9th Mar 2023 12:06
FORM 8.3 | Amendment to Purchase and Sale | ||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||||||||
MORE | |||||||||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||||||||
1. | KEY INFORMATION |
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(a) | Full name of discloser: | Barclays PLC. |
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(b) | Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose | EMIS GROUP PLC |
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relevant securities this form relates: |
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(d) | If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 07 March 2023 |
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(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 1p ordinary |
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Interests | Short Positions |
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Number | (%) | Number | (%) |
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(1) | Relevant securities owned |
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and/or controlled: | 3,594,831 | 5.68% | 280,318 | 0.44% |
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(2) | Cash-settled derivatives: |
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271,854 | 0.43% | 3,450,815 | 5.45% |
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(3) | Stock-settled derivatives (including options) |
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and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
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TOTAL: | 3,866,685 | 6.11% | 3,731,133 | 5.89% |
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(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
1p ordinary | Purchase | 10 | 18.4300 GBP | ||||
1p ordinary | Purchase | 13 | 18.4100 GBP | ||||
1p ordinary | Purchase | 94 | 18.3790 GBP | ||||
1p ordinary | Purchase | 152 | 18.4400 GBP | ||||
1p ordinary | Purchase | 340 | 18.4200 GBP | ||||
1p ordinary | Purchase | 500 | 18.4041 GBP | ||||
1p ordinary | Purchase | 920 | 18.4356 GBP | ||||
1p ordinary | Purchase | 4,111 | 18.4240 GBP | ||||
1p ordinary | Purchase | 4,958 | 18.3607 GBP | ||||
1p ordinary | Purchase | 5,005 | 18.4171 GBP | ||||
1p ordinary | Purchase | 6,000 | 18.4910 GBP | ||||
1p ordinary | Purchase | 9,000 | 18.4823 GBP | ||||
1p ordinary | Purchase | 10,000 | 18.5056 GBP | ||||
1p ordinary | Purchase | 12,230 | 18.4312 GBP | ||||
1p ordinary | Purchase | 19,000 | 18.4655 GBP | ||||
1p ordinary | Purchase | 19,037 | 18.3528 GBP | ||||
1p ordinary | Purchase | 20,000 | 18.4218 GBP | ||||
1p ordinary | Purchase | 20,000 | 18.4046 GBP | ||||
1p ordinary | Purchase | 20,000 | 18.4392 GBP | ||||
1p ordinary | Purchase | 22,000 | 18.5111 GBP | ||||
1p ordinary | Purchase | 25,000 | 18.4864 GBP | ||||
1p ordinary | Purchase | 25,000 | 18.4093 GBP | ||||
1p ordinary | Purchase | 28,467 | 18.4199 GBP | ||||
1p ordinary | Purchase | 40,000 | 18.4355 GBP | ||||
1p ordinary | Purchase | 200,000 | 18.3800 GBP | ||||
1p ordinary | Sale | 94 | 18.3800 GBP | ||||
1p ordinary | Sale | 152 | 18.4400 GBP | ||||
1p ordinary | Sale | 293 | 18.4430 GBP | ||||
1p ordinary | Sale | 340 | 18.4200 GBP | ||||
1p ordinary | Sale | 673 | 18.4066 GBP | ||||
1p ordinary | Sale | 3,170 | 18.3809 GBP | ||||
1p ordinary | Sale | 20,000 | 18.4181 GBP | ||||
1p ordinary | Sale | 20,000 | 18.4555 GBP | ||||
1p ordinary | Sale | 41,237 | 18.4385 GBP | ||||
1p ordinary | Sale | 45,000 | 18.3820 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
1p ordinary | SWAP | Long | 36 | 18.3801 GBP | |||
1p ordinary | SWAP | Long | 1,214 | 18.4173 GBP | |||
1p ordinary | SWAP | Long | 20,000 | 18.4181 GBP | |||
1p ordinary | SWAP | Long | 20,000 | 18.4555 GBP | |||
1p ordinary | SWAP | Long | 41,219 | 18.4385 GBP | |||
1p ordinary | SWAP | Short | 18 | 18.3801 GBP | |||
1p ordinary | SWAP | Short | 287 | 18.4327 GBP | |||
1p ordinary | CFD | Short | 340 | 18.4200 GBP | |||
1p ordinary | SWAP | Short | 500 | 18.4041 GBP | |||
1p ordinary | SWAP | Short | 666 | 18.4298 GBP | |||
1p ordinary | SWAP | Short | 852 | 18.4248 GBP | |||
1p ordinary | SWAP | Short | 1,688 | 18.4239 GBP | |||
1p ordinary | SWAP | Short | 2,239 | 18.4238 GBP | |||
1p ordinary | SWAP | Short | 2,805 | 18.4280 GBP | |||
1p ordinary | SWAP | Short | 3,900 | 18.4278 GBP | |||
1p ordinary | SWAP | Short | 4,345 | 18.4473 GBP | |||
1p ordinary | SWAP | Short | 4,877 | 18.4503 GBP | |||
1p ordinary | SWAP | Short | 6,000 | 18.4910 GBP | |||
1p ordinary | SWAP | Short | 9,765 | 18.4188 GBP | |||
1p ordinary | SWAP | Short | 10,969 | 18.4161 GBP | |||
1p ordinary | SWAP | Short | 19,037 | 18.3528 GBP | |||
1p ordinary | SWAP | Short | 20,000 | 18.4218 GBP | |||
1p ordinary | SWAP | Short | 20,000 | 18.4392 GBP | |||
1p ordinary | SWAP | Short | 22,000 | 18.5111 GBP | |||
1p ordinary | SWAP | Short | 25,000 | 18.4093 GBP | |||
1p ordinary | SWAP | Short | 28,000 | 18.4852 GBP | |||
1p ordinary | SWAP | Short | 40,000 | 18.4355 GBP | |||
1p ordinary | SWAP | Short | 64,963 | 18.4430 GBP | |||
1p ordinary | SWAP | Short | 200,000 | 18.3800 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 9 Mar 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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