25th Jun 2013 14:34
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | EURASIAN NATURAL RESOURCES CORP PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 24 June 2013 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: KAZAKHMYS PLC
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 1,652,083 | 0.13% | 3,647,236 | 0.28% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,646,177 | 0.28% | 1,511,758 | 0.12% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | TOTAL: | ||||||||||
| 5,298,260 | 0.41% | 5,158,994 | 0.40% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 95 | 2.0900 GBP | ||||
| ORD | Purchase | 860 | 2.1786 GBP | ||||
| ORD | Purchase | 1,278 | 2.1844 GBP | ||||
| ORD | Purchase | 1,985 | 2.1813 GBP | ||||
| ORD | Purchase | 2,751 | 2.1790 GBP | ||||
| ORD | Purchase | 5,731 | 2.1757 GBP | ||||
| ORD | Purchase | 9,580 | 2.1850 GBP | ||||
| ORD | Purchase | 18,679 | 2.1487 GBP | ||||
| ORD | Purchase | 35,551 | 2.1613 GBP | ||||
| ORD | Purchase | 46,340 | 2.1748 GBP | ||||
| ORD | Purchase | 104,987 | 2.1692 GBP | ||||
| ORD | Purchase | 125,500 | 2.1601 GBP | ||||
| ORD | Purchase | 210,141 | 2.1588 GBP | ||||
| ORD | Purchase | 286,850 | 2.1800 GBP | ||||
| ORD | Purchase | 300,000 | 2.1721 GBP | ||||
| ORD | Purchase | 511,471 | 2.1579 GBP | ||||
| ORD | Purchase | 668,017 | 2.1657 GBP | ||||
| ORD | Purchase | 1,268,708 | 2.1580 GBP | ||||
| ORD | Sale | 250 | 2.0000 GBP | ||||
| ORD | Sale | 300 | 2.1780 GBP | ||||
| ORD | Sale | 1,118 | 2.1803 GBP | ||||
| ORD | Sale | 2,090 | 2.1380 GBP | ||||
| ORD | Sale | 2,494 | 2.1551 GBP | ||||
| ORD | Sale | 2,613 | 2.1664 GBP | ||||
| ORD | Sale | 2,617 | 2.1781 GBP | ||||
| ORD | Sale | 8,812 | 2.1775 GBP | ||||
| ORD | Sale | 12,748 | 2.0998 GBP | ||||
| ORD | Sale | 33,594 | 2.1536 GBP | ||||
| ORD | Sale | 44,327 | 2.1578 GBP | ||||
| ORD | Sale | 75,233 | 2.1625 GBP | ||||
| ORD | Sale | 100,000 | 2.1858 GBP | ||||
| ORD | Sale | 115,284 | 2.1672 GBP | ||||
| ORD | Sale | 137,159 | 2.1607 GBP | ||||
| ORD | Sale | 166,280 | 2.1667 GBP | ||||
| ORD | Sale | 208,727 | 2.1683 GBP | ||||
| ORD | Sale | 228,202 | 2.1543 GBP | ||||
| ORD | Sale | 450,604 | 2.1706 GBP | ||||
| ORD | Sale | 1,033,686 | 2.1581 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 1,136 | 2.1586 GBP | |||||
| ORD | CFD | Long | 1,634 | 2.1758 GBP | |||||
| ORD | SWAP | Long | 2,613 | 2.1664 GBP | |||||
| ORD | SWAP | Long | 14,860 | 2.1786 GBP | |||||
| ORD | CFD | Long | 20,895 | 2.1679 GBP | |||||
| ORD | CFD | Long | 34,321 | 2.1507 GBP | |||||
| ORD | SWAP | Long | 75,803 | 2.1614 GBP | |||||
| ORD | SWAP | Long | 100,000 | 2.1858 GBP | |||||
| ORD | SWAP | Long | 166,280 | 2.1667 GBP | |||||
| ORD | SWAP | Long | 237,604 | 2.1585 GBP | |||||
| ORD | SWAP | Short | 936 | 2.1583 GBP | |||||
| ORD | SWAP | Short | 2,000 | 2.1280 GBP | |||||
| ORD | SWAP | Short | 4,900 | 2.1803 GBP | |||||
| ORD | SWAP | Short | 6,394 | 2.1465 GBP | |||||
| ORD | CFD | Short | 29,874 | 2.0770 GBP | |||||
| ORD | CFD | Short | 47,234 | 2.1701 GBP | |||||
| ORD | SWAP | Short | 61,893 | 2.1510 GBP | |||||
| ORD | SWAP | Short | 235,616 | 2.1684 GBP | |||||
| ORD | CFD | Short | 255,000 | 2.1657 GBP | |||||
| ORD | CFD | Short | 300,000 | 2.1721 GBP | |||||
| ORD | CFD | Short | 511,471 | 2.1579 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 25 Jun 2013 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2013
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