25th Sep 2024 15:34
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 24 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 22,577,889 | 3.22% | 201,712 | 0.03% | |||
(2) Cash-settled derivatives: | 166,142 | 0.02% | 22,240,561 | 3.18% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 22,744,031 | 3.25% | 22,442,273 | 3.20% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 175,106 | 5.7640 GBP | ||||
1p ordinary | Purchase | 45,606 | 5.7662 GBP | ||||
1p ordinary | Purchase | 34,131 | 5.7705 GBP | ||||
1p ordinary | Purchase | 32,876 | 5.7633 GBP | ||||
1p ordinary | Purchase | 23,301 | 5.7647 GBP | ||||
1p ordinary | Purchase | 19,706 | 5.7634 GBP | ||||
1p ordinary | Purchase | 19,545 | 5.7677 GBP | ||||
1p ordinary | Purchase | 13,405 | 5.7646 GBP | ||||
1p ordinary | Purchase | 8,666 | 5.7639 GBP | ||||
1p ordinary | Purchase | 8,064 | 5.7638 GBP | ||||
1p ordinary | Purchase | 7,979 | 5.7631 GBP | ||||
1p ordinary | Purchase | 7,795 | 5.7600 GBP | ||||
1p ordinary | Purchase | 6,467 | 5.7614 GBP | ||||
1p ordinary | Purchase | 4,916 | 5.7650 GBP | ||||
1p ordinary | Purchase | 4,723 | 5.7642 GBP | ||||
1p ordinary | Purchase | 4,220 | 5.7595 GBP | ||||
1p ordinary | Purchase | 3,821 | 5.7690 GBP | ||||
1p ordinary | Purchase | 3,742 | 5.7620 GBP | ||||
1p ordinary | Purchase | 3,660 | 5.7609 GBP | ||||
1p ordinary | Purchase | 2,555 | 5.7617 GBP | ||||
1p ordinary | Purchase | 2,008 | 5.7819 GBP | ||||
1p ordinary | Purchase | 1,785 | 5.7660 GBP | ||||
1p ordinary | Purchase | 1,560 | 5.7580 GBP | ||||
1p ordinary | Purchase | 1,516 | 5.7757 GBP | ||||
1p ordinary | Purchase | 1,258 | 5.7635 GBP | ||||
1p ordinary | Purchase | 728 | 5.7623 GBP | ||||
1p ordinary | Purchase | 76 | 5.7636 GBP | ||||
1p ordinary | Sale | 206,840 | 5.7640 GBP | ||||
1p ordinary | Sale | 74,289 | 5.7639 GBP | ||||
1p ordinary | Sale | 65,151 | 5.7638 GBP | ||||
1p ordinary | Sale | 31,101 | 5.7660 GBP | ||||
1p ordinary | Sale | 28,360 | 5.7631 GBP | ||||
1p ordinary | Sale | 14,845 | 5.7689 GBP | ||||
1p ordinary | Sale | 13,907 | 5.7642 GBP | ||||
1p ordinary | Sale | 12,046 | 5.7634 GBP | ||||
1p ordinary | Sale | 10,853 | 5.7673 GBP | ||||
1p ordinary | Sale | 5,784 | 5.7667 GBP | ||||
1p ordinary | Sale | 4,277 | 5.7630 GBP | ||||
1p ordinary | Sale | 4,108 | 5.7600 GBP | ||||
1p ordinary | Sale | 3,742 | 5.7620 GBP | ||||
1p ordinary | Sale | 2,348 | 5.7661 GBP | ||||
1p ordinary | Sale | 1,529 | 5.7646 GBP | ||||
1p ordinary | Sale | 1,214 | 5.7611 GBP | ||||
1p ordinary | Sale | 1,036 | 5.7694 GBP | ||||
1p ordinary | Sale | 1,034 | 5.7605 GBP | ||||
1p ordinary | Sale | 574 | 5.7650 GBP | ||||
1p ordinary | Sale | 114 | 5.7658 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 28,360 | 5.7631 GBP | |||
1p ordinary | SWAP | Decreasing Short | 12,046 | 5.7634 GBP | |||
1p ordinary | SWAP | Decreasing Short | 105,807 | 5.7640 GBP | |||
1p ordinary | SWAP | Decreasing Short | 11,437 | 5.7660 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,094 | 5.7674 GBP | |||
1p ordinary | SWAP | Decreasing Short | 190,064 | 5.7689 USD | |||
1p ordinary | SWAP | Decreasing Short | 1,036 | 5.7694 GBP | |||
1p ordinary | SWAP | Increasing Short | 662 | 5.7584 GBP | |||
1p ordinary | SWAP | Increasing Short | 27,323 | 5.7617 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,033 | 5.7634 GBP | |||
1p ordinary | SWAP | Increasing Short | 76 | 5.7636 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,094 | 5.7640 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,867 | 5.7644 GBP | |||
1p ordinary | SWAP | Increasing Short | 13,405 | 5.7646 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,420 | 5.7650 GBP | |||
1p ordinary | SWAP | Increasing Short | 9,674 | 5.7658 GBP | |||
1p ordinary | SWAP | Increasing Short | 45,606 | 5.7662 GBP | |||
1p ordinary | SWAP | Increasing Short | 19,545 | 5.7677 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,821 | 5.7690 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,008 | 5.7819 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 25 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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