16th Jan 2018 12:44
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | GKN PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 15 January 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | MELROSE INDUSTRIES PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 10p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 50,637,003 | 2.95% | 24,159,738 | 1.41% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 7,277,375 | 0.42% | 47,697,548 | 2.78% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 57,914,378 | 3.37% | 71,857,286 | 4.18% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 10p ordinary | Purchase | 241 | 4.3810 GBP | ||||
| 10p ordinary | Purchase | 391 | 4.3540 GBP | ||||
| 10p ordinary | Purchase | 407 | 4.3093 GBP | ||||
| 10p ordinary | Purchase | 742 | 4.2925 GBP | ||||
| 10p ordinary | Purchase | 753 | 4.3500 GBP | ||||
| 10p ordinary | Purchase | 2,095 | 4.3209 GBP | ||||
| 10p ordinary | Purchase | 2,683 | 4.3870 GBP | ||||
| 10p ordinary | Purchase | 3,466 | 4.2947 GBP | ||||
| 10p ordinary | Purchase | 5,230 | 4.3395 GBP | ||||
| 10p ordinary | Purchase | 7,010 | 4.3332 GBP | ||||
| 10p ordinary | Purchase | 8,481 | 4.3686 GBP | ||||
| 10p ordinary | Purchase | 13,334 | 4.3611 GBP | ||||
| 10p ordinary | Purchase | 21,710 | 4.3660 GBP | ||||
| 10p ordinary | Purchase | 56,751 | 4.3747 GBP | ||||
| 10p ordinary | Purchase | 58,124 | 4.3474 GBP | ||||
| 10p ordinary | Purchase | 64,916 | 4.3451 GBP | ||||
| 10p ordinary | Purchase | 66,678 | 4.3441 GBP | ||||
| 10p ordinary | Purchase | 66,843 | 4.3538 GBP | ||||
| 10p ordinary | Purchase | 92,969 | 4.3442 GBP | ||||
| 10p ordinary | Purchase | 114,052 | 4.3499 GBP | ||||
| 10p ordinary | Purchase | 162,195 | 4.3713 GBP | ||||
| 10p ordinary | Purchase | 254,137 | 4.3740 GBP | ||||
| 10p ordinary | Purchase | 1,224,070 | 4.3689 GBP | ||||
| 10p ordinary | Sale | 11 | 4.3137 GBP | ||||
| 10p ordinary | Sale | 112 | 4.3119 GBP | ||||
| 10p ordinary | Sale | 391 | 4.3540 GBP | ||||
| 10p ordinary | Sale | 478 | 4.3520 GBP | ||||
| 10p ordinary | Sale | 500 | 4.3000 GBP | ||||
| 10p ordinary | Sale | 700 | 4.3491 GBP | ||||
| 10p ordinary | Sale | 713 | 4.3001 GBP | ||||
| 10p ordinary | Sale | 753 | 4.3500 GBP | ||||
| 10p ordinary | Sale | 1,000 | 4.3565 GBP | ||||
| 10p ordinary | Sale | 1,128 | 4.4030 GBP | ||||
| 10p ordinary | Sale | 1,622 | 4.3566 GBP | ||||
| 10p ordinary | Sale | 2,291 | 4.3052 GBP | ||||
| 10p ordinary | Sale | 3,707 | 4.3818 GBP | ||||
| 10p ordinary | Sale | 6,323 | 4.3740 GBP | ||||
| 10p ordinary | Sale | 10,000 | 4.2971 GBP | ||||
| 10p ordinary | Sale | 19,155 | 4.3543 GBP | ||||
| 10p ordinary | Sale | 22,847 | 4.3263 GBP | ||||
| 10p ordinary | Sale | 26,634 | 4.3736 GBP | ||||
| 10p ordinary | Sale | 31,955 | 4.3688 GBP | ||||
| 10p ordinary | Sale | 58,551 | 4.3561 GBP | ||||
| 10p ordinary | Sale | 65,218 | 4.3366 GBP | ||||
| 10p ordinary | Sale | 77,336 | 4.3676 GBP | ||||
| 10p ordinary | Sale | 81,880 | 4.3737 GBP | ||||
| 10p ordinary | Sale | 222,318 | 4.3787 GBP | ||||
| 10p ordinary | Sale | 359,474 | 4.3198 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 10p ordinary | SWAP | Long | 112 | 4.3119 GBP | |||||
| 10p ordinary | SWAP | Long | 700 | 4.3490 GBP | |||||
| 10p ordinary | CFD | Long | 1,791 | 4.3739 GBP | |||||
| 10p ordinary | SWAP | Long | 2,500 | 4.3384 GBP | |||||
| 10p ordinary | CFD | Long | 3,707 | 4.3818 GBP | |||||
| 10p ordinary | SWAP | Long | 15,196 | 4.3487 GBP | |||||
| 10p ordinary | SWAP | Long | 22,339 | 4.3402 GBP | |||||
| 10p ordinary | CFD | Long | 26,634 | 4.3736 GBP | |||||
| 10p ordinary | SWAP | Long | 27,884 | 4.3307 GBP | |||||
| 10p ordinary | CFD | Long | 31,957 | 4.3073 GBP | |||||
| 10p ordinary | CFD | Long | 46,781 | 4.3740 GBP | |||||
| 10p ordinary | SWAP | Long | 46,781 | 4.3740 GBP | |||||
| 10p ordinary | CFD | Long | 65,218 | 4.3366 GBP | |||||
| 10p ordinary | CFD | Long | 81,880 | 4.3737 GBP | |||||
| 10p ordinary | SWAP | Long | 219,177 | 4.3822 GBP | |||||
| 10p ordinary | SWAP | Long | 241,394 | 4.3070 GBP | |||||
| 10p ordinary | CFD | Short | 241 | 4.3810 GBP | |||||
| 10p ordinary | CFD | Short | 407 | 4.3093 GBP | |||||
| 10p ordinary | CFD | Short | 3,174 | 4.3003 GBP | |||||
| 10p ordinary | CFD | Short | 3,466 | 4.2947 GBP | |||||
| 10p ordinary | SWAP | Short | 5,053 | 4.3692 GBP | |||||
| 10p ordinary | CFD | Short | 5,230 | 4.3395 GBP | |||||
| 10p ordinary | SWAP | Short | 10,512 | 4.3860 GBP | |||||
| 10p ordinary | SWAP | Short | 15,390 | 4.3415 GBP | |||||
| 10p ordinary | SWAP | Short | 16,657 | 4.3651 GBP | |||||
| 10p ordinary | SWAP | Short | 22,325 | 4.3292 GBP | |||||
| 10p ordinary | SWAP | Short | 24,287 | 4.3635 GBP | |||||
| 10p ordinary | CFD | Short | 29,524 | 4.3321 GBP | |||||
| 10p ordinary | SWAP | Short | 42,922 | 4.3688 GBP | |||||
| 10p ordinary | SWAP | Short | 66,678 | 4.3441 GBP | |||||
| 10p ordinary | CFD | Short | 80,208 | 4.3854 GBP | |||||
| 10p ordinary | CFD | Short | 92,969 | 4.3442 GBP | |||||
| 10p ordinary | SWAP | Short | 114,052 | 4.3499 GBP | |||||
| 10p ordinary | SWAP | Short | 172,786 | 4.3729 GBP | |||||
| 10p ordinary | SWAP | Short | 254,137 | 4.3740 GBP | |||||
| 10p ordinary | CFD | Short | 378,627 | 4.3743 GBP | |||||
| 10p ordinary | SWAP | Short | 643,576 | 4.3672 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 16 Jan 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: http://www.businesswire.com/news/home/20180116006011/en/
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