15th Aug 2024 15:19
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DS SMITH PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 14 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: INTERNATIONAL PAPER CO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 33,723,303 | 2.45% | 32,470,927 | 2.35% | |||
(2) Cash-settled derivatives: | 11,940,409 | 0.87% | 33,493,936 | 2.43% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 45,663,712 | 3.31% | 65,964,863 | 4.78% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
10p ordinary | Purchase | 348,745 | 4.5680 GBP | ||||
10p ordinary | Purchase | 227,374 | 4.4461 GBP | ||||
10p ordinary | Purchase | 214,864 | 4.5577 GBP | ||||
10p ordinary | Purchase | 201,174 | 4.5508 GBP | ||||
10p ordinary | Purchase | 117,030 | 4.5673 GBP | ||||
10p ordinary | Purchase | 49,497 | 4.4629 GBP | ||||
10p ordinary | Purchase | 36,563 | 4.4580 GBP | ||||
10p ordinary | Purchase | 35,115 | 4.5335 GBP | ||||
10p ordinary | Purchase | 29,004 | 4.5002 GBP | ||||
10p ordinary | Purchase | 27,796 | 4.4689 GBP | ||||
10p ordinary | Purchase | 25,932 | 4.4612 GBP | ||||
10p ordinary | Purchase | 23,236 | 4.4665 GBP | ||||
10p ordinary | Purchase | 22,631 | 4.4652 GBP | ||||
10p ordinary | Purchase | 18,825 | 4.4980 GBP | ||||
10p ordinary | Purchase | 16,285 | 4.5616 GBP | ||||
10p ordinary | Purchase | 11,115 | 4.4660 GBP | ||||
10p ordinary | Purchase | 10,446 | 4.4880 GBP | ||||
10p ordinary | Purchase | 8,886 | 4.4635 GBP | ||||
10p ordinary | Purchase | 8,838 | 4.4609 GBP | ||||
10p ordinary | Purchase | 7,569 | 4.4380 GBP | ||||
10p ordinary | Purchase | 6,505 | 4.4897 GBP | ||||
10p ordinary | Purchase | 5,547 | 4.4560 GBP | ||||
10p ordinary | Purchase | 4,467 | 4.4645 GBP | ||||
10p ordinary | Purchase | 4,445 | 4.4632 GBP | ||||
10p ordinary | Purchase | 3,960 | 4.4584 GBP | ||||
10p ordinary | Purchase | 3,338 | 4.5193 GBP | ||||
10p ordinary | Purchase | 3,209 | 4.5033 GBP | ||||
10p ordinary | Purchase | 3,121 | 4.5148 GBP | ||||
10p ordinary | Purchase | 2,722 | 4.4340 GBP | ||||
10p ordinary | Purchase | 2,505 | 4.4523 GBP | ||||
10p ordinary | Purchase | 2,243 | 4.4989 GBP | ||||
10p ordinary | Purchase | 1,981 | 4.4556 GBP | ||||
10p ordinary | Purchase | 1,861 | 4.5350 GBP | ||||
10p ordinary | Purchase | 1,852 | 4.4496 GBP | ||||
10p ordinary | Purchase | 1,737 | 4.5201 GBP | ||||
10p ordinary | Purchase | 1,651 | 4.4963 GBP | ||||
10p ordinary | Purchase | 1,618 | 4.4610 GBP | ||||
10p ordinary | Purchase | 1,610 | 4.5630 GBP | ||||
10p ordinary | Purchase | 1,576 | 4.5500 GBP | ||||
10p ordinary | Purchase | 1,483 | 4.5580 GBP | ||||
10p ordinary | Purchase | 1,327 | 4.5157 GBP | ||||
10p ordinary | Purchase | 1,077 | 4.5019 GBP | ||||
10p ordinary | Purchase | 915 | 4.4460 GBP | ||||
10p ordinary | Purchase | 869 | 4.4638 GBP | ||||
10p ordinary | Purchase | 748 | 4.5160 GBP | ||||
10p ordinary | Purchase | 621 | 4.5600 GBP | ||||
10p ordinary | Purchase | 618 | 4.4360 GBP | ||||
10p ordinary | Purchase | 617 | 4.5400 GBP | ||||
10p ordinary | Purchase | 528 | 4.4320 GBP | ||||
10p ordinary | Purchase | 461 | 4.4520 GBP | ||||
10p ordinary | Purchase | 49 | 4.4628 GBP | ||||
10p ordinary | Sale | 398,653 | 4.5644 GBP | ||||
10p ordinary | Sale | 321,475 | 4.5077 GBP | ||||
10p ordinary | Sale | 145,589 | 4.5677 GBP | ||||
10p ordinary | Sale | 117,030 | 4.5673 GBP | ||||
10p ordinary | Sale | 71,728 | 4.4592 GBP | ||||
10p ordinary | Sale | 42,480 | 4.5589 GBP | ||||
10p ordinary | Sale | 35,000 | 4.4586 GBP | ||||
10p ordinary | Sale | 34,635 | 4.4503 GBP | ||||
10p ordinary | Sale | 25,856 | 4.4328 GBP | ||||
10p ordinary | Sale | 24,629 | 4.5239 GBP | ||||
10p ordinary | Sale | 23,883 | 4.4521 GBP | ||||
10p ordinary | Sale | 18,636 | 4.5552 GBP | ||||
10p ordinary | Sale | 17,438 | 4.4810 GBP | ||||
10p ordinary | Sale | 16,914 | 4.4359 GBP | ||||
10p ordinary | Sale | 15,909 | 4.4951 GBP | ||||
10p ordinary | Sale | 13,093 | 4.5388 GBP | ||||
10p ordinary | Sale | 11,750 | 4.4961 GBP | ||||
10p ordinary | Sale | 11,230 | 4.4551 GBP | ||||
10p ordinary | Sale | 10,446 | 4.4880 GBP | ||||
10p ordinary | Sale | 8,340 | 4.5362 GBP | ||||
10p ordinary | Sale | 7,569 | 4.4380 GBP | ||||
10p ordinary | Sale | 7,087 | 4.4580 GBP | ||||
10p ordinary | Sale | 6,972 | 4.4348 GBP | ||||
10p ordinary | Sale | 5,977 | 4.4871 GBP | ||||
10p ordinary | Sale | 5,444 | 4.4340 GBP | ||||
10p ordinary | Sale | 5,301 | 4.4327 GBP | ||||
10p ordinary | Sale | 4,379 | 4.4500 GBP | ||||
10p ordinary | Sale | 3,412 | 4.4560 GBP | ||||
10p ordinary | Sale | 3,340 | 4.4498 GBP | ||||
10p ordinary | Sale | 3,270 | 4.5049 GBP | ||||
10p ordinary | Sale | 3,070 | 4.4406 GBP | ||||
10p ordinary | Sale | 2,563 | 4.5670 GBP | ||||
10p ordinary | Sale | 2,006 | 4.4506 GBP | ||||
10p ordinary | Sale | 2,000 | 4.4631 GBP | ||||
10p ordinary | Sale | 1,801 | 4.5314 GBP | ||||
10p ordinary | Sale | 1,683 | 4.5217 GBP | ||||
10p ordinary | Sale | 1,678 | 4.4347 GBP | ||||
10p ordinary | Sale | 1,646 | 4.5582 GBP | ||||
10p ordinary | Sale | 1,631 | 4.4965 GBP | ||||
10p ordinary | Sale | 1,122 | 4.4813 GBP | ||||
10p ordinary | Sale | 1,116 | 4.5425 GBP | ||||
10p ordinary | Sale | 1,076 | 4.5024 GBP | ||||
10p ordinary | Sale | 934 | 4.5600 GBP | ||||
10p ordinary | Sale | 827 | 4.5680 GBP | ||||
10p ordinary | Sale | 770 | 4.5440 GBP | ||||
10p ordinary | Sale | 769 | 4.5256 GBP | ||||
10p ordinary | Sale | 748 | 4.5160 GBP | ||||
10p ordinary | Sale | 696 | 4.5560 GBP | ||||
10p ordinary | Sale | 618 | 4.4360 GBP | ||||
10p ordinary | Sale | 617 | 4.5400 GBP | ||||
10p ordinary | Sale | 528 | 4.4320 GBP | ||||
10p ordinary | Sale | 495 | 4.5580 GBP | ||||
10p ordinary | Sale | 448 | 4.4610 GBP | ||||
10p ordinary | Sale | 305 | 4.5000 GBP | ||||
10p ordinary | Sale | 54 | 4.4877 GBP | ||||
10p ordinary | Sale | 20 | 4.5304 GBP | ||||
10p ordinary | Sale | 1 | 4.5584 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
10p ordinary | CFD | Decreasing Short | 2,550 | 4.5222 GBP | |||
10p ordinary | CFD | Decreasing Short | 868 | 4.5433 GBP | |||
10p ordinary | CFD | Decreasing Short | 1,150 | 4.5680 GBP | |||
10p ordinary | CFD | Increasing Short | 10,750 | 4.4562 GBP | |||
10p ordinary | CFD | Increasing Short | 49 | 4.4628 GBP | |||
10p ordinary | CFD | Increasing Short | 117,030 | 4.5673 GBP | |||
10p ordinary | CFD | Increasing Short | 1,150 | 4.5680 GBP | |||
10p ordinary | SWAP | Increasing Long | 2,563 | 4.5670 GBP | |||
10p ordinary | SWAP | Decreasing Short | 13,093 | 4.5389 GBP | |||
10p ordinary | SWAP | Decreasing Short | 7,899 | 4.5392 GBP | |||
10p ordinary | SWAP | Decreasing Short | 122,099 | 4.5680 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,505 | 4.4523 GBP | |||
10p ordinary | SWAP | Increasing Short | 49,497 | 4.4629 GBP | |||
10p ordinary | SWAP | Increasing Short | 5,281 | 4.4770 GBP | |||
10p ordinary | SWAP | Increasing Short | 76,775 | 4.5669 GBP | |||
10p ordinary | SWAP | Opening Long | 24,629 | 4.5239 GBP | |||
10p ordinary | SWAP | Decreasing Long | 4,467 | 4.4645 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,001 | 4.5600 GBP | |||
10p ordinary | SWAP | Decreasing Short | 68,963 | 4.5680 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,590 | 4.4611 GBP | |||
10p ordinary | SWAP | Increasing Short | 35,115 | 4.5335 GBP | |||
10p ordinary | SWAP | Increasing Short | 27,234 | 4.4500 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
BarclaysSmith (DS)