20th Oct 2021 11:39
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: | Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | DRAFTKINGS INC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 19 Oct 2021 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES: ENTAIN PLCGVC HLDGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | USD 0.0001 class A common | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
and/or controlled: | 611,857 | 0.15% | 392,103 | 0.10% | ||
(2) | Cash-settled derivatives: | |||||
21,805 | 0.01% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | |||||
and agreements to purchase/sell: | 2,470,261 | 0.61% | 1,373,761 | 0.34% | ||
(4) | ||||||
TOTAL: | 3,103,923 | 0.76% | 1,765,864 | 0.43% | ||
Class of relevant security: | Convertible Bond US26142RAA23 | |||||
Interests | Short Positions | |||||
Number | (%) | Number | (%) | |||
(1) | Relevant securities owned | |||||
and/or controlled: | 0 | 0.00% | 206,000 | 0.05% | ||
(2) | Cash-settled derivatives: | |||||
0 | 0.00% | 0 | 0.00% | |||
(3) | Stock-settled derivatives (including options) | |||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
(4) | ||||||
TOTAL: | 0 | 0.00% | 206,000 | 0.05% | ||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
USD 0.0001 class A common | Purchase | 7 | 48.6700 USD | ||||
USD 0.0001 class A common | Purchase | 16 | 48.8300 USD | ||||
USD 0.0001 class A common | Purchase | 78 | 48.7400 USD | ||||
USD 0.0001 class A common | Purchase | 95 | 48.7900 USD | ||||
USD 0.0001 class A common | Purchase | 100 | 48.6750 USD | ||||
USD 0.0001 class A common | Purchase | 107 | 49.0564 USD | ||||
USD 0.0001 class A common | Purchase | 139 | 48.8725 USD | ||||
USD 0.0001 class A common | Purchase | 153 | 48.8400 USD | ||||
USD 0.0001 class A common | Purchase | 170 | 48.8108 USD | ||||
USD 0.0001 class A common | Purchase | 200 | 49.4650 USD | ||||
USD 0.0001 class A common | Purchase | 212 | 49.0466 USD | ||||
USD 0.0001 class A common | Purchase | 245 | 48.6377 USD | ||||
USD 0.0001 class A common | Purchase | 299 | 48.1400 USD | ||||
USD 0.0001 class A common | Purchase | 329 | 48.8115 USD | ||||
USD 0.0001 class A common | Purchase | 338 | 48.9395 USD | ||||
USD 0.0001 class A common | Purchase | 400 | 48.9325 USD | ||||
USD 0.0001 class A common | Purchase | 500 | 49.0000 USD | ||||
USD 0.0001 class A common | Purchase | 600 | 48.9508 USD | ||||
USD 0.0001 class A common | Purchase | 612 | 49.0284 USD | ||||
USD 0.0001 class A common | Purchase | 700 | 48.9921 USD | ||||
USD 0.0001 class A common | Purchase | 700 | 48.8757 USD | ||||
USD 0.0001 class A common | Purchase | 1,205 | 48.8587 USD | ||||
USD 0.0001 class A common | Purchase | 1,500 | 49.7100 USD | ||||
USD 0.0001 class A common | Purchase | 2,100 | 48.9809 USD | ||||
USD 0.0001 class A common | Purchase | 2,181 | 48.8122 USD | ||||
USD 0.0001 class A common | Purchase | 2,200 | 48.7172 USD | ||||
USD 0.0001 class A common | Purchase | 2,475 | 49.1277 USD | ||||
USD 0.0001 class A common | Purchase | 2,500 | 48.8346 USD | ||||
USD 0.0001 class A common | Purchase | 2,511 | 48.8719 USD | ||||
USD 0.0001 class A common | Purchase | 3,306 | 48.9034 USD | ||||
USD 0.0001 class A common | Purchase | 4,311 | 48.7170 USD | ||||
USD 0.0001 class A common | Purchase | 4,461 | 48.7783 USD | ||||
USD 0.0001 class A common | Purchase | 6,900 | 48.7300 USD | ||||
USD 0.0001 class A common | Purchase | 9,661 | 48.8998 USD | ||||
USD 0.0001 class A common | Purchase | 14,347 | 48.5346 USD | ||||
USD 0.0001 class A common | Purchase | 16,553 | 48.7205 USD | ||||
USD 0.0001 class A common | Purchase | 16,920 | 48.6749 USD | ||||
USD 0.0001 class A common | Purchase | 19,089 | 48.9084 USD | ||||
USD 0.0001 class A common | Purchase | 21,088 | 48.6527 USD | ||||
USD 0.0001 class A common | Purchase | 22,514 | 48.8081 USD | ||||
USD 0.0001 class A common | Purchase | 24,299 | 48.6693 USD | ||||
USD 0.0001 class A common | Purchase | 37,097 | 48.8915 USD | ||||
USD 0.0001 class A common | Purchase | 83,715 | 48.4601 USD | ||||
USD 0.0001 class A common | Purchase | 100,245 | 49.2137 USD | ||||
USD 0.0001 class A common | Purchase | 129,613 | 48.7301 USD | ||||
USD 0.0001 class A common | Sale | 1 | 48.9100 USD | ||||
USD 0.0001 class A common | Sale | 1 | 50.0500 USD | ||||
USD 0.0001 class A common | Sale | 2 | 49.3400 USD | ||||
USD 0.0001 class A common | Sale | 3 | 49.0500 USD | ||||
USD 0.0001 class A common | Sale | 6 | 48.8200 USD | ||||
USD 0.0001 class A common | Sale | 7 | 48.7114 USD | ||||
USD 0.0001 class A common | Sale | 17 | 48.9400 USD | ||||
USD 0.0001 class A common | Sale | 18 | 48.8944 USD | ||||
USD 0.0001 class A common | Sale | 33 | 48.8621 USD | ||||
USD 0.0001 class A common | Sale | 50 | 48.7590 USD | ||||
USD 0.0001 class A common | Sale | 80 | 48.8400 USD | ||||
USD 0.0001 class A common | Sale | 100 | 48.7000 USD | ||||
USD 0.0001 class A common | Sale | 100 | 48.4200 USD | ||||
USD 0.0001 class A common | Sale | 100 | 48.9300 USD | ||||
USD 0.0001 class A common | Sale | 100 | 48.6300 USD | ||||
USD 0.0001 class A common | Sale | 100 | 48.9150 USD | ||||
USD 0.0001 class A common | Sale | 106 | 48.7640 USD | ||||
USD 0.0001 class A common | Sale | 150 | 49.0400 USD | ||||
USD 0.0001 class A common | Sale | 153 | 48.7964 USD | ||||
USD 0.0001 class A common | Sale | 153 | 48.7828 USD | ||||
USD 0.0001 class A common | Sale | 157 | 48.8312 USD | ||||
USD 0.0001 class A common | Sale | 159 | 48.7677 USD | ||||
USD 0.0001 class A common | Sale | 195 | 48.7900 USD | ||||
USD 0.0001 class A common | Sale | 200 | 49.2300 USD | ||||
USD 0.0001 class A common | Sale | 200 | 48.7250 USD | ||||
USD 0.0001 class A common | Sale | 200 | 49.8000 USD | ||||
USD 0.0001 class A common | Sale | 205 | 48.7026 USD | ||||
USD 0.0001 class A common | Sale | 218 | 48.8171 USD | ||||
USD 0.0001 class A common | Sale | 272 | 48.6200 USD | ||||
USD 0.0001 class A common | Sale | 327 | 48.7662 USD | ||||
USD 0.0001 class A common | Sale | 327 | 48.8100 USD | ||||
USD 0.0001 class A common | Sale | 347 | 49.0011 USD | ||||
USD 0.0001 class A common | Sale | 352 | 48.8096 USD | ||||
USD 0.0001 class A common | Sale | 401 | 49.1439 USD | ||||
USD 0.0001 class A common | Sale | 428 | 48.8244 USD | ||||
USD 0.0001 class A common | Sale | 500 | 49.3680 USD | ||||
USD 0.0001 class A common | Sale | 500 | 48.4510 USD | ||||
USD 0.0001 class A common | Sale | 500 | 48.8940 USD | ||||
USD 0.0001 class A common | Sale | 527 | 48.4661 USD | ||||
USD 0.0001 class A common | Sale | 600 | 48.9666 USD | ||||
USD 0.0001 class A common | Sale | 600 | 48.9816 USD | ||||
USD 0.0001 class A common | Sale | 600 | 48.8516 USD | ||||
USD 0.0001 class A common | Sale | 700 | 49.4885 USD | ||||
USD 0.0001 class A common | Sale | 807 | 48.8231 USD | ||||
USD 0.0001 class A common | Sale | 821 | 48.5969 USD | ||||
USD 0.0001 class A common | Sale | 1,000 | 49.7880 USD | ||||
USD 0.0001 class A common | Sale | 1,100 | 48.9645 USD | ||||
USD 0.0001 class A common | Sale | 1,130 | 48.7514 USD | ||||
USD 0.0001 class A common | Sale | 1,348 | 48.8045 USD | ||||
USD 0.0001 class A common | Sale | 1,417 | 48.7917 USD | ||||
USD 0.0001 class A common | Sale | 1,777 | 48.5418 USD | ||||
USD 0.0001 class A common | Sale | 1,946 | 48.5337 USD | ||||
USD 0.0001 class A common | Sale | 2,266 | 49.0421 USD | ||||
USD 0.0001 class A common | Sale | 2,863 | 48.8313 USD | ||||
USD 0.0001 class A common | Sale | 3,470 | 48.5232 USD | ||||
USD 0.0001 class A common | Sale | 3,787 | 48.4418 USD | ||||
USD 0.0001 class A common | Sale | 4,763 | 48.8395 USD | ||||
USD 0.0001 class A common | Sale | 5,044 | 48.5748 USD | ||||
USD 0.0001 class A common | Sale | 5,385 | 49.4228 USD | ||||
USD 0.0001 class A common | Sale | 5,702 | 48.4585 USD | ||||
USD 0.0001 class A common | Sale | 6,900 | 48.7300 USD | ||||
USD 0.0001 class A common | Sale | 9,789 | 48.7674 USD | ||||
USD 0.0001 class A common | Sale | 10,673 | 48.6597 USD | ||||
USD 0.0001 class A common | Sale | 11,750 | 48.9624 USD | ||||
USD 0.0001 class A common | Sale | 11,960 | 48.8575 USD | ||||
USD 0.0001 class A common | Sale | 16,400 | 48.7200 USD | ||||
USD 0.0001 class A common | Sale | 20,977 | 48.4503 USD | ||||
USD 0.0001 class A common | Sale | 24,264 | 48.9278 USD | ||||
USD 0.0001 class A common | Sale | 29,931 | 48.6479 USD | ||||
USD 0.0001 class A common | Sale | 30,472 | 49.2777 USD | ||||
USD 0.0001 class A common | Sale | 38,792 | 48.4348 USD | ||||
USD 0.0001 class A common | Sale | 42,792 | 48.8689 USD | ||||
USD 0.0001 class A common | Sale | 52,543 | 49.2194 USD | ||||
USD 0.0001 class A common | Sale | 174,901 | 48.7104 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | 20 Oct 2021 |
Contact name: | Large Holdings Regulatory Operations |
Telephone number*: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: | Barclays PLC. |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | DRAFTKINGS INC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry | |
of | description | purchasing, | of | price | date | ||
relevant | selling, | securities | per unit | ||||
security | varying etc | to which | |||||
option | |||||||
relates | |||||||
USD 0.0001 class A common | Call Options | Purchased | 65,000 | 50.0000 | American | 29 Oct 2021 | |
USD 0.0001 class A common | Call Options | Written | -56,900 | 50.0000 | American | 22 Oct 2021 | |
USD 0.0001 class A common | Call Options | Written | -35,500 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -33,835 | 70.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -31,007 | 65.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -20,503 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -16,059 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -14,443 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Call Options | Written | -7,373 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Call Options | Written | -6,363 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Call Options | Written | -101 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -418,200 | 45.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -212,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -211,100 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -85,700 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -63,963 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -55,631 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Purchased | -30,000 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -22,601 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -18,700 | 49.0000 | American | 22 Oct 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -16,968 | 65.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Purchased | -15,000 | 49.0000 | American | 29 Oct 2021 | |
USD 0.0001 class A common | Put Options | Purchased | -707 | 40.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 505 | 40.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 9,999 | 55.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 22,500 | 60.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 23,230 | 60.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 45,248 | 45.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 50,500 | 60.0000 | American | 15 Jul 2022 | |
USD 0.0001 class A common | Put Options | Written | 54,944 | 50.0000 | American | 20 May 2022 | |
USD 0.0001 class A common | Put Options | Written | 57,600 | 50.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 111,403 | 60.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 113,778 | 40.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 141,400 | 55.0000 | American | 19 Nov 2021 | |
USD 0.0001 class A common | Put Options | Written | 188,971 | 50.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 201,596 | 45.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 202,000 | 45.0000 | American | 14 Apr 2022 | |
USD 0.0001 class A common | Put Options | Written | 204,000 | 40.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 228,400 | 55.0000 | American | 21 Jan 2022 | |
USD 0.0001 class A common | Put Options | Written | 247,460 | 45.0000 | American | 20 Jan 2023 | |
USD 0.0001 class A common | Put Options | Written | 501,727 | 45.0000 | American | 20 May 2022 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20211020005533/en/
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