23rd Mar 2023 10:11
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | EMIS GROUP PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 22 Mar 2023 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 3,763,615 | 5.94% | 1,763,592 | 2.79% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 1,754,539 | 2.77% | 3,746,532 | 5.92% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 5,518,154 | 8.72% | 5,510,124 | 8.70% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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1p ordinary | Purchase | 1,722 | 17.6791 GBP | ||||
1p ordinary | Purchase | 2,425 | 17.8572 GBP | ||||
1p ordinary | Purchase | 8,261 | 17.6800 GBP | ||||
1p ordinary | Purchase | 13,120 | 17.7568 GBP | ||||
1p ordinary | Purchase | 25,000 | 17.7324 GBP | ||||
1p ordinary | Purchase | 27,359 | 17.7417 GBP | ||||
1p ordinary | Purchase | 38,000 | 17.9424 GBP | ||||
1p ordinary | Purchase | 83,080 | 17.7276 GBP | ||||
1p ordinary | Sale | 162 | 17.7800 GBP | ||||
1p ordinary | Sale | 200 | 17.7398 GBP | ||||
1p ordinary | Sale | 217 | 17.7400 GBP | ||||
1p ordinary | Sale | 570 | 17.7900 GBP | ||||
1p ordinary | Sale | 589 | 17.6800 GBP | ||||
1p ordinary | Sale | 2,919 | 17.7036 GBP | ||||
1p ordinary | Sale | 8,261 | 17.6808 GBP | ||||
1p ordinary | Sale | 14,098 | 17.7139 GBP | ||||
1p ordinary | Sale | 22,798 | 17.7504 GBP | ||||
1p ordinary | Sale | 23,160 | 17.7279 GBP | ||||
1p ordinary | Sale | 51,322 | 17.7333 GBP | ||||
1p ordinary | Sale | 59,920 | 17.7299 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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1p ordinary | SWAP | Long | 3 | 18.0600 GBP | |||
1p ordinary | SWAP | Long | 200 | 17.7398 GBP | |||
1p ordinary | SWAP | Long | 217 | 17.7400 GBP | |||
1p ordinary | SWAP | Long | 570 | 17.7900 GBP | |||
1p ordinary | SWAP | Long | 657 | 17.7387 GBP | |||
1p ordinary | SWAP | Long | 673 | 17.7502 GBP | |||
1p ordinary | SWAP | Long | 686 | 17.7353 GBP | |||
1p ordinary | SWAP | Long | 14,098 | 17.7139 GBP | |||
1p ordinary | SWAP | Long | 22,138 | 17.7507 GBP | |||
1p ordinary | SWAP | Long | 51,322 | 17.7333 GBP | |||
1p ordinary | SWAP | Short | 18 | 17.8912 GBP | |||
1p ordinary | SWAP | Short | 211 | 17.8310 GBP | |||
1p ordinary | SWAP | Short | 401 | 17.7978 GBP | |||
1p ordinary | SWAP | Short | 729 | 17.8562 GBP | |||
1p ordinary | SWAP | Short | 1,213 | 17.8073 GBP | |||
1p ordinary | SWAP | Short | 1,373 | 17.7729 GBP | |||
1p ordinary | SWAP | Short | 1,678 | 17.8573 GBP | |||
1p ordinary | SWAP | Short | 2,523 | 17.7201 GBP | |||
1p ordinary | SWAP | Short | 3,525 | 17.7184 GBP | |||
1p ordinary | SWAP | Short | 3,874 | 17.7857 GBP | |||
1p ordinary | SWAP | Short | 25,000 | 17.7324 GBP | |||
1p ordinary | SWAP | Short | 27,359 | 17.7417 GBP | |||
1p ordinary | SWAP | Short | 38,000 | 17.9424 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Mar 2023 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysEMIS.L