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Form 8.3 - Entain plc

24th Sep 2021 15:22

RNS Number : 9548M
D E Shaw & Co LP
24 September 2021
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Full name of discloser:

D. E. Shaw & Co., L.P.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Entain plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

(e) Date position held/dealing undertaken:

For an opening position disclosure, state the latest practicable date prior to the disclosure

September 23, 2021

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

Yes: DraftKings Inc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

EUR 0.01 ordinary

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

6,167

0.00%

(2) Cash-settled derivatives:

 

842,378

0.14%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

TOTAL:

848,545

0.14%

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

EUR 0.01 ordinary

Sale

3

GBP 22.59

EUR 0.01 ordinary

Sale

7

GBP 22.61

EUR 0.01 ordinary

Sale

4

GBP 22.62

EUR 0.01 ordinary

Sale

10

GBP 22.63

EUR 0.01 ordinary

Sale

1

GBP 22.64

EUR 0.01 ordinary

Sale

2

GBP 22.66

EUR 0.01 ordinary

Sale

2

GBP 22.67

EUR 0.01 ordinary

Sale

4

GBP 22.69

EUR 0.01 ordinary

Sale

7

GBP 22.70

EUR 0.01 ordinary

Sale

1

GBP 22.73

EUR 0.01 ordinary

Sale

12

GBP 22.74

EUR 0.01 ordinary

Sale

20

GBP 22.75

EUR 0.01 ordinary

Sale

6

GBP 22.76

EUR 0.01 ordinary

Sale

4

GBP 22.78

EUR 0.01 ordinary

Sale

6

GBP 22.79

EUR 0.01 ordinary

Sale

6

GBP 22.80

EUR 0.01 ordinary

Sale

6

GBP 22.81

EUR 0.01 ordinary

Sale

1

GBP 22.82

EUR 0.01 ordinary

Sale

6

GBP 22.83

EUR 0.01 ordinary

Sale

7

GBP 22.84

EUR 0.01 ordinary

Sale

7

GBP 22.85

EUR 0.01 ordinary

Sale

1

GBP 22.86

EUR 0.01 ordinary

Sale

1

GBP 22.92

EUR 0.01 ordinary

Sale

1

GBP 22.93

EUR 0.01 ordinary

Sale

9

GBP 22.94

EUR 0.01 ordinary

Sale

5

GBP 22.95

EUR 0.01 ordinary

Sale

2

GBP 22.96

EUR 0.01 ordinary

Sale

5

GBP 22.97

EUR 0.01 ordinary

Sale

3

GBP 22.98

EUR 0.01 ordinary

Sale

2

GBP 22.99

EUR 0.01 ordinary

Sale

9

GBP 23.00

EUR 0.01 ordinary

Sale

1

GBP 23.01

EUR 0.01 ordinary

Sale

1

GBP 23.02

EUR 0.01 ordinary

Sale

2

GBP 23.03

EUR 0.01 ordinary

Sale

2

GBP 23.04

EUR 0.01 ordinary

Sale

6

GBP 23.05

EUR 0.01 ordinary

Sale

4

GBP 23.06

EUR 0.01 ordinary

Sale

12

GBP 23.07

EUR 0.01 ordinary

Sale

9

GBP 23.08

EUR 0.01 ordinary

Sale

6

GBP 23.09

EUR 0.01 ordinary

Sale

3

GBP 23.10

EUR 0.01 ordinary

Sale

1

GBP 23.11

EUR 0.01 ordinary

Sale

4

GBP 23.12

EUR 0.01 ordinary

Sale

6

GBP 23.13

EUR 0.01 ordinary

Sale

2

GBP 23.14

EUR 0.01 ordinary

Sale

2

GBP 23.15

EUR 0.01 ordinary

Sale

3

GBP 23.16

EUR 0.01 ordinary

Sale

5

GBP 23.17

EUR 0.01 ordinary

Sale

7

GBP 23.18

EUR 0.01 ordinary

Sale

4

GBP 23.19

EUR 0.01 ordinary

Sale

7

GBP 23.20

EUR 0.01 ordinary

Sale

9

GBP 23.21

EUR 0.01 ordinary

Sale

1

GBP 23.24

EUR 0.01 ordinary

Sale

3

GBP 23.25

EUR 0.01 ordinary

Sale

3

GBP 23.26

EUR 0.01 ordinary

Sale

2

GBP 23.27

EUR 0.01 ordinary

Sale

6

GBP 23.28

EUR 0.01 ordinary

Sale

4

GBP 23.29

EUR 0.01 ordinary

Sale

5

GBP 23.30

EUR 0.01 ordinary

Sale

4

GBP 23.31

EUR 0.01 ordinary

Sale

9

GBP 23.32

EUR 0.01 ordinary

Sale

1

GBP 23.33

EUR 0.01 ordinary

Sale

1

GBP 23.34

EUR 0.01 ordinary

Sale

1

GBP 23.35

EUR 0.01 ordinary

Sale

3

GBP 23.37

EUR 0.01 ordinary

Sale

1

GBP 23.40

EUR 0.01 ordinary

Sale

1

GBP 23.41

EUR 0.01 ordinary

Sale

5

GBP 23.44

EUR 0.01 ordinary

Sale

2

GBP 23.45

EUR 0.01 ordinary

Sale

12

GBP 23.46

EUR 0.01 ordinary

Sale

2

GBP 23.47

EUR 0.01 ordinary

Sale

2

GBP 23.49

EUR 0.01 ordinary

Sale

5

GBP 23.50

EUR 0.01 ordinary

Sale

2

GBP 23.51

EUR 0.01 ordinary

Sale

4

GBP 23.52

 

 

 

 

 

(b) Cash-settled derivative transactions

 

 

Class of relevant security

Product description e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

EUR 0.01 ordinary

Swap

Increasing a long position

70

GBP 22.59

EUR 0.01 ordinary

Swap

Increasing a long position

100

GBP 22.66

EUR 0.01 ordinary

Swap

Increasing a long position

595

GBP 22.67

EUR 0.01 ordinary

Swap

Increasing a long position

225

GBP 22.71

EUR 0.01 ordinary

Swap

Increasing a long position

128

GBP 22.76

EUR 0.01 ordinary

Swap

Increasing a long position

474

GBP 22.77

EUR 0.01 ordinary

Swap

Increasing a long position

63

GBP 22.78

EUR 0.01 ordinary

Swap

Increasing a long position

718

GBP 22.79

EUR 0.01 ordinary

Swap

Increasing a long position

4,000

GBP 22.80

EUR 0.01 ordinary

Swap

Increasing a long position

149

GBP 22.83

EUR 0.01 ordinary

Swap

Increasing a long position

100

GBP 22.85

EUR 0.01 ordinary

Swap

Increasing a long position

267

GBP 22.91

EUR 0.01 ordinary

Swap

Increasing a long position

85

GBP 22.92

EUR 0.01 ordinary

Swap

Increasing a long position

190

GBP 22.94

EUR 0.01 ordinary

Swap

Increasing a long position

160

GBP 22.96

EUR 0.01 ordinary

Swap

Increasing a long position

110

GBP 22.97

EUR 0.01 ordinary

Swap

Increasing a long position

209

GBP 23.02

EUR 0.01 ordinary

Swap

Increasing a long position

928

GBP 23.05

EUR 0.01 ordinary

Swap

Increasing a long position

164

GBP 23.06

EUR 0.01 ordinary

Swap

Increasing a long position

129

GBP 23.08

EUR 0.01 ordinary

Swap

Increasing a long position

817

GBP 23.09

EUR 0.01 ordinary

Swap

Increasing a long position

100

GBP 23.12

EUR 0.01 ordinary

Swap

Increasing a long position

225

GBP 23.13

EUR 0.01 ordinary

Swap

Increasing a long position

170

GBP 23.14

EUR 0.01 ordinary

Swap

Increasing a long position

425

GBP 23.15

EUR 0.01 ordinary

Swap

Increasing a long position

950

GBP 23.16

EUR 0.01 ordinary

Swap

Increasing a long position

210

GBP 23.19

EUR 0.01 ordinary

Swap

Increasing a long position

375

GBP 23.20

EUR 0.01 ordinary

Swap

Increasing a long position

100

GBP 23.21

EUR 0.01 ordinary

Swap

Increasing a long position

132

GBP 23.22

EUR 0.01 ordinary

Swap

Increasing a long position

2,734

GBP 23.23

EUR 0.01 ordinary

Swap

Increasing a long position

57

GBP 23.24

EUR 0.01 ordinary

Swap

Increasing a long position

229

GBP 23.25

EUR 0.01 ordinary

Swap

Increasing a long position

1,001

GBP 23.26

EUR 0.01 ordinary

Swap

Increasing a long position

1,290

GBP 23.28

EUR 0.01 ordinary

Swap

Increasing a long position

6,879

GBP 23.29

EUR 0.01 ordinary

Swap

Increasing a long position

8,393

GBP 23.30

EUR 0.01 ordinary

Swap

Increasing a long position

787

GBP 23.31

EUR 0.01 ordinary

Swap

Increasing a long position

120

GBP 23.32

EUR 0.01 ordinary

Swap

Increasing a long position

1,324

GBP 23.33

EUR 0.01 ordinary

Swap

Increasing a long position

947

GBP 23.34

EUR 0.01 ordinary

Swap

Increasing a long position

421

GBP 23.35

EUR 0.01 ordinary

Swap

Increasing a long position

607

GBP 23.36

EUR 0.01 ordinary

Swap

Increasing a long position

500

GBP 23.37

EUR 0.01 ordinary

Swap

Increasing a long position

275

GBP 23.38

EUR 0.01 ordinary

Swap

Increasing a long position

772

GBP 23.39

EUR 0.01 ordinary

Swap

Increasing a long position

331

GBP 23.40

EUR 0.01 ordinary

Swap

Increasing a long position

1,324

GBP 23.41

EUR 0.01 ordinary

Swap

Increasing a long position

613

GBP 23.43

EUR 0.01 ordinary

Swap

Increasing a long position

78

GBP 23.46

EUR 0.01 ordinary

Swap

Increasing a long position

202

GBP 23.51

EUR 0.01 ordinary

Swap

Increasing a long position

66

GBP 23.54

EUR 0.01 ordinary

Swap

Increasing a short position

19

GBP 23.00

EUR 0.01 ordinary

Swap

Increasing a short position

4

GBP 23.43

EUR 0.01 ordinary

Swap

Increasing a short position

22

GBP 23.45

EUR 0.01 ordinary

Swap

Increasing a short position

142

GBP 23.88

EUR 0.01 ordinary

Swap

Reducing a long position

921

GBP 22.59

EUR 0.01 ordinary

Swap

Reducing a long position

1,883

GBP 22.60

EUR 0.01 ordinary

Swap

Reducing a long position

2,090

GBP 22.61

EUR 0.01 ordinary

Swap

Reducing a long position

673

GBP 22.62

EUR 0.01 ordinary

Swap

Reducing a long position

1,773

GBP 22.63

EUR 0.01 ordinary

Swap

Reducing a long position

497

GBP 22.64

EUR 0.01 ordinary

Swap

Reducing a long position

232

GBP 22.65

EUR 0.01 ordinary

Swap

Reducing a long position

235

GBP 22.66

EUR 0.01 ordinary

Swap

Reducing a long position

528

GBP 22.67

EUR 0.01 ordinary

Swap

Reducing a long position

200

GBP 22.68

EUR 0.01 ordinary

Swap

Reducing a long position

494

GBP 22.69

EUR 0.01 ordinary

Swap

Reducing a long position

982

GBP 22.70

EUR 0.01 ordinary

Swap

Reducing a long position

265

GBP 22.72

EUR 0.01 ordinary

Swap

Reducing a long position

597

GBP 22.73

EUR 0.01 ordinary

Swap

Reducing a long position

1,649

GBP 22.74

EUR 0.01 ordinary

Swap

Reducing a long position

2,898

GBP 22.75

EUR 0.01 ordinary

Swap

Reducing a long position

715

GBP 22.76

EUR 0.01 ordinary

Swap

Reducing a long position

206

GBP 22.77

EUR 0.01 ordinary

Swap

Reducing a long position

1,030

GBP 22.78

EUR 0.01 ordinary

Swap

Reducing a long position

1,862

GBP 22.79

EUR 0.01 ordinary

Swap

Reducing a long position

1,617

GBP 22.80

EUR 0.01 ordinary

Swap

Reducing a long position

837

GBP 22.81

EUR 0.01 ordinary

Swap

Reducing a long position

394

GBP 22.82

EUR 0.01 ordinary

Swap

Reducing a long position

977

GBP 22.83

EUR 0.01 ordinary

Swap

Reducing a long position

842

GBP 22.84

EUR 0.01 ordinary

Swap

Reducing a long position

1,256

GBP 22.85

EUR 0.01 ordinary

Swap

Reducing a long position

1,394

GBP 22.86

EUR 0.01 ordinary

Swap

Reducing a long position

454

GBP 22.87

EUR 0.01 ordinary

Swap

Reducing a long position

194

GBP 22.88

EUR 0.01 ordinary

Swap

Reducing a long position

134

GBP 22.89

EUR 0.01 ordinary

Swap

Reducing a long position

32

GBP 22.90

EUR 0.01 ordinary

Swap

Reducing a long position

105

GBP 22.91

EUR 0.01 ordinary

Swap

Reducing a long position

199

GBP 22.92

EUR 0.01 ordinary

Swap

Reducing a long position

880

GBP 22.93

EUR 0.01 ordinary

Swap

Reducing a long position

1,258

GBP 22.94

EUR 0.01 ordinary

Swap

Reducing a long position

1,640

GBP 22.95

EUR 0.01 ordinary

Swap

Reducing a long position

880

GBP 22.96

EUR 0.01 ordinary

Swap

Reducing a long position

1,484

GBP 22.97

EUR 0.01 ordinary

Swap

Reducing a long position

870

GBP 22.98

EUR 0.01 ordinary

Swap

Reducing a long position

1,126

GBP 22.99

EUR 0.01 ordinary

Swap

Reducing a long position

5,203

GBP 23.00

EUR 0.01 ordinary

Swap

Reducing a long position

1,375

GBP 23.01

EUR 0.01 ordinary

Swap

Reducing a long position

1,317

GBP 23.02

EUR 0.01 ordinary

Swap

Reducing a long position

653

GBP 23.03

EUR 0.01 ordinary

Swap

Reducing a long position

896

GBP 23.04

EUR 0.01 ordinary

Swap

Reducing a long position

1,147

GBP 23.05

EUR 0.01 ordinary

Swap

Reducing a long position

2,088

GBP 23.06

EUR 0.01 ordinary

Swap

Reducing a long position

1,946

GBP 23.07

EUR 0.01 ordinary

Swap

Reducing a long position

4,053

GBP 23.08

EUR 0.01 ordinary

Swap

Reducing a long position

1,839

GBP 23.09

EUR 0.01 ordinary

Swap

Reducing a long position

2,845

GBP 23.10

EUR 0.01 ordinary

Swap

Reducing a long position

1,226

GBP 23.11

EUR 0.01 ordinary

Swap

Reducing a long position

2,108

GBP 23.12

EUR 0.01 ordinary

Swap

Reducing a long position

2,495

GBP 23.13

EUR 0.01 ordinary

Swap

Reducing a long position

883

GBP 23.14

EUR 0.01 ordinary

Swap

Reducing a long position

2,855

GBP 23.15

EUR 0.01 ordinary

Swap

Reducing a long position

3,762

GBP 23.16

EUR 0.01 ordinary

Swap

Reducing a long position

1,986

GBP 23.17

EUR 0.01 ordinary

Swap

Reducing a long position

1,816

GBP 23.18

EUR 0.01 ordinary

Swap

Reducing a long position

2,047

GBP 23.19

EUR 0.01 ordinary

Swap

Reducing a long position

1,836

GBP 23.20

EUR 0.01 ordinary

Swap

Reducing a long position

2,172

GBP 23.21

EUR 0.01 ordinary

Swap

Reducing a long position

1,455

GBP 23.22

EUR 0.01 ordinary

Swap

Reducing a long position

590

GBP 23.23

EUR 0.01 ordinary

Swap

Reducing a long position

1,103

GBP 23.24

EUR 0.01 ordinary

Swap

Reducing a long position

620

GBP 23.25

EUR 0.01 ordinary

Swap

Reducing a long position

1,193

GBP 23.26

EUR 0.01 ordinary

Swap

Reducing a long position

1,938

GBP 23.27

EUR 0.01 ordinary

Swap

Reducing a long position

1,292

GBP 23.28

EUR 0.01 ordinary

Swap

Reducing a long position

2,320

GBP 23.29

EUR 0.01 ordinary

Swap

Reducing a long position

3,403

GBP 23.30

EUR 0.01 ordinary

Swap

Reducing a long position

1,102

GBP 23.31

EUR 0.01 ordinary

Swap

Reducing a long position

1,589

GBP 23.32

EUR 0.01 ordinary

Swap

Reducing a long position

1,982

GBP 23.33

EUR 0.01 ordinary

Swap

Reducing a long position

325

GBP 23.34

EUR 0.01 ordinary

Swap

Reducing a long position

289

GBP 23.35

EUR 0.01 ordinary

Swap

Reducing a long position

517

GBP 23.37

EUR 0.01 ordinary

Swap

Reducing a long position

267

GBP 23.39

EUR 0.01 ordinary

Swap

Reducing a long position

382

GBP 23.40

EUR 0.01 ordinary

Swap

Reducing a long position

99

GBP 23.41

EUR 0.01 ordinary

Swap

Reducing a long position

195

GBP 23.42

EUR 0.01 ordinary

Swap

Reducing a long position

713

GBP 23.43

EUR 0.01 ordinary

Swap

Reducing a long position

293

GBP 23.44

EUR 0.01 ordinary

Swap

Reducing a long position

1,337

GBP 23.45

EUR 0.01 ordinary

Swap

Reducing a long position

1,351

GBP 23.46

EUR 0.01 ordinary

Swap

Reducing a long position

148

GBP 23.47

EUR 0.01 ordinary

Swap

Reducing a long position

131

GBP 23.48

EUR 0.01 ordinary

Swap

Reducing a long position

287

GBP 23.49

EUR 0.01 ordinary

Swap

Reducing a long position

836

GBP 23.50

EUR 0.01 ordinary

Swap

Reducing a long position

329

GBP 23.51

EUR 0.01 ordinary

Swap

Reducing a long position

386

GBP 23.52

EUR 0.01 ordinary

Swap

Reducing a short position

19

GBP 22.78

EUR 0.01 ordinary

Swap

Reducing a short position

26

GBP 23.51

EUR 0.01 ordinary

Swap

Reducing a short position

59

GBP 23.54

EUR 0.01 ordinary

Swap

Reducing a short position

257

GBP 23.60

 

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

September 24, 2021

Contact name:

Kevin Krist (Compliance Department)

Telephone number*:

+44 (0) 20 7409 4420

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END
 
 
RETMZGZLDDLGMZM

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