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Form 8.3 - EMIS GROUP PLC

27th Mar 2023 10:02

RNS Number : 3167U
Barclays PLC
27 March 2023
 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

 

Barclays PLC.

(b)

Owner or controller of interest and short

 

 

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

EMIS GROUP PLC

 

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

 

 

offeror/offeree, state this and specify identity of

 

offeror/offeree:

(e)

Date position held/dealing undertaken:

24 Mar 2023

(f)

In addition to the company in 1(c) above, is the discloser making

NO

 

 

 

disclosures in respect of any other party to the offer?

 

 

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing(if any)

 

Class of relevant security:

1p ordinary

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

3,462,036

5.47%

1,881,659

2.97%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

1,872,800

2.96%

3,446,600

5.44%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

5,334,836

8.43%

5,328,259

8.42%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

1p ordinary

Purchase

600

18.0201 GBP

1p ordinary

Purchase

601

17.9991 GBP

1p ordinary

Purchase

730

17.8400 GBP

1p ordinary

Purchase

2,354

18.0000 GBP

1p ordinary

Purchase

20,000

17.8900 GBP

1p ordinary

Purchase

23,936

17.9833 GBP

1p ordinary

Purchase

50,000

17.9535 GBP

1p ordinary

Sale

134

17.8544 GBP

1p ordinary

Sale

1,460

17.8400 GBP

1p ordinary

Sale

1,675

18.0312 GBP

1p ordinary

Sale

2,354

18.0009 GBP

1p ordinary

Sale

2,718

17.9547 GBP

1p ordinary

Sale

4,551

18.0114 GBP

1p ordinary

Sale

6,173

17.9083 GBP

1p ordinary

Sale

7,067

18.0303 GBP

1p ordinary

Sale

7,857

17.9338 GBP

1p ordinary

Sale

12,913

17.9613 GBP

1p ordinary

Sale

15,000

17.9462 GBP

1p ordinary

Sale

20,000

17.8922 GBP

1p ordinary

Sale

25,498

17.9317 GBP

1p ordinary

Sale

29,657

17.8982 GBP

1p ordinary

Sale

32,747

18.0467 GBP

1p ordinary

Sale

35,000

18.0099 GBP

1p ordinary

Sale

80,000

17.8875 GBP

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

1p ordinary

SWAP

Long

134

17.8544 GBP

1p ordinary

SWAP

Long

172

17.7599 GBP

1p ordinary

SWAP

Long

429

17.9641 GBP

1p ordinary

SWAP

Long

2,375

17.7915 GBP

1p ordinary

SWAP

Long

4,551

18.0114 GBP

1p ordinary

SWAP

Long

4,881

18.0065 GBP

1p ordinary

SWAP

Long

6,173

17.9083 GBP

1p ordinary

SWAP

Long

15,000

17.9462 GBP

1p ordinary

SWAP

Long

29,657

17.8982 GBP

1p ordinary

SWAP

Long

32,747

18.0467 GBP

1p ordinary

SWAP

Long

35,000

18.0099 GBP

1p ordinary

SWAP

Long

80,000

17.8874 GBP

1p ordinary

SWAP

Short

238

17.9604 GBP

1p ordinary

SWAP

Short

600

18.0201 GBP

1p ordinary

SWAP

Short

718

17.9617 GBP

1p ordinary

SWAP

Short

1,291

17.9566 GBP

1p ordinary

SWAP

Short

3,383

18.0061 GBP

1p ordinary

SWAP

Short

4,177

18.0019 GBP

1p ordinary

SWAP

Short

4,479

17.9579 GBP

1p ordinary

SWAP

Short

9,650

17.9847 GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the person making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

27 Mar 2023

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
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