1st Jul 2022 15:07
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. | KEY INFORMATION | ||||||||||||
(a) | Full name of discloser: | Barclays PLC. | |||||||||||
(b) | Owner or controller of interest and short | ||||||||||||
positions disclosed, if different from 1(a): | |||||||||||||
(c) | Name of offeror/offeree in relation to whose | GO-AHEAD GROUP PLC/THE | |||||||||||
relevant securities this form relates: | |||||||||||||
(d) | If an exempt fund manager connected with an | ||||||||||||
offeror/offeree, state this and specify identity of | |||||||||||||
offeror/offeree: | |||||||||||||
(e) | Date position held/dealing undertaken: | 30 June 2022 | |||||||||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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disclosures in respect of any other party to the offer? | |||||||||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||
| to which the disclosure relates following the dealing (if any) | ||||||||||||
Class of relevant security: | 10p ordinary | ||||||||||||
Interests | Short Positions | ||||||||||||
Number | (%) | Number | (%) | ||||||||||
(1) | Relevant securities owned | ||||||||||||
and/or controlled: | 484,228 | 1.12% | 75,627 | 0.18% | |||||||||
(2) | Cash-settled derivatives: | ||||||||||||
43,227 | 0.10% | 200,621 | 0.46% | ||||||||||
(3) | Stock-settled derivatives (including options) | ||||||||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||
TOTAL: | 527,455 | 1.22% | 276,248 | 0.64% | |||||||||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||
| options) |
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Class of relevant security in relation to | |||||||||||||
which subscription right exists | |||||||||||||
Details, including nature of the rights | |||||||||||||
concerned and relevant percentages: | |||||||||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
10p ordinary | Purchase | 12 | 15.8800 GBP | ||||
10p ordinary | Purchase | 187 | 15.8006 GBP | ||||
10p ordinary | Purchase | 448 | 15.8000 GBP | ||||
10p ordinary | Purchase | 725 | 15.8086 GBP | ||||
10p ordinary | Purchase | 1,275 | 15.8599 GBP | ||||
10p ordinary | Purchase | 2,883 | 15.8216 GBP | ||||
10p ordinary | Sale | 19 | 15.8071 GBP | ||||
10p ordinary | Sale | 220 | 15.7973 GBP | ||||
10p ordinary | Sale | 393 | 15.8321 GBP | ||||
10p ordinary | Sale | 587 | 15.8162 GBP | ||||
10p ordinary | Sale | 2,490 | 15.8200 GBP | ||||
10p ordinary | Sale | 2,961 | 15.7968 GBP | ||||
10p ordinary | Sale | 15,837 | 15.7996 GBP |
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
10p ordinary | SWAP | Long | 187 | 15.8085 GBP | |||
10p ordinary | CFD | Long | 220 | 15.7974 GBP | |||
10p ordinary | CFD | Long | 313 | 15.7978 GBP | |||
10p ordinary | SWAP | Long | 400 | 15.8198 GBP | |||
10p ordinary | SWAP | Long | 650 | 15.7987 GBP | |||
10p ordinary | SWAP | Long | 1,078 | 15.7964 GBP | |||
10p ordinary | SWAP | Long | 1,998 | 15.7953 GBP | |||
10p ordinary | SWAP | Long | 14,759 | 15.7998 GBP | |||
10p ordinary | SWAP | Short | 321 | 15.8001 GBP | |||
10p ordinary | SWAP | Short | 448 | 15.8000 GBP | |||
10p ordinary | SWAP | Short | 893 | 15.8102 GBP | |||
10p ordinary | SWAP | Short | 966 | 15.8801 GBP |
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 1 Jul 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
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