25th Oct 2021 12:21
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | DRAFTKINGS INC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 22 Oct 2021 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES : ENTAIN PLC GVC HLDGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.0001 class A common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
and/or controlled: | 598,459 | 0.15% | 399,653 | 0.10% | ||
(2) | Cash-settled derivatives: | |||||
16,877 | 0.00% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | |||||
and agreements to purchase/sell: | 2,534,295 | 0.62% | 1,370,630 | 0.34% | ||
(4) | ||||||
TOTAL: | 3,149,631 | 0.78% | 1,770,283 | 0.44% | ||
Class of relevant security: | Convertible Bond US26142RAA23 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
and/or controlled: | 0 | 0.00% | 206,000 | 0.05% | ||
(2) | Cash-settled derivatives: | |||||
0 | 0.00% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | |||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
(4) | ||||||
TOTAL: | 0 | 0.00% | 206,000 | 0.05% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.0001 class A common | Purchase | 3 | 47.3300 USD | ||||
USD 0.0001 class A common | Purchase | 5 | 47.4800 USD | ||||
USD 0.0001 class A common | Purchase | 11 | 47.2272 USD | ||||
USD 0.0001 class A common | Purchase | 39 | 46.2800 USD | ||||
USD 0.0001 class A common | Purchase | 105 | 46.2400 USD | ||||
USD 0.0001 class A common | Purchase | 192 | 46.3000 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 46.1850 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 46.2750 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 46.1950 USD | ||||
USD 0.0001 class A common | Purchase | 300 | 46.1800 USD | ||||
USD 0.0001 class A common | Purchase | 303 | 46.7866 USD | ||||
USD 0.0001 class A common | Purchase | 345 | 46.2631 USD | ||||
USD 0.0001 class A common | Purchase | 478 | 46.5253 USD | ||||
USD 0.0001 class A common | Purchase | 484 | 46.3023 USD | ||||
USD 0.0001 class A common | Purchase | 774 | 46.2150 USD | ||||
USD 0.0001 class A common | Purchase | 832 | 46.3887 USD | ||||
USD 0.0001 class A common | Purchase | 982 | 46.1262 USD | ||||
USD 0.0001 class A common | Purchase | 1,250 | 46.1933 USD | ||||
USD 0.0001 class A common | Purchase | 1,262 | 46.2377 USD | ||||
USD 0.0001 class A common | Purchase | 3,001 | 46.5606 USD | ||||
USD 0.0001 class A common | Purchase | 3,728 | 46.1739 USD | ||||
USD 0.0001 class A common | Purchase | 5,103 | 46.6864 USD | ||||
USD 0.0001 class A common | Purchase | 7,905 | 46.2037 USD | ||||
USD 0.0001 class A common | Purchase | 8,133 | 46.7600 USD | ||||
USD 0.0001 class A common | Purchase | 12,900 | 46.2100 USD | ||||
USD 0.0001 class A common | Purchase | 15,911 | 46.1100 USD | ||||
USD 0.0001 class A common | Purchase | 16,988 | 46.3770 USD | ||||
USD 0.0001 class A common | Purchase | 28,211 | 46.3603 USD | ||||
USD 0.0001 class A common | Purchase | 28,551 | 46.1553 USD | ||||
USD 0.0001 class A common | Purchase | 39,107 | 46.1982 USD | ||||
USD 0.0001 class A common | Purchase | 42,957 | 46.6817 USD | ||||
USD 0.0001 class A common | Purchase | 62,429 | 46.6883 USD | ||||
USD 0.0001 class A common | Purchase | 92,773 | 46.4206 USD | ||||
USD 0.0001 class A common | Purchase | 234,238 | 46.6744 USD | ||||
USD 0.0001 class A common | Sale | 5 | 47.4800 USD | ||||
USD 0.0001 class A common | Sale | 37 | 46.1700 USD | ||||
USD 0.0001 class A common | Sale | 37 | 46.2300 USD | ||||
USD 0.0001 class A common | Sale | 37 | 46.1750 USD | ||||
USD 0.0001 class A common | Sale | 45 | 46.6900 USD | ||||
USD 0.0001 class A common | Sale | 74 | 46.2975 USD | ||||
USD 0.0001 class A common | Sale | 88 | 46.1400 USD | ||||
USD 0.0001 class A common | Sale | 100 | 46.3350 USD | ||||
USD 0.0001 class A common | Sale | 100 | 46.2450 USD | ||||
USD 0.0001 class A common | Sale | 100 | 46.8600 USD | ||||
USD 0.0001 class A common | Sale | 100 | 47.0700 USD | ||||
USD 0.0001 class A common | Sale | 100 | 47.3200 USD | ||||
USD 0.0001 class A common | Sale | 105 | 46.2400 USD | ||||
USD 0.0001 class A common | Sale | 105 | 46.3950 USD | ||||
USD 0.0001 class A common | Sale | 111 | 46.2816 USD | ||||
USD 0.0001 class A common | Sale | 116 | 46.1900 USD | ||||
USD 0.0001 class A common | Sale | 148 | 46.2237 USD | ||||
USD 0.0001 class A common | Sale | 163 | 46.2342 USD | ||||
USD 0.0001 class A common | Sale | 171 | 46.2137 USD | ||||
USD 0.0001 class A common | Sale | 200 | 46.2200 USD | ||||
USD 0.0001 class A common | Sale | 204 | 46.8640 USD | ||||
USD 0.0001 class A common | Sale | 300 | 46.2566 USD | ||||
USD 0.0001 class A common | Sale | 311 | 46.2962 USD | ||||
USD 0.0001 class A common | Sale | 331 | 46.2653 USD | ||||
USD 0.0001 class A common | Sale | 338 | 46.2752 USD | ||||
USD 0.0001 class A common | Sale | 400 | 46.2600 USD | ||||
USD 0.0001 class A common | Sale | 700 | 46.2128 USD | ||||
USD 0.0001 class A common | Sale | 700 | 46.2485 USD | ||||
USD 0.0001 class A common | Sale | 1,200 | 46.3433 USD | ||||
USD 0.0001 class A common | Sale | 1,372 | 46.9499 USD | ||||
USD 0.0001 class A common | Sale | 1,600 | 46.8212 USD | ||||
USD 0.0001 class A common | Sale | 1,868 | 47.6021 USD | ||||
USD 0.0001 class A common | Sale | 2,185 | 46.3092 USD | ||||
USD 0.0001 class A common | Sale | 2,770 | 46.8523 USD | ||||
USD 0.0001 class A common | Sale | 2,800 | 46.3907 USD | ||||
USD 0.0001 class A common | Sale | 2,871 | 46.2713 USD | ||||
USD 0.0001 class A common | Sale | 3,468 | 46.2283 USD | ||||
USD 0.0001 class A common | Sale | 3,925 | 46.7417 USD | ||||
USD 0.0001 class A common | Sale | 5,400 | 46.2000 USD | ||||
USD 0.0001 class A common | Sale | 5,924 | 46.3753 USD | ||||
USD 0.0001 class A common | Sale | 7,534 | 46.5334 USD | ||||
USD 0.0001 class A common | Sale | 8,734 | 46.3589 USD | ||||
USD 0.0001 class A common | Sale | 10,550 | 46.4865 USD | ||||
USD 0.0001 class A common | Sale | 12,631 | 46.7557 USD | ||||
USD 0.0001 class A common | Sale | 12,937 | 46.2100 USD | ||||
USD 0.0001 class A common | Sale | 14,027 | 46.6908 USD | ||||
USD 0.0001 class A common | Sale | 14,147 | 46.2348 USD | ||||
USD 0.0001 class A common | Sale | 15,834 | 46.6605 USD | ||||
USD 0.0001 class A common | Sale | 15,911 | 46.1100 USD | ||||
USD 0.0001 class A common | Sale | 18,819 | 46.1582 USD | ||||
USD 0.0001 class A common | Sale | 21,826 | 46.3637 USD | ||||
USD 0.0001 class A common | Sale | 32,148 | 46.8053 USD | ||||
USD 0.0001 class A common | Sale | 32,829 | 46.6145 USD | ||||
USD 0.0001 class A common | Sale | 34,203 | 46.1600 USD | ||||
USD 0.0001 class A common | Sale | 40,021 | 46.5873 USD | ||||
USD 0.0001 class A common | Sale | 72,323 | 46.5083 USD | ||||
USD 0.0001 class A common | Sale | 97,592 | 46.8330 USD | ||||
USD 0.0001 class A common | Sale | 106,420 | 46.4199 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 25 Oct 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number*: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: | Barclays PLC. |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | DRAFTKINGS INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |
of | description | purchasing, | of | price | date | ||
relevant | selling, | securities | per unit | ||||
security | varying etc | to which | |||||
option | |||||||
relates | |||||||
USD 0.0001 class A common | Call Options | Purchased | 65,000 | 50.0000 | American | 29 Oct 2021 | |
USD 0.0001 class A common | Call Options | Written | -56,900 | 50.0000 | American | 22 Oct 2021 | |
USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -52,500 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -18,700 | 49.0000 | American | 22 Oct 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -15,000 | 49.0000 | American | 29 Oct 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
USD 0.0001 class A common | Put Options | Written | 206,222 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 223,210 | 50.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 275,033 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
View source version on businesswire.com: https://www.businesswire.com/news/home/20211025005435/en/
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