30th Jun 2022 13:31
FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | FIRSTGROUP PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 29 June 2022 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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disclosures in respect of any other party to the offer? | |||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 5p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 7,859,110 | 1.05% | 1,014,160 | 0.14% | |||
(2) | Cash-settled derivatives: | ||||||
440,839 | 0.06% | 7,149,493 | 0.95% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 8,299,949 | 1.11% | 8,163,653 | 1.09% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
5p ordinary | Purchase | 33 | 1.3320 GBP | ||||
5p ordinary | Purchase | 33 | 1.3319 GBP | ||||
5p ordinary | Purchase | 83 | 1.3304 GBP | ||||
5p ordinary | Purchase | 354 | 1.3219 GBP | ||||
5p ordinary | Purchase | 692 | 1.3270 GBP | ||||
5p ordinary | Purchase | 741 | 1.3150 GBP | ||||
5p ordinary | Purchase | 784 | 1.3335 GBP | ||||
5p ordinary | Purchase | 827 | 1.3180 GBP | ||||
5p ordinary | Purchase | 2,501 | 1.3294 GBP | ||||
5p ordinary | Purchase | 3,981 | 1.3240 GBP | ||||
5p ordinary | Purchase | 6,054 | 1.3287 GBP | ||||
5p ordinary | Purchase | 6,115 | 1.3380 GBP | ||||
5p ordinary | Purchase | 6,457 | 1.3196 GBP | ||||
5p ordinary | Purchase | 7,678 | 1.3170 GBP | ||||
5p ordinary | Purchase | 9,997 | 1.3100 GBP | ||||
5p ordinary | Purchase | 19,438 | 1.3239 GBP | ||||
5p ordinary | Purchase | 23,954 | 1.3104 GBP | ||||
5p ordinary | Purchase | 33,359 | 1.3141 GBP | ||||
5p ordinary | Purchase | 56,416 | 1.3223 GBP | ||||
5p ordinary | Purchase | 59,528 | 1.3146 GBP | ||||
5p ordinary | Sale | 33 | 1.3320 GBP | ||||
5p ordinary | Sale | 207 | 1.3265 GBP | ||||
5p ordinary | Sale | 354 | 1.3220 GBP | ||||
5p ordinary | Sale | 630 | 1.3270 GBP | ||||
5p ordinary | Sale | 741 | 1.3150 GBP | ||||
5p ordinary | Sale | 784 | 1.3335 GBP | ||||
5p ordinary | Sale | 1,889 | 1.3230 GBP | ||||
5p ordinary | Sale | 4,916 | 1.3170 GBP | ||||
5p ordinary | Sale | 7,797 | 1.3250 GBP | ||||
5p ordinary | Sale | 8,152 | 1.3127 GBP | ||||
5p ordinary | Sale | 10,417 | 1.3293 GBP | ||||
5p ordinary | Sale | 27,306 | 1.3100 GBP | ||||
5p ordinary | Sale | 28,269 | 1.3258 GBP | ||||
5p ordinary | Sale | 38,576 | 1.3186 GBP | ||||
5p ordinary | Sale | 137,261 | 1.3125 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
5p ordinary | SWAP | Long | 1,268 | 1.3299 GBP | |||
5p ordinary | SWAP | Long | 3,124 | 1.3260 GBP | |||
5p ordinary | SWAP | Long | 5,603 | 1.3222 GBP | |||
5p ordinary | SWAP | Long | 13,954 | 1.3270 GBP | |||
5p ordinary | SWAP | Long | 17,038 | 1.3099 GBP | |||
5p ordinary | SWAP | Long | 20,270 | 1.3252 GBP | |||
5p ordinary | SWAP | Long | 34,345 | 1.3254 GBP | |||
5p ordinary | CFD | Long | 115,030 | 1.3098 GBP | |||
5p ordinary | SWAP | Short | 83 | 1.3304 GBP | |||
5p ordinary | CFD | Short | 4,362 | 1.3218 GBP | |||
5p ordinary | SWAP | Short | 4,703 | 1.3248 GBP | |||
5p ordinary | SWAP | Short | 7,624 | 1.3176 GBP | |||
5p ordinary | SWAP | Short | 20,609 | 1.3250 GBP | |||
5p ordinary | SWAP | Short | 21,138 | 1.3167 GBP | |||
5p ordinary | SWAP | Short | 25,731 | 1.3130 GBP | |||
5p ordinary | SWAP | Short | 31,595 | 1.3100 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 30 Jun 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
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