8th Oct 2021 11:51
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 07 October 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | ENTAIN PLC | |
| GVC HLDGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 602,989 | 0.15% | 532,735 | 0.13% | |
(2) | Cash-settled derivatives: | ||||
4,928 | 0.00% | 0 | 0.00% | ||
(3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 2,735,561 | 0.67% | 1,623,157 | 0.40% | |
| TOTAL: | 3,343,478 | 0.82% | 2,155,892 | 0.53% | |
| Class of relevant security: | Convertible Bond US26142RAA23 | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 0 | 0.00% | 106,000 | 0.03% | |
(2) | Cash-settled derivatives: | ||||
0 | 0.00% | 0 | 0.00% | ||
(3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
| TOTAL: | 0 | 0.00% | 106,000 | 0.03% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit |
security |
| securities |
|
Convertible Bond | Purchase | 2,250,000 | 90.0644 USD |
Convertible Bond | Purchase | 5,000,000 | 89.6538 USD |
Convertible Bond | Sale | 2,500,000 | 89.6538 USD |
Convertible Bond | Sale | 4,500,000 | 90.0644 USD |
USD 0.0001 class A common | Purchase | 1 | 50.7600 USD |
USD 0.0001 class A common | Purchase | 1 | 49.8300 USD |
USD 0.0001 class A common | Purchase | 1 | 50.9500 USD |
USD 0.0001 class A common | Purchase | 1 | 49.6200 USD |
USD 0.0001 class A common | Purchase | 1 | 49.7000 USD |
USD 0.0001 class A common | Purchase | 2 | 50.2400 USD |
USD 0.0001 class A common | Purchase | 5 | 50.5040 USD |
USD 0.0001 class A common | Purchase | 6 | 49.7350 USD |
USD 0.0001 class A common | Purchase | 6 | 50.1300 USD |
USD 0.0001 class A common | Purchase | 8 | 50.1950 USD |
USD 0.0001 class A common | Purchase | 27 | 50.8900 USD |
USD 0.0001 class A common | Purchase | 28 | 50.1400 USD |
USD 0.0001 class A common | Purchase | 34 | 50.1500 USD |
USD 0.0001 class A common | Purchase | 100 | 49.7800 USD |
USD 0.0001 class A common | Purchase | 100 | 49.7650 USD |
USD 0.0001 class A common | Purchase | 100 | 50.7200 USD |
USD 0.0001 class A common | Purchase | 100 | 49.8500 USD |
USD 0.0001 class A common | Purchase | 100 | 49.8400 USD |
USD 0.0001 class A common | Purchase | 101 | 49.8092 USD |
USD 0.0001 class A common | Purchase | 102 | 50.6700 USD |
USD 0.0001 class A common | Purchase | 108 | 49.8200 USD |
USD 0.0001 class A common | Purchase | 139 | 50.6756 USD |
USD 0.0001 class A common | Purchase | 181 | 50.7038 USD |
USD 0.0001 class A common | Purchase | 197 | 49.7543 USD |
USD 0.0001 class A common | Purchase | 200 | 49.6900 USD |
USD 0.0001 class A common | Purchase | 200 | 49.7725 USD |
USD 0.0001 class A common | Purchase | 200 | 49.7550 USD |
USD 0.0001 class A common | Purchase | 200 | 49.8175 USD |
USD 0.0001 class A common | Purchase | 200 | 50.6800 USD |
USD 0.0001 class A common | Purchase | 200 | 50.6900 USD |
USD 0.0001 class A common | Purchase | 200 | 49.7600 USD |
USD 0.0001 class A common | Purchase | 205 | 49.9802 USD |
USD 0.0001 class A common | Purchase | 300 | 49.8050 USD |
USD 0.0001 class A common | Purchase | 300 | 49.7250 USD |
USD 0.0001 class A common | Purchase | 300 | 49.8000 USD |
USD 0.0001 class A common | Purchase | 300 | 50.7300 USD |
USD 0.0001 class A common | Purchase | 300 | 49.7366 USD |
USD 0.0001 class A common | Purchase | 311 | 50.7409 USD |
USD 0.0001 class A common | Purchase | 327 | 49.6311 USD |
USD 0.0001 class A common | Purchase | 414 | 49.3700 USD |
USD 0.0001 class A common | Purchase | 500 | 50.7290 USD |
USD 0.0001 class A common | Purchase | 629 | 49.7572 USD |
USD 0.0001 class A common | Purchase | 676 | 49.7769 USD |
USD 0.0001 class A common | Purchase | 700 | 49.9800 USD |
USD 0.0001 class A common | Purchase | 774 | 49.7831 USD |
USD 0.0001 class A common | Purchase | 799 | 49.7691 USD |
USD 0.0001 class A common | Purchase | 801 | 49.7774 USD |
USD 0.0001 class A common | Purchase | 859 | 49.7987 USD |
USD 0.0001 class A common | Purchase | 900 | 49.6411 USD |
USD 0.0001 class A common | Purchase | 928 | 49.6775 USD |
USD 0.0001 class A common | Purchase | 1,204 | 50.7099 USD |
USD 0.0001 class A common | Purchase | 1,700 | 50.4252 USD |
USD 0.0001 class A common | Purchase | 1,751 | 50.7423 USD |
USD 0.0001 class A common | Purchase | 1,836 | 50.4334 USD |
USD 0.0001 class A common | Purchase | 1,964 | 50.7265 USD |
USD 0.0001 class A common | Purchase | 2,492 | 49.7728 USD |
USD 0.0001 class A common | Purchase | 2,519 | 50.5567 USD |
USD 0.0001 class A common | Purchase | 2,800 | 50.7400 USD |
USD 0.0001 class A common | Purchase | 2,947 | 50.3363 USD |
USD 0.0001 class A common | Purchase | 2,950 | 50.7278 USD |
USD 0.0001 class A common | Purchase | 3,350 | 49.8992 USD |
USD 0.0001 class A common | Purchase | 5,009 | 50.1183 USD |
USD 0.0001 class A common | Purchase | 5,600 | 50.7182 USD |
USD 0.0001 class A common | Purchase | 6,023 | 49.3763 USD |
USD 0.0001 class A common | Purchase | 6,110 | 49.9426 USD |
USD 0.0001 class A common | Purchase | 6,800 | 50.7773 USD |
USD 0.0001 class A common | Purchase | 7,269 | 49.5900 USD |
USD 0.0001 class A common | Purchase | 8,251 | 49.9375 USD |
USD 0.0001 class A common | Purchase | 8,567 | 50.5797 USD |
USD 0.0001 class A common | Purchase | 12,790 | 50.7525 USD |
USD 0.0001 class A common | Purchase | 12,874 | 50.2695 USD |
USD 0.0001 class A common | Purchase | 13,803 | 49.3783 USD |
USD 0.0001 class A common | Purchase | 14,462 | 50.3141 USD |
USD 0.0001 class A common | Purchase | 15,173 | 49.4348 USD |
USD 0.0001 class A common | Purchase | 16,900 | 50.7000 USD |
USD 0.0001 class A common | Purchase | 17,172 | 49.8921 USD |
USD 0.0001 class A common | Purchase | 30,237 | 50.2388 USD |
USD 0.0001 class A common | Purchase | 30,795 | 50.2024 USD |
USD 0.0001 class A common | Purchase | 40,297 | 49.9228 USD |
USD 0.0001 class A common | Purchase | 77,729 | 50.3784 USD |
USD 0.0001 class A common | Purchase | 123,671 | 49.7692 USD |
USD 0.0001 class A common | Sale | 27 | 50.7650 USD |
USD 0.0001 class A common | Sale | 30 | 50.2870 USD |
USD 0.0001 class A common | Sale | 34 | 50.1500 USD |
USD 0.0001 class A common | Sale | 36 | 50.1733 USD |
USD 0.0001 class A common | Sale | 37 | 50.1805 USD |
USD 0.0001 class A common | Sale | 38 | 50.2942 USD |
USD 0.0001 class A common | Sale | 46 | 50.2743 USD |
USD 0.0001 class A common | Sale | 48 | 50.3068 USD |
USD 0.0001 class A common | Sale | 49 | 50.2689 USD |
USD 0.0001 class A common | Sale | 51 | 50.3180 USD |
USD 0.0001 class A common | Sale | 52 | 50.1730 USD |
USD 0.0001 class A common | Sale | 52 | 50.3071 USD |
USD 0.0001 class A common | Sale | 57 | 50.4010 USD |
USD 0.0001 class A common | Sale | 59 | 50.3667 USD |
USD 0.0001 class A common | Sale | 61 | 50.2190 USD |
USD 0.0001 class A common | Sale | 100 | 50.7350 USD |
USD 0.0001 class A common | Sale | 100 | 50.7850 USD |
USD 0.0001 class A common | Sale | 111 | 49.7422 USD |
USD 0.0001 class A common | Sale | 131 | 50.1576 USD |
USD 0.0001 class A common | Sale | 134 | 49.7852 USD |
USD 0.0001 class A common | Sale | 144 | 49.8430 USD |
USD 0.0001 class A common | Sale | 150 | 49.8842 USD |
USD 0.0001 class A common | Sale | 160 | 50.6410 USD |
USD 0.0001 class A common | Sale | 178 | 49.9315 USD |
USD 0.0001 class A common | Sale | 182 | 49.9726 USD |
USD 0.0001 class A common | Sale | 200 | 50.7475 USD |
USD 0.0001 class A common | Sale | 200 | 50.7900 USD |
USD 0.0001 class A common | Sale | 200 | 50.0800 USD |
USD 0.0001 class A common | Sale | 200 | 50.1600 USD |
USD 0.0001 class A common | Sale | 216 | 49.5740 USD |
USD 0.0001 class A common | Sale | 232 | 49.9500 USD |
USD 0.0001 class A common | Sale | 300 | 50.7516 USD |
USD 0.0001 class A common | Sale | 330 | 50.7857 USD |
USD 0.0001 class A common | Sale | 414 | 49.3700 USD |
USD 0.0001 class A common | Sale | 425 | 49.7752 USD |
USD 0.0001 class A common | Sale | 554 | 50.7302 USD |
USD 0.0001 class A common | Sale | 738 | 49.7879 USD |
USD 0.0001 class A common | Sale | 761 | 49.8260 USD |
USD 0.0001 class A common | Sale | 1,095 | 50.2670 USD |
USD 0.0001 class A common | Sale | 1,200 | 50.7720 USD |
USD 0.0001 class A common | Sale | 1,242 | 50.3386 USD |
USD 0.0001 class A common | Sale | 1,382 | 50.0636 USD |
USD 0.0001 class A common | Sale | 1,700 | 50.2188 USD |
USD 0.0001 class A common | Sale | 1,736 | 50.7422 USD |
USD 0.0001 class A common | Sale | 1,960 | 50.1770 USD |
USD 0.0001 class A common | Sale | 2,177 | 50.7124 USD |
USD 0.0001 class A common | Sale | 2,452 | 50.4962 USD |
USD 0.0001 class A common | Sale | 2,505 | 50.4552 USD |
USD 0.0001 class A common | Sale | 2,800 | 50.7400 USD |
USD 0.0001 class A common | Sale | 4,693 | 50.4906 USD |
USD 0.0001 class A common | Sale | 5,475 | 50.4075 USD |
USD 0.0001 class A common | Sale | 5,947 | 50.3843 USD |
USD 0.0001 class A common | Sale | 6,501 | 50.5694 USD |
USD 0.0001 class A common | Sale | 7,111 | 50.4228 USD |
USD 0.0001 class A common | Sale | 7,136 | 49.4662 USD |
USD 0.0001 class A common | Sale | 7,200 | 49.5900 USD |
USD 0.0001 class A common | Sale | 8,070 | 50.7511 USD |
USD 0.0001 class A common | Sale | 8,966 | 50.2319 USD |
USD 0.0001 class A common | Sale | 11,236 | 50.0395 USD |
USD 0.0001 class A common | Sale | 13,697 | 49.3722 USD |
USD 0.0001 class A common | Sale | 15,458 | 49.4467 USD |
USD 0.0001 class A common | Sale | 21,060 | 50.2418 USD |
USD 0.0001 class A common | Sale | 21,897 | 50.0442 USD |
USD 0.0001 class A common | Sale | 22,199 | 50.2534 USD |
USD 0.0001 class A common | Sale | 33,800 | 50.7000 USD |
USD 0.0001 class A common | Sale | 46,247 | 49.9340 USD |
USD 0.0001 class A common | Sale | 46,260 | 50.6260 USD |
USD 0.0001 class A common | Sale | 175,518 | 49.8603 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
|
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |||
| Date of disclosure: | 8 Oct 2021 | |||
| Contact name: | Large Holdings Regulatory Operations | |||
| Telephone number: | 020 3134 7213 | |||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | ||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||
| relevant securities this from relates: | ||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price |
| date |
relevant |
| selling, | securities | per unit |
|
|
security |
| varying etc | to which |
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| option |
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| relates |
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USD 0.0001 class A common | Call Options | Written | -39,996 | 50.0000 | American | 15 Oct 2021 |
USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 |
USD 0.0001 class A common | Put Options | Purchased | -223,800 | 35.0000 | American | 15 Oct 2021 |
USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Purchased | -76,200 | 45.0000 | American | 15 Oct 2021 |
USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Purchased | -55,631 | 40.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 |
USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Written | 30,300 | 60.0000 | American | 15 Oct 2021 |
USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 |
USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 |
USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Written | 76,200 | 45.0000 | American | 15 Oct 2021 |
USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 |
USD 0.0001 class A common | Put Options | Written | 188,971 | 50.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 |
USD 0.0001 class A common | Put Options | Written | 204,000 | 40.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Written | 223,800 | 35.0000 | American | 15 Oct 2021 |
USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 |
USD 0.0001 class A common | Put Options | Written | 247,460 | 45.0000 | American | 20 Jan 2023 |
USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211008005199/en/
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