22nd Jul 2022 12:43
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | |||||||||||
(a) | Full name of discloser: | Barclays PLC. | ||||||||||
(b) | Owner or controller of interest and short | |||||||||||
positions disclosed, if different from 1(a): | ||||||||||||
(c) | Name of offeror/offeree in relation to whose | GO-AHEAD GROUP PLC/THE | ||||||||||
relevant securities this form relates: | ||||||||||||
(d) | If an exempt fund manager connected with an | |||||||||||
offeror/offeree, state this and specify identity of | ||||||||||||
offeror/offeree: | ||||||||||||
(e) | Date position held/dealing undertaken: | 21 July 2022 | ||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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disclosures in respect of any other party to the offer? | ||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | |||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | |||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||
Class of relevant security: | 10p ordinary | |||||||||||
Interests | Short Positions | |||||||||||
Number | (%) | Number | (%) | |||||||||
(1) | Relevant securities owned | |||||||||||
and/or controlled: | 542,913 | 1.26% | 84,835 | 0.20% | ||||||||
(2) | Cash-settled derivatives: | |||||||||||
22,347 | 0.05% | 234,980 | 0.54% | |||||||||
(3) | Stock-settled derivatives (including options) | |||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||||||||
TOTAL: | 565,260 | 1.31% | 319,815 | 0.74% | ||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | |||||||||||
| options) |
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Class of relevant security in relation to | ||||||||||||
which subscription right exists | ||||||||||||
Details, including nature of the rights | ||||||||||||
concerned and relevant percentages: | ||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | |||||
(a) | Purchases and sales | |||||
Class of relevant | Purchase/sale | Number of | Price per unit | |||
security | securities | |||||
10p ordinary | Purchase | 9 | 14.8792 GBP | |||
10p ordinary | Purchase | 51 | 14.8829 GBP | |||
10p ordinary | Purchase | 318 | 14.8624 GBP | |||
10p ordinary | Purchase | 320 | 14.8500 GBP | |||
10p ordinary | Purchase | 320 | 14.8200 GBP | |||
10p ordinary | Purchase | 352 | 14.8618 GBP | |||
10p ordinary | Purchase | 1,473 | 14.8000 GBP | |||
10p ordinary | Purchase | 1,901 | 14.8420 GBP | |||
10p ordinary | Purchase | 3,289 | 14.8529 GBP | |||
10p ordinary | Purchase | 16,186 | 14.8957 GBP | |||
10p ordinary | Purchase | 19,014 | 14.8663 GBP | |||
10p ordinary | Sale | 2 | 14.8900 GBP | |||
10p ordinary | Sale | 5 | 14.8920 GBP | |||
10p ordinary | Sale | 17 | 14.9000 GBP | |||
10p ordinary | Sale | 181 | 14.8644 GBP | |||
10p ordinary | Sale | 588 | 14.8800 GBP | |||
10p ordinary | Sale | 1,473 | 14.8000 GBP | |||
10p ordinary | Sale | 1,725 | 14.8625 GBP | |||
10p ordinary | Sale | 9,339 | 14.8818 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 1 | 14.8798 GBP | |||
10p ordinary | SWAP | Long | 2 | 14.8900 GBP | |||
10p ordinary | SWAP | Long | 3 | 14.8933 GBP | |||
10p ordinary | SWAP | Long | 3 | 14.9000 GBP | |||
10p ordinary | SWAP | Long | 6 | 14.8800 GBP | |||
10p ordinary | SWAP | Long | 181 | 14.8644 GBP | |||
10p ordinary | SWAP | Long | 1,724 | 14.8624 GBP | |||
10p ordinary | SWAP | Long | 3,676 | 14.8805 GBP | |||
10p ordinary | SWAP | Long | 5,663 | 14.8826 GBP | |||
10p ordinary | SWAP | Short | 90 | 14.8547 GBP | |||
10p ordinary | SWAP | Short | 97 | 14.8659 GBP | |||
10p ordinary | SWAP | Short | 214 | 14.8801 GBP | |||
10p ordinary | CFD | Short | 304 | 14.9220 GBP | |||
10p ordinary | CFD | Short | 318 | 14.8624 GBP | |||
10p ordinary | SWAP | Short | 352 | 14.8618 GBP | |||
10p ordinary | SWAP | Short | 619 | 14.8529 GBP | |||
10p ordinary | SWAP | Short | 707 | 14.8988 GBP | |||
10p ordinary | SWAP | Short | 15,972 | 14.8959 GBP | |||
10p ordinary | CFD | Short | 23,027 | 14.8615 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 22 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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