19th Oct 2021 18:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||||
| (b) | Owner or controller of interest and short | ||||||
| positions disclosed, if different from 1(a): | |||||||
| (c) | Name of offeror/offeree in relation to whose | DRAFTKINGS INC | |||||
| relevant securities this form relates: | |||||||
| (d) | If an exempt fund manager connected with an | ||||||
| offeror/offeree, state this and specify identity of | |||||||
| offeror/offeree: | |||||||
| (e) | Date position held/dealing undertaken: | 18 October 2021 | |||||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||||
| disclosures in respect of any other party to the offer? | ENTAIN PLC | ||||||
| GVC HLDGS PLC | |||||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | USD 0.0001 class A common | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 614,658 | 0.15% | 416,190 | 0.10% | ||
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(2) | Cash-settled derivatives: |
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21,805 | 0.01% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 2,470,261 | 0.61% | 1,373,761 | 0.34% | ||
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| TOTAL: | 3,106,724 | 0.77% | 1,789,951 | 0.44% | ||
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| Class of relevant security: | Convertible Bond US26142RAA23 | |||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 0 | 0.00% | 206,000 | 0.05% | ||
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(2) | Cash-settled derivatives: |
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0 | 0.00% | 0 | 0.00% | |||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: | 0 | 0.00% | 206,000 | 0.05% | ||
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant |
| Purchase/sale |
| Number of |
| Price per unit | |
security |
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| securities |
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USD 0.0001 class A common | Purchase | 7 | 48.6300 USD | ||||
USD 0.0001 class A common | Purchase | 8 | 48.6825 USD | ||||
USD 0.0001 class A common | Purchase | 14 | 48.6250 USD | ||||
USD 0.0001 class A common | Purchase | 21 | 48.5833 USD | ||||
USD 0.0001 class A common | Purchase | 21 | 48.6266 USD | ||||
USD 0.0001 class A common | Purchase | 25 | 48.6500 USD | ||||
USD 0.0001 class A common | Purchase | 28 | 48.5912 USD | ||||
USD 0.0001 class A common | Purchase | 33 | 48.5804 USD | ||||
USD 0.0001 class A common | Purchase | 34 | 48.6100 USD | ||||
USD 0.0001 class A common | Purchase | 35 | 48.6080 USD | ||||
USD 0.0001 class A common | Purchase | 37 | 48.7700 USD | ||||
USD 0.0001 class A common | Purchase | 46 | 48.6917 USD | ||||
USD 0.0001 class A common | Purchase | 49 | 48.6042 USD | ||||
USD 0.0001 class A common | Purchase | 58 | 48.9765 USD | ||||
USD 0.0001 class A common | Purchase | 58 | 48.9155 USD | ||||
USD 0.0001 class A common | Purchase | 64 | 48.9371 USD | ||||
USD 0.0001 class A common | Purchase | 91 | 48.6215 USD | ||||
USD 0.0001 class A common | Purchase | 100 | 48.6350 USD | ||||
USD 0.0001 class A common | Purchase | 135 | 48.6074 USD | ||||
USD 0.0001 class A common | Purchase | 147 | 48.8311 USD | ||||
USD 0.0001 class A common | Purchase | 160 | 48.7035 USD | ||||
USD 0.0001 class A common | Purchase | 185 | 48.7458 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 48.6125 USD | ||||
USD 0.0001 class A common | Purchase | 209 | 49.3798 USD | ||||
USD 0.0001 class A common | Purchase | 209 | 49.5180 USD | ||||
USD 0.0001 class A common | Purchase | 232 | 48.6153 USD | ||||
USD 0.0001 class A common | Purchase | 300 | 48.7886 USD | ||||
USD 0.0001 class A common | Purchase | 314 | 48.7087 USD | ||||
USD 0.0001 class A common | Purchase | 336 | 48.6475 USD | ||||
USD 0.0001 class A common | Purchase | 343 | 48.7911 USD | ||||
USD 0.0001 class A common | Purchase | 343 | 48.8430 USD | ||||
USD 0.0001 class A common | Purchase | 378 | 48.8374 USD | ||||
USD 0.0001 class A common | Purchase | 380 | 48.8542 USD | ||||
USD 0.0001 class A common | Purchase | 401 | 48.8597 USD | ||||
USD 0.0001 class A common | Purchase | 425 | 48.9658 USD | ||||
USD 0.0001 class A common | Purchase | 431 | 48.7781 USD | ||||
USD 0.0001 class A common | Purchase | 445 | 48.7512 USD | ||||
USD 0.0001 class A common | Purchase | 540 | 48.8029 USD | ||||
USD 0.0001 class A common | Purchase | 576 | 48.8192 USD | ||||
USD 0.0001 class A common | Purchase | 842 | 48.9859 USD | ||||
USD 0.0001 class A common | Purchase | 944 | 48.8309 USD | ||||
USD 0.0001 class A common | Purchase | 1,020 | 48.8560 USD | ||||
USD 0.0001 class A common | Purchase | 1,081 | 48.6996 USD | ||||
USD 0.0001 class A common | Purchase | 1,398 | 48.9317 USD | ||||
USD 0.0001 class A common | Purchase | 1,420 | 48.8670 USD | ||||
USD 0.0001 class A common | Purchase | 1,880 | 48.9373 USD | ||||
USD 0.0001 class A common | Purchase | 2,141 | 48.1200 USD | ||||
USD 0.0001 class A common | Purchase | 2,214 | 48.8566 USD | ||||
USD 0.0001 class A common | Purchase | 2,368 | 48.7580 USD | ||||
USD 0.0001 class A common | Purchase | 2,404 | 48.7647 USD | ||||
USD 0.0001 class A common | Purchase | 2,524 | 48.8766 USD | ||||
USD 0.0001 class A common | Purchase | 3,100 | 48.5300 USD | ||||
USD 0.0001 class A common | Purchase | 3,343 | 48.8227 USD | ||||
USD 0.0001 class A common | Purchase | 4,498 | 48.1768 USD | ||||
USD 0.0001 class A common | Purchase | 5,459 | 48.8800 USD | ||||
USD 0.0001 class A common | Purchase | 6,362 | 48.9710 USD | ||||
USD 0.0001 class A common | Purchase | 7,414 | 48.8351 USD | ||||
USD 0.0001 class A common | Purchase | 9,165 | 48.9969 USD | ||||
USD 0.0001 class A common | Purchase | 9,594 | 48.7739 USD | ||||
USD 0.0001 class A common | Purchase | 14,611 | 49.0589 USD | ||||
USD 0.0001 class A common | Purchase | 15,328 | 48.8812 USD | ||||
USD 0.0001 class A common | Purchase | 30,144 | 48.9162 USD | ||||
USD 0.0001 class A common | Purchase | 30,618 | 48.8161 USD | ||||
USD 0.0001 class A common | Purchase | 53,267 | 48.8561 USD | ||||
USD 0.0001 class A common | Purchase | 60,869 | 48.6488 USD | ||||
USD 0.0001 class A common | Purchase | 101,269 | 48.7832 USD | ||||
USD 0.0001 class A common | Sale | 1 | 48.5800 USD | ||||
USD 0.0001 class A common | Sale | 3 | 49.1000 USD | ||||
USD 0.0001 class A common | Sale | 3 | 48.6700 USD | ||||
USD 0.0001 class A common | Sale | 4 | 48.7925 USD | ||||
USD 0.0001 class A common | Sale | 5 | 48.7160 USD | ||||
USD 0.0001 class A common | Sale | 5 | 48.6960 USD | ||||
USD 0.0001 class A common | Sale | 11 | 49.0709 USD | ||||
USD 0.0001 class A common | Sale | 16 | 49.0131 USD | ||||
USD 0.0001 class A common | Sale | 19 | 48.7621 USD | ||||
USD 0.0001 class A common | Sale | 25 | 48.6500 USD | ||||
USD 0.0001 class A common | Sale | 33 | 48.7618 USD | ||||
USD 0.0001 class A common | Sale | 52 | 48.7400 USD | ||||
USD 0.0001 class A common | Sale | 61 | 48.7109 USD | ||||
USD 0.0001 class A common | Sale | 100 | 49.4200 USD | ||||
USD 0.0001 class A common | Sale | 100 | 48.6450 USD | ||||
USD 0.0001 class A common | Sale | 100 | 48.5400 USD | ||||
USD 0.0001 class A common | Sale | 100 | 49.5000 USD | ||||
USD 0.0001 class A common | Sale | 168 | 48.6475 USD | ||||
USD 0.0001 class A common | Sale | 200 | 49.0350 USD | ||||
USD 0.0001 class A common | Sale | 200 | 48.8850 USD | ||||
USD 0.0001 class A common | Sale | 209 | 49.3798 USD | ||||
USD 0.0001 class A common | Sale | 209 | 49.5180 USD | ||||
USD 0.0001 class A common | Sale | 383 | 49.1522 USD | ||||
USD 0.0001 class A common | Sale | 496 | 48.6103 USD | ||||
USD 0.0001 class A common | Sale | 731 | 49.0567 USD | ||||
USD 0.0001 class A common | Sale | 775 | 49.1112 USD | ||||
USD 0.0001 class A common | Sale | 981 | 48.6856 USD | ||||
USD 0.0001 class A common | Sale | 1,200 | 48.8650 USD | ||||
USD 0.0001 class A common | Sale | 2,797 | 49.0460 USD | ||||
USD 0.0001 class A common | Sale | 3,066 | 49.1870 USD | ||||
USD 0.0001 class A common | Sale | 3,100 | 48.5300 USD | ||||
USD 0.0001 class A common | Sale | 3,652 | 49.0335 USD | ||||
USD 0.0001 class A common | Sale | 4,023 | 49.1252 USD | ||||
USD 0.0001 class A common | Sale | 4,956 | 48.7715 USD | ||||
USD 0.0001 class A common | Sale | 5,604 | 48.9949 USD | ||||
USD 0.0001 class A common | Sale | 6,363 | 48.1232 USD | ||||
USD 0.0001 class A common | Sale | 7,582 | 49.0100 USD | ||||
USD 0.0001 class A common | Sale | 8,838 | 48.7001 USD | ||||
USD 0.0001 class A common | Sale | 9,518 | 49.1259 USD | ||||
USD 0.0001 class A common | Sale | 14,223 | 48.7424 USD | ||||
USD 0.0001 class A common | Sale | 15,328 | 48.8812 USD | ||||
USD 0.0001 class A common | Sale | 15,328 | 48.8813 USD | ||||
USD 0.0001 class A common | Sale | 20,434 | 48.8188 USD | ||||
USD 0.0001 class A common | Sale | 31,185 | 48.9563 USD | ||||
USD 0.0001 class A common | Sale | 60,743 | 48.6489 USD | ||||
USD 0.0001 class A common | Sale | 71,283 | 48.7100 USD | ||||
USD 0.0001 class A common | Sale | 88,273 | 48.8500 USD | ||||
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||||||
| Date of disclosure: | 19 Oct 2021 | ||||||
| Contact name: | Large Holdings Regulatory Operations | ||||||
| Telephone number: | 020 3134 7213 | ||||||
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||||||
| are being disclosed: | |||||||
| Name of offeror/offeree in relation to whose | DRAFTKINGS INC | ||||||
| relevant securities this from relates: | |||||||
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class |
| Product | Writing, | Number | Exercise | Type | Expiry |
of |
| description | purchasing, | of | price |
| date |
relevant |
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| selling, | securities | per unit |
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|
security |
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| varying etc | to which |
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| option |
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| relates |
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USD 0.0001 class A common | Call Options | Purchased | 65,000 | 50.0000 | American | 29 Oct 2021 | |
USD 0.0001 class A common | Call Options | Written | -56,900 | 50.0000 | American | 22 Oct 2021 | |
USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -55,631 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -18,700 | 49.0000 | American | 22 Oct 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -15,000 | 49.0000 | American | 29 Oct 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 188,971 | 50.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
USD 0.0001 class A common | Put Options | Written | 204,000 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 247,460 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 | |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211019006031/en/
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