2nd Aug 2024 15:23
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DS SMITH PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 01 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: INTERNATIONAL PAPER CO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 33,313,076 | 2.41% | 32,873,533 | 2.38% | |||
(2) Cash-settled derivatives: | 12,296,156 | 0.89% | 32,916,366 | 2.39% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 45,609,232 | 3.30% | 65,789,899 | 4.77% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
10p ordinary | Purchase | 164,085 | 4.5660 GBP | ||||
10p ordinary | Purchase | 59,637 | 4.5547 GBP | ||||
10p ordinary | Purchase | 59,609 | 4.5659 GBP | ||||
10p ordinary | Purchase | 41,471 | 4.5625 GBP | ||||
10p ordinary | Purchase | 35,076 | 4.5630 GBP | ||||
10p ordinary | Purchase | 29,771 | 4.5634 GBP | ||||
10p ordinary | Purchase | 21,265 | 4.5636 GBP | ||||
10p ordinary | Purchase | 16,693 | 4.5581 GBP | ||||
10p ordinary | Purchase | 15,286 | 4.5604 GBP | ||||
10p ordinary | Purchase | 12,000 | 4.5702 GBP | ||||
10p ordinary | Purchase | 11,728 | 4.5531 GBP | ||||
10p ordinary | Purchase | 6,283 | 4.5554 GBP | ||||
10p ordinary | Purchase | 6,061 | 4.5583 GBP | ||||
10p ordinary | Purchase | 5,131 | 4.5535 GBP | ||||
10p ordinary | Purchase | 4,955 | 4.5532 GBP | ||||
10p ordinary | Purchase | 3,324 | 4.5677 GBP | ||||
10p ordinary | Purchase | 2,749 | 4.5545 GBP | ||||
10p ordinary | Purchase | 2,576 | 4.5497 GBP | ||||
10p ordinary | Purchase | 2,094 | 4.5616 GBP | ||||
10p ordinary | Purchase | 2,069 | 4.5504 GBP | ||||
10p ordinary | Purchase | 1,400 | 4.5308 GBP | ||||
10p ordinary | Purchase | 1,331 | 4.5668 GBP | ||||
10p ordinary | Purchase | 1,300 | 4.5380 GBP | ||||
10p ordinary | Purchase | 1,115 | 4.5498 GBP | ||||
10p ordinary | Purchase | 1,090 | 4.5800 GBP | ||||
10p ordinary | Purchase | 882 | 4.5450 GBP | ||||
10p ordinary | Purchase | 629 | 4.5640 GBP | ||||
10p ordinary | Purchase | 606 | 4.5500 GBP | ||||
10p ordinary | Purchase | 606 | 4.5300 GBP | ||||
10p ordinary | Purchase | 571 | 4.5680 GBP | ||||
10p ordinary | Purchase | 283 | 4.5580 GBP | ||||
10p ordinary | Purchase | 200 | 4.5603 GBP | ||||
10p ordinary | Sale | 339,178 | 4.5651 GBP | ||||
10p ordinary | Sale | 115,515 | 4.5637 GBP | ||||
10p ordinary | Sale | 86,226 | 4.5621 GBP | ||||
10p ordinary | Sale | 70,501 | 4.5658 GBP | ||||
10p ordinary | Sale | 58,895 | 4.5578 GBP | ||||
10p ordinary | Sale | 40,571 | 4.5575 GBP | ||||
10p ordinary | Sale | 35,157 | 4.5378 GBP | ||||
10p ordinary | Sale | 30,385 | 4.5605 GBP | ||||
10p ordinary | Sale | 25,568 | 4.5536 GBP | ||||
10p ordinary | Sale | 24,039 | 4.5650 GBP | ||||
10p ordinary | Sale | 22,715 | 4.5537 GBP | ||||
10p ordinary | Sale | 21,356 | 4.5624 GBP | ||||
10p ordinary | Sale | 15,317 | 4.5660 GBP | ||||
10p ordinary | Sale | 11,396 | 4.5635 GBP | ||||
10p ordinary | Sale | 10,636 | 4.5582 GBP | ||||
10p ordinary | Sale | 9,898 | 4.5604 GBP | ||||
10p ordinary | Sale | 5,538 | 4.5501 GBP | ||||
10p ordinary | Sale | 5,483 | 4.5694 GBP | ||||
10p ordinary | Sale | 5,372 | 4.5497 GBP | ||||
10p ordinary | Sale | 4,147 | 4.5445 GBP | ||||
10p ordinary | Sale | 3,692 | 4.5591 GBP | ||||
10p ordinary | Sale | 3,551 | 4.5632 GBP | ||||
10p ordinary | Sale | 3,350 | 4.5664 GBP | ||||
10p ordinary | Sale | 3,213 | 4.5550 GBP | ||||
10p ordinary | Sale | 2,545 | 4.5620 GBP | ||||
10p ordinary | Sale | 2,519 | 4.5587 GBP | ||||
10p ordinary | Sale | 2,194 | 4.5640 GBP | ||||
10p ordinary | Sale | 2,003 | 4.5647 GBP | ||||
10p ordinary | Sale | 1,999 | 4.5541 GBP | ||||
10p ordinary | Sale | 1,856 | 4.5570 GBP | ||||
10p ordinary | Sale | 1,777 | 4.5648 GBP | ||||
10p ordinary | Sale | 1,771 | 4.5600 GBP | ||||
10p ordinary | Sale | 1,729 | 4.5760 GBP | ||||
10p ordinary | Sale | 1,300 | 4.5380 GBP | ||||
10p ordinary | Sale | 21 | 4.5780 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
10p ordinary | CFD | Decreasing Short | 1,104 | 4.5644 GBP | |||
10p ordinary | CFD | Decreasing Short | 13,969 | 4.5659 GBP | |||
10p ordinary | CFD | Decreasing Short | 2,274 | 4.5660 GBP | |||
10p ordinary | CFD | Increasing Short | 1,657 | 4.5304 GBP | |||
10p ordinary | CFD | Increasing Short | 664 | 4.5379 GBP | |||
10p ordinary | CFD | Increasing Short | 50,000 | 4.5631 GBP | |||
10p ordinary | CFD | Increasing Short | 12,842 | 4.5659 GBP | |||
10p ordinary | CFD | Increasing Short | 926 | 4.5660 GBP | |||
10p ordinary | SWAP | Increasing Short | 412 | 4.5759 GBP | |||
10p ordinary | SWAP | Decreasing Long | 200 | 4.5603 GBP | |||
10p ordinary | SWAP | Increasing Long | 24,039 | 4.5650 GBP | |||
10p ordinary | SWAP | Decreasing Short | 35,157 | 4.5378 GBP | |||
10p ordinary | SWAP | Decreasing Short | 86,226 | 4.5621 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,147 | 4.5445 GBP | |||
10p ordinary | SWAP | Decreasing Short | 20,757 | 4.5534 GBP | |||
10p ordinary | SWAP | Decreasing Short | 58,895 | 4.5578 GBP | |||
10p ordinary | SWAP | Decreasing Short | 8,304 | 4.5635 GBP | |||
10p ordinary | SWAP | Decreasing Short | 32,912 | 4.5660 GBP | |||
10p ordinary | SWAP | Increasing Short | 4 | 4.5380 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,576 | 4.5497 GBP | |||
10p ordinary | SWAP | Increasing Short | 59,637 | 4.5547 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,398 | 4.5605 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,094 | 4.5616 GBP | |||
10p ordinary | SWAP | Increasing Short | 25,795 | 4.5661 GBP | |||
10p ordinary | SWAP | Increasing Long | 40,571 | 4.5575 GBP | |||
10p ordinary | SWAP | Decreasing Long | 1,115 | 4.5498 GBP | |||
10p ordinary | SWAP | Decreasing Long | 11,728 | 4.5531 GBP | |||
10p ordinary | SWAP | Decreasing Short | 6,594 | 4.5590 GBP | |||
10p ordinary | SWAP | Decreasing Short | 6,911 | 4.5635 GBP | |||
10p ordinary | SWAP | Decreasing Short | 29,973 | 4.5660 GBP | |||
10p ordinary | SWAP | Increasing Short | 3 | 4.5380 GBP | |||
10p ordinary | SWAP | Increasing Short | 7,671 | 4.5540 GBP | |||
10p ordinary | SWAP | Increasing Short | 16,693 | 4.5581 GBP | |||
10p ordinary | SWAP | Increasing Short | 32,806 | 4.5580 GBP | |||
10p ordinary | SWAP | Increasing Long | 3,176 | 4.5580 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 02 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysSmith (DS)