7th Jul 2022 11:18
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||
(b) | Owner or controller of interest and short | ||||||||||
positions disclosed, if different from 1(a): | |||||||||||
(c) | Name of offeror/offeree in relation to whose | GO-AHEAD GROUP PLC/THE | |||||||||
relevant securities this form relates: | |||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||
offeror/offeree, state this and specify identity of | |||||||||||
offeror/offeree: | |||||||||||
(e) | Date position held/dealing undertaken: | 06 July 2022 | |||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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disclosures in respect of any other party to the offer? | |||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||
| to which the disclosure relates following the dealing (if any) | ||||||||||
Class of relevant security: | 10p ordinary | ||||||||||
Interests | Short Positions | ||||||||||
Number | (%) | Number | (%) | ||||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 457,088 | 1.06% | 79,308 | 0.18% | |||||||
(2) | Cash-settled derivatives: | ||||||||||
48,153 | 0.11% | 173,782 | 0.40% | ||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
TOTAL: | 505,241 | 1.17% | 253,090 | 0.59% | |||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||
| options) |
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Class of relevant security in relation to | |||||||||||
which subscription right exists | |||||||||||
Details, including nature of the rights | |||||||||||
concerned and relevant percentages: | |||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 302 | 15.6201 GBP | |||
10p ordinary | Purchase | 608 | 15.6393 GBP | |||
10p ordinary | Purchase | 622 | 15.5800 GBP | |||
10p ordinary | Purchase | 1,101 | 15.6340 GBP | |||
10p ordinary | Purchase | 1,111 | 15.6700 GBP | |||
10p ordinary | Purchase | 1,500 | 15.5400 GBP | |||
10p ordinary | Purchase | 51,896 | 15.6000 GBP | |||
10p ordinary | Sale | 10 | 15.6200 GBP | |||
10p ordinary | Sale | 23 | 15.4800 GBP | |||
10p ordinary | Sale | 34 | 15.5882 GBP | |||
10p ordinary | Sale | 152 | 15.5200 GBP | |||
10p ordinary | Sale | 197 | 15.4998 GBP | |||
10p ordinary | Sale | 1,111 | 15.6700 GBP | |||
10p ordinary | Sale | 2,242 | 15.6400 GBP | |||
10p ordinary | Sale | 8,318 | 15.5562 GBP | |||
10p ordinary | Sale | 51,896 | 15.6000 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 152 | 15.5187 GBP | |||
10p ordinary | SWAP | Long | 197 | 15.4998 GBP | |||
10p ordinary | SWAP | Long | 481 | 15.6398 GBP | |||
10p ordinary | SWAP | Long | 1,358 | 15.5115 GBP | |||
10p ordinary | SWAP | Long | 6,479 | 15.5593 GBP | |||
10p ordinary | SWAP | Short | 200 | 15.6400 GBP | |||
10p ordinary | SWAP | Short | 302 | 15.6201 GBP | |||
10p ordinary | SWAP | Short | 408 | 15.6389 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 7 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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