26th Feb 2025 11:25
FORM 8.3 - Amendment to 3aReplaces form Released at 23/01/2025 15:20 RNS Number : 5073U | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DIRECT LINE INSURANCE GROUP PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 22 Jan 2025 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | YES: AVIVA PLC | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 10 10/11p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 13,410,852 | 1.02% | 11,585,776 | 0.88% | |||
(2) Cash-settled derivatives: | 12,269,463 | 0.94% | 13,273,347 | 1.01% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 25,680,315 | 1.96% | 24,859,123 | 1.90% | |||
Class of relevant security: | Restricted Tier 1 Note XS1728036366 | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 200,000 | 0.06% | 0 | 0.00% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 0 | 0.00% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 200,000 | 0.06% | 0 | 0.00% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
10 10/11p ordinary | Purchase | 1,003,826 | 2.6677 GBP | ||||
10 10/11p ordinary | Purchase | 733,807 | 2.6752 GBP | ||||
10 10/11p ordinary | Purchase | 536,749 | 2.6739 GBP | ||||
10 10/11p ordinary | Purchase | 336,023 | 2.6690 GBP | ||||
10 10/11p ordinary | Purchase | 152,177 | 2.6693 GBP | ||||
10 10/11p ordinary | Purchase | 140,616 | 2.6727 GBP | ||||
10 10/11p ordinary | Purchase | 96,850 | 2.6702 GBP | ||||
10 10/11p ordinary | Purchase | 51,639 | 2.6732 GBP | ||||
10 10/11p ordinary | Purchase | 47,072 | 2.6718 GBP | ||||
10 10/11p ordinary | Purchase | 43,089 | 2.6756 GBP | ||||
10 10/11p ordinary | Purchase | 41,194 | 2.6680 GBP | ||||
10 10/11p ordinary | Purchase | 40,000 | 2.7062 GBP | ||||
10 10/11p ordinary | Purchase | 36,629 | 2.6706 GBP | ||||
10 10/11p ordinary | Purchase | 33,240 | 2.6710 GBP | ||||
10 10/11p ordinary | Purchase | 31,548 | 2.6683 GBP | ||||
10 10/11p ordinary | Purchase | 30,569 | 2.6599 GBP | ||||
10 10/11p ordinary | Purchase | 25,104 | 2.6700 GBP | ||||
10 10/11p ordinary | Purchase | 24,175 | 2.6722 GBP | ||||
10 10/11p ordinary | Purchase | 23,343 | 2.6694 GBP | ||||
10 10/11p ordinary | Purchase | 23,194 | 2.6724 GBP | ||||
10 10/11p ordinary | Purchase | 15,485 | 2.6725 GBP | ||||
10 10/11p ordinary | Purchase | 15,135 | 2.6697 GBP | ||||
10 10/11p ordinary | Purchase | 14,601 | 2.6622 GBP | ||||
10 10/11p ordinary | Purchase | 11,155 | 2.6719 GBP | ||||
10 10/11p ordinary | Purchase | 10,182 | 2.6698 GBP | ||||
ADR | Purchase | 10,000 | 12.7800 USD | ||||
10 10/11p ordinary | Purchase | 7,331 | 2.6627 GBP | ||||
10 10/11p ordinary | Purchase | 6,120 | 2.6632 GBP | ||||
10 10/11p ordinary | Purchase | 3,275 | 2.6708 GBP | ||||
10 10/11p ordinary | Purchase | 2,158 | 2.6734 GBP | ||||
10 10/11p ordinary | Purchase | 2,074 | 2.6685 GBP | ||||
10 10/11p ordinary | Purchase | 1,158 | 2.6780 GBP | ||||
10 10/11p ordinary | Purchase | 1,098 | 2.6740 GBP | ||||
10 10/11p ordinary | Purchase | 516 | 2.6560 GBP | ||||
10 10/11p ordinary | Purchase | 83 | 2.6640 GBP | ||||
10 10/11p ordinary | Sale | 277,332 | 2.6700 GBP | ||||
10 10/11p ordinary | Sale | 60,989 | 2.6686 GBP | ||||
10 10/11p ordinary | Sale | 58,166 | 2.6675 GBP | ||||
10 10/11p ordinary | Sale | 55,850 | 2.6688 GBP | ||||
10 10/11p ordinary | Sale | 13,980 | 2.6736 GBP | ||||
10 10/11p ordinary | Sale | 11,861 | 2.6671 GBP | ||||
10 10/11p ordinary | Sale | 10,387 | 2.6698 GBP | ||||
ADR | Purchase | 10,000 | 12.7800 USD | ||||
10 10/11p ordinary | Sale | 7,031 | 2.6664 GBP | ||||
10 10/11p ordinary | Sale | 4,878 | 2.6680 GBP | ||||
10 10/11p ordinary | Sale | 3,318 | 2.6717 GBP | ||||
10 10/11p ordinary | Sale | 3,275 | 2.6711 GBP | ||||
10 10/11p ordinary | Sale | 3,153 | 2.6705 GBP | ||||
10 10/11p ordinary | Sale | 2,455 | 2.6693 GBP | ||||
10 10/11p ordinary | Sale | 2,119 | 2.6575 GBP | ||||
10 10/11p ordinary | Sale | 1,627 | 2.6719 GBP | ||||
10 10/11p ordinary | Sale | 1,098 | 2.6742 GBP | ||||
10 10/11p ordinary | Sale | 1,032 | 2.6560 GBP | ||||
10 10/11p ordinary | Sale | 261 | 2.6739 GBP | ||||
10 10/11p ordinary | Sale | 83 | 2.6640 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
10 10/11p ordinary | SWAP | Increasing Short | 36,210 | 2.6703 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 1 | 2.6180 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 60,989 | 2.6686 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 2,455 | 2.6693 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 33,533 | 2.6695 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 63,359 | 2.6697 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 9,300 | 2.6710 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 1,627 | 2.6719 GBP | |||
10 10/11p ordinary | SWAP | Increasing Long | 261 | 2.6739 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 336,023 | 2.6690 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 46,885 | 2.6695 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 74,646 | 2.6700 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 21,116 | 2.6703 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 32,066 | 2.6705 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 22,500 | 2.6706 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 3,863 | 2.6709 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 11,155 | 2.6719 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 75,550 | 2.6723 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 23,194 | 2.6724 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 3,446 | 2.6725 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 196,222 | 2.6727 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 504,683 | 2.6741 GBP | |||
10 10/11p ordinary | SWAP | Decreasing Long | 43,089 | 2.6756 GBP | |||
10 10/11p ordinary | CFD | Increasing Short | 2,074 | 2.6685 GBP | |||
10 10/11p ordinary | CFD | Increasing Short | 1,733,807 | 2.6708 GBP | |||
10 10/11p ordinary | CFD | Increasing Short | 40,000 | 2.7062 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 26 Feb 2025 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||