23rd Sep 2024 15:28
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 20 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 22,479,451 | 3.21% | 87,307 | 0.01% | |||
(2) Cash-settled derivatives: | 69,798 | 0.01% | 22,115,907 | 3.16% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 22,549,249 | 3.22% | 22,203,214 | 3.17% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 220,835 | 5.8200 GBP | ||||
1p ordinary | Purchase | 97,076 | 5.7944 GBP | ||||
1p ordinary | Purchase | 67,338 | 5.7860 GBP | ||||
1p ordinary | Purchase | 67,137 | 5.8078 GBP | ||||
1p ordinary | Purchase | 51,311 | 5.7920 GBP | ||||
1p ordinary | Purchase | 45,606 | 5.8351 GBP | ||||
1p ordinary | Purchase | 45,606 | 5.8049 GBP | ||||
1p ordinary | Purchase | 45,606 | 5.8060 GBP | ||||
1p ordinary | Purchase | 32,869 | 5.8197 GBP | ||||
1p ordinary | Purchase | 20,998 | 5.8018 GBP | ||||
1p ordinary | Purchase | 20,862 | 5.7978 GBP | ||||
1p ordinary | Purchase | 19,545 | 5.8042 GBP | ||||
1p ordinary | Purchase | 19,545 | 5.8374 GBP | ||||
1p ordinary | Purchase | 11,411 | 5.8194 GBP | ||||
1p ordinary | Purchase | 8,645 | 5.7995 GBP | ||||
1p ordinary | Purchase | 6,644 | 5.7915 GBP | ||||
1p ordinary | Purchase | 6,626 | 5.8007 GBP | ||||
1p ordinary | Purchase | 5,652 | 5.8040 GBP | ||||
1p ordinary | Purchase | 3,082 | 5.7987 GBP | ||||
1p ordinary | Purchase | 2,594 | 5.8027 GBP | ||||
1p ordinary | Purchase | 2,575 | 5.7992 GBP | ||||
1p ordinary | Purchase | 2,254 | 5.8033 GBP | ||||
1p ordinary | Purchase | 2,120 | 5.7908 GBP | ||||
1p ordinary | Purchase | 1,902 | 5.7980 GBP | ||||
1p ordinary | Purchase | 1,422 | 5.8020 GBP | ||||
1p ordinary | Purchase | 1,036 | 5.7779 GBP | ||||
1p ordinary | Purchase | 918 | 5.8000 GBP | ||||
1p ordinary | Sale | 409,258 | 5.8171 GBP | ||||
1p ordinary | Sale | 107,700 | 5.8194 GBP | ||||
1p ordinary | Sale | 96,893 | 5.7894 GBP | ||||
1p ordinary | Sale | 23,467 | 5.7901 GBP | ||||
1p ordinary | Sale | 15,965 | 5.7950 GBP | ||||
1p ordinary | Sale | 15,109 | 5.8188 GBP | ||||
1p ordinary | Sale | 7,680 | 5.7944 GBP | ||||
1p ordinary | Sale | 7,584 | 5.7905 GBP | ||||
1p ordinary | Sale | 4,240 | 5.7933 GBP | ||||
1p ordinary | Sale | 4,114 | 5.7749 GBP | ||||
1p ordinary | Sale | 3,741 | 5.7940 GBP | ||||
1p ordinary | Sale | 3,534 | 5.7783 GBP | ||||
1p ordinary | Sale | 3,235 | 5.7970 GBP | ||||
1p ordinary | Sale | 2,919 | 5.8200 GBP | ||||
1p ordinary | Sale | 2,303 | 5.7924 GBP | ||||
1p ordinary | Sale | 1,902 | 5.7980 GBP | ||||
1p ordinary | Sale | 1,080 | 5.7946 GBP | ||||
1p ordinary | Sale | 993 | 5.8040 GBP | ||||
1p ordinary | Sale | 520 | 5.7953 GBP | ||||
1p ordinary | Sale | 398 | 5.7727 GBP | ||||
1p ordinary | Sale | 106 | 5.8202 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 4,240 | 5.7933 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,080 | 5.7946 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,601 | 5.8015 GBP | |||
1p ordinary | SWAP | Decreasing Short | 160,564 | 5.8186 GBP | |||
1p ordinary | SWAP | Decreasing Short | 15,109 | 5.8188 GBP | |||
1p ordinary | SWAP | Decreasing Short | 60,699 | 5.8200 GBP | |||
1p ordinary | SWAP | Increasing Short | 101 | 5.7800 GBP | |||
1p ordinary | SWAP | Increasing Short | 85,082 | 5.7940 GBP | |||
1p ordinary | SWAP | Increasing Short | 6,626 | 5.8007 GBP | |||
1p ordinary | SWAP | Increasing Short | 91,212 | 5.8205 GBP | |||
1p ordinary | SWAP | Increasing Short | 39,090 | 5.8208 GBP | |||
1p ordinary | CFD | Decreasing Short | 54,173 | 5.7946 GBP | |||
1p ordinary | CFD | Decreasing Short | 520 | 5.7953 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 23 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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