20th Jun 2022 14:03
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | FIRSTGROUP PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 17 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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disclosures in respect of any other party to the offer? | |||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 5p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 7,291,313 | 0.97% | 793,214 | 0.11% | |||
(2) | Cash-settled derivatives: | ||||||
239,634 | 0.03% | 6,310,950 | 0.84% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 7,530,947 | 1.00% | 7,104,164 | 0.95% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
5p ordinary | Purchase | 332 | 1.3850 GBP | ||||
5p ordinary | Purchase | 1,300 | 1.3558 GBP | ||||
5p ordinary | Purchase | 2,196 | 1.3364 GBP | ||||
5p ordinary | Purchase | 3,133 | 1.3328 GBP | ||||
5p ordinary | Purchase | 17,202 | 1.3363 GBP | ||||
5p ordinary | Purchase | 20,396 | 1.3352 GBP | ||||
5p ordinary | Purchase | 25,000 | 1.3412 GBP | ||||
5p ordinary | Purchase | 27,882 | 1.3330 GBP | ||||
5p ordinary | Purchase | 100,000 | 1.3381 GBP | ||||
5p ordinary | Purchase | 1,038,020 | 1.3334 GBP | ||||
5p ordinary | Sale | 332 | 1.3850 GBP | ||||
5p ordinary | Sale | 332 | 1.3851 GBP | ||||
5p ordinary | Sale | 685 | 1.3420 GBP | ||||
5p ordinary | Sale | 736 | 1.3490 GBP | ||||
5p ordinary | Sale | 774 | 1.3668 GBP | ||||
5p ordinary | Sale | 801 | 1.3656 GBP | ||||
5p ordinary | Sale | 1,225 | 1.3817 GBP | ||||
5p ordinary | Sale | 1,305 | 1.3607 GBP | ||||
5p ordinary | Sale | 1,346 | 1.3430 GBP | ||||
5p ordinary | Sale | 1,551 | 1.3800 GBP | ||||
5p ordinary | Sale | 1,662 | 1.3619 GBP | ||||
5p ordinary | Sale | 1,665 | 1.3548 GBP | ||||
5p ordinary | Sale | 1,737 | 1.3646 GBP | ||||
5p ordinary | Sale | 1,973 | 1.3427 GBP | ||||
5p ordinary | Sale | 3,102 | 1.3810 GBP | ||||
5p ordinary | Sale | 3,419 | 1.3837 GBP | ||||
5p ordinary | Sale | 4,454 | 1.3612 GBP | ||||
5p ordinary | Sale | 5,704 | 1.3578 GBP | ||||
5p ordinary | Sale | 5,740 | 1.3330 GBP | ||||
5p ordinary | Sale | 6,328 | 1.3421 GBP | ||||
5p ordinary | Sale | 6,953 | 1.3525 GBP | ||||
5p ordinary | Sale | 17,260 | 1.3610 GBP | ||||
5p ordinary | Sale | 20,529 | 1.3412 GBP | ||||
5p ordinary | Sale | 21,171 | 1.3831 GBP | ||||
5p ordinary | Sale | 26,555 | 1.3710 GBP | ||||
5p ordinary | Sale | 79,554 | 1.3378 GBP | ||||
5p ordinary | Sale | 93,817 | 1.3680 GBP | ||||
5p ordinary | Sale | 109,972 | 1.3360 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
5p ordinary | CFD | Long | 602 | 1.3708 GBP | |||
5p ordinary | SWAP | Long | 1,609 | 1.3858 GBP | |||
5p ordinary | SWAP | Long | 2,526 | 1.3831 GBP | |||
5p ordinary | SWAP | Long | 7,101 | 1.3618 GBP | |||
5p ordinary | SWAP | Long | 11,010 | 1.3626 GBP | |||
5p ordinary | SWAP | Long | 12,399 | 1.3563 GBP | |||
5p ordinary | SWAP | Long | 15,545 | 1.3770 GBP | |||
5p ordinary | SWAP | Long | 45,762 | 1.3707 GBP | |||
5p ordinary | SWAP | Long | 47,493 | 1.3647 GBP | |||
5p ordinary | SWAP | Short | 1,360 | 1.3584 GBP | |||
5p ordinary | SWAP | Short | 3,128 | 1.3514 GBP | |||
5p ordinary | SWAP | Short | 3,718 | 1.3576 GBP | |||
5p ordinary | SWAP | Short | 14,122 | 1.3580 GBP | |||
5p ordinary | CFD | Short | 16,904 | 1.3366 GBP | |||
5p ordinary | SWAP | Short | 30,563 | 1.3332 GBP | |||
5p ordinary | SWAP | Short | 356,090 | 1.3330 GBP | |||
5p ordinary | CFD | Short | 633,419 | 1.3331 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 20 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
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