24th Mar 2023 10:58
FORM 8.3 | Amendment to Sale | ||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | EMIS GROUP PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 22 March 2023 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
| ||||
disclosures in respect of any other party to the offer? | |||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 3,712,293 | 5.86% | 1,763,592 | 2.79% | |||
(2) | Cash-settled derivatives: | ||||||
1,754,539 | 2.77% | 3,746,532 | 5.92% | ||||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 5,466,832 | 8.63% | 5,510,124 | 8.70% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
| |||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
1p ordinary | Purchase | 1,722 | 17.6791 GBP | ||||
1p ordinary | Purchase | 2,425 | 17.8572 GBP | ||||
1p ordinary | Purchase | 8,261 | 17.6800 GBP | ||||
1p ordinary | Purchase | 13,120 | 17.7568 GBP | ||||
1p ordinary | Purchase | 25,000 | 17.7324 GBP | ||||
1p ordinary | Purchase | 27,359 | 17.7417 GBP | ||||
1p ordinary | Purchase | 38,000 | 17.9424 GBP | ||||
1p ordinary | Purchase | 83,080 | 17.7276 GBP | ||||
1p ordinary | Sale | 162 | 17.7800 GBP | ||||
1p ordinary | Sale | 200 | 17.7398 GBP | ||||
1p ordinary | Sale | 217 | 17.7400 GBP | ||||
1p ordinary | Sale | 570 | 17.7900 GBP | ||||
1p ordinary | Sale | 589 | 17.6800 GBP | ||||
1p ordinary | Sale | 2,919 | 17.7036 GBP | ||||
1p ordinary | Sale | 8,261 | 17.6808 GBP | ||||
1p ordinary | Sale | 14,098 | 17.7139 GBP | ||||
1p ordinary | Sale | 22,798 | 17.7504 GBP | ||||
1p ordinary | Sale | 23,160 | 17.7279 GBP | ||||
1p ordinary | Sale | 51,322 | 18.0070 GBP | ||||
1p ordinary | Sale | 51,322 | 17.7333 GBP | ||||
1p ordinary | Sale | 59,920 | 17.7299 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
1p ordinary | SWAP | Long | 3 | 18.0600 GBP | |||
1p ordinary | SWAP | Long | 200 | 17.7398 GBP | |||
1p ordinary | SWAP | Long | 217 | 17.7400 GBP | |||
1p ordinary | SWAP | Long | 570 | 17.7900 GBP | |||
1p ordinary | SWAP | Long | 657 | 17.7387 GBP | |||
1p ordinary | SWAP | Long | 673 | 17.7502 GBP | |||
1p ordinary | SWAP | Long | 686 | 17.7353 GBP | |||
1p ordinary | SWAP | Long | 14,098 | 17.7139 GBP | |||
1p ordinary | SWAP | Long | 22,138 | 17.7507 GBP | |||
1p ordinary | SWAP | Long | 51,322 | 17.7333 GBP | |||
1p ordinary | SWAP | Long | 51,322 | 18.0070 GBP | |||
1p ordinary | SWAP | Short | 18 | 17.8912 GBP | |||
1p ordinary | SWAP | Short | 211 | 17.8310 GBP | |||
1p ordinary | SWAP | Short | 401 | 17.7978 GBP | |||
1p ordinary | SWAP | Short | 729 | 17.8562 GBP | |||
1p ordinary | SWAP | Short | 1,213 | 17.8073 GBP | |||
1p ordinary | SWAP | Short | 1,373 | 17.7729 GBP | |||
1p ordinary | SWAP | Short | 1,678 | 17.8573 GBP | |||
1p ordinary | SWAP | Short | 2,523 | 17.7201 GBP | |||
1p ordinary | SWAP | Short | 3,525 | 17.7184 GBP | |||
1p ordinary | SWAP | Short | 3,874 | 17.7857 GBP | |||
1p ordinary | SWAP | Short | 25,000 | 17.7324 GBP | |||
1p ordinary | SWAP | Short | 27,359 | 17.7417 GBP | |||
1p ordinary | SWAP | Short | 38,000 | 17.9424 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
| |||||
(i) | Writing, selling, purchasing or varying |
| |||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising |
| |||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) |
| |||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
| |||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the person making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
| |||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 24 Mar 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
Related Shares:
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