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Form 8.3 - EURASIAN NATURAL RESOURCES CORP PLC

27th Jun 2013 12:29

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose EURASIAN NATURAL RESOURCES CORP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 26 June 2013
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect KAZAKHMYS PLC
of any other party to this offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: ORD
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,787,315 0.14% 3,912,902 0.30%
(2) Derivatives (other than
options): 3,881,170 0.30% 1,637,832 0.13%
(3) Options and agreements to
purchase/sell: 0 0.00% 0 0.00%
(4) TOTAL:
5,668,485 0.44% 5,550,734 0.43%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant Purchase/sale Number of Price per unit
security securities
ORD Purchase 3,504 2.0981 GBP
ORD Purchase 5,028 2.1097 GBP
ORD Purchase 16,933 2.0993 GBP
ORD Purchase 19,160 2.0670 GBP
ORD Purchase 32,682 2.1009 GBP
ORD Purchase 40,694 2.0936 GBP
ORD Purchase 72,136 2.0944 GBP
ORD Purchase 80,810 2.0939 GBP
ORD Purchase 191,881 2.0940 GBP
ORD Purchase 250,207 2.0917 GBP
ORD Sale 2,350 2.0900 GBP
ORD Sale 2,489 2.0906 GBP
ORD Sale 2,876 2.1163 GBP
ORD Sale 5,028 2.1100 GBP
ORD Sale 7,516 2.1015 GBP
ORD Sale 16,517 2.0877 GBP
ORD Sale 39,344 2.0913 GBP
ORD Sale 49,477 2.0896 GBP
ORD Sale 63,975 2.0827 GBP
ORD Sale 80,778 2.0933 GBP
ORD Sale 160,085 2.0976 GBP
ORD Sale 198,433 2.0954 GBP
ORD Sale 268,399 2.0939 GBP

(b) Derivatives transactions (other than options)

Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
ORD CFD Long 128 2.0664 GBP
ORD SWAP Long 961 2.0885 GBP
ORD SWAP Long 2,876 2.1163 GBP
ORD SWAP Long 3,180 2.0734 GBP
ORD CFD Long 16,987 2.0783 GBP
ORD SWAP Long 29,710 2.0944 GBP
ORD CFD Long 33,937 2.1155 GBP
ORD SWAP Long 63,782 2.1115 GBP
ORD CFD Long 63,975 2.0826 GBP
ORD SWAP Long 250,696 2.0938 GBP
ORD SWAP Short 318 2.0921 GBP
ORD SWAP Short 1,194 2.1166 GBP
ORD CFD Short 13,030 2.1026 GBP
ORD SWAP Short 20,163 2.0937 GBP
ORD CFD Short 63,685 2.1106 GBP
ORD SWAP Short 75,897 2.0725 GBP
ORD SWAP Short 212,417 2.0935 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type

e.g. American, European etc.

Expiry date Option money paid/ received per unit

(ii) Exercising

Class of relevant security Product description

e.g. call option

Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

27 Jun 2013

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Copyright Business Wire 2013


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