725,357 | 1.68% | 80,210 | 0.19% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 7,365 | 0.02% | 395,659 | 0.92% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 732,722 | 1.70% | 475,869 | 1.10% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 574 | 15.3825 GBP | ||||
10p ordinary | Purchase | 760 | 15.3600 GBP | ||||
10p ordinary | Purchase | 805 | 15.3731 GBP | ||||
10p ordinary | Purchase | 1,643 | 15.3800 GBP | ||||
10p ordinary | Purchase | 3,711 | 15.3941 GBP | ||||
10p ordinary | Purchase | 4,501 | 15.3837 GBP | ||||
10p ordinary | Purchase | 6,276 | 15.3663 GBP | ||||
10p ordinary | Purchase | 18,547 | 15.3782 GBP | ||||
10p ordinary | Sale | 2 | 15.3800 GBP | ||||
10p ordinary | Sale | 7 | 15.3628 GBP | ||||
10p ordinary | Sale | 7 | 15.3942 GBP | ||||
10p ordinary | Sale | 119 | 15.4000 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 4 | 15.3800 GBP | |||
10p ordinary | SWAP | Long | 5 | 15.3560 GBP | |||
10p ordinary | SWAP | Long | 5 | 15.3920 GBP | |||
10p ordinary | SWAP | Long | 121 | 15.4000 GBP | |||
10p ordinary | SWAP | Short | 44 | 15.3799 GBP | |||
10p ordinary | SWAP | Short | 325 | 15.4012 GBP | |||
10p ordinary | SWAP | Short | 399 | 15.3673 GBP | |||
10p ordinary | CFD | Short | 454 | 15.3620 GBP | |||
10p ordinary | SWAP | Short | 574 | 15.3825 GBP | |||
10p ordinary | SWAP | Short | 615 | 15.3801 GBP | |||
10p ordinary | SWAP | Short | 1,392 | 15.3695 GBP | |||
10p ordinary | CFD | Short | 3,711 | 15.3941 GBP | |||
10p ordinary | SWAP | Short | 3,886 | 15.3843 GBP | |||
10p ordinary | SWAP | Short | 5,714 | 15.3934 GBP | |||
10p ordinary | CFD | Short | 17,863 | 15.3707 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 05 Aug 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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