18th Jun 2024 14:59
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short | ||||||
positions disclosed, if different from 1(a): | |||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
relevant securities this form relates: | |||||||
(d) | If an exempt fund manager connected with an | ||||||
offeror/offeree, state this and specify identity of | |||||||
offeror/offeree: | |||||||
(e) | Date position held/dealing undertaken: | 17 Jun 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO | |||||
disclosures in respect of any other party to the offer? | |||||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
to which the disclosure relates following the dealing(if any) | |||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) | Relevant securities owned | ||||||
and/or controlled: | 10,761,770 | 1.54% | 3,052,355 | 0.44% | |||
(2) | Cash-settled derivatives: | ||||||
and/or controlled: | 664,145 | 0.09% | 10,664,843 | 1.52% | |||
(3) | Stock-settled derivatives (including options) | ||||||
and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,425,915 | 1.63% | 13,717,198 | 1.96% | |||
(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
options) | |||||||
Class of relevant security in relation to | |||||||
which subscription right exists | |||||||
Details, including nature of the rights | |||||||
concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales | ||||||
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | securities | ||||||
1p ordinary | Purchase | 426,268 | 5.7335 GBP | ||||
1p ordinary | Purchase | 231,117 | 5.7158 GBP | ||||
1p ordinary | Purchase | 181,731 | 5.7499 GBP | ||||
1p ordinary | Purchase | 137,505 | 5.7530 GBP | ||||
1p ordinary | Purchase | 118,851 | 5.7232 GBP | ||||
1p ordinary | Purchase | 108,392 | 5.7568 GBP | ||||
1p ordinary | Purchase | 70,000 | 5.8107 GBP | ||||
1p ordinary | Purchase | 59,844 | 5.7629 GBP | ||||
1p ordinary | Purchase | 45,005 | 5.6880 GBP | ||||
1p ordinary | Purchase | 44,004 | 5.7369 GBP | ||||
1p ordinary | Purchase | 30,000 | 5.8100 GBP | ||||
1p ordinary | Purchase | 24,370 | 5.7950 GBP | ||||
1p ordinary | Purchase | 23,386 | 5.7360 GBP | ||||
1p ordinary | Purchase | 13,603 | 5.7548 GBP | ||||
1p ordinary | Purchase | 7,662 | 5.6190 GBP | ||||
1p ordinary | Purchase | 7,403 | 5.8160 GBP | ||||
1p ordinary | Purchase | 6,194 | 5.7653 GBP | ||||
1p ordinary | Purchase | 5,502 | 5.7543 GBP | ||||
1p ordinary | Purchase | 5,034 | 5.7471 GBP | ||||
1p ordinary | Purchase | 4,651 | 5.6265 GBP | ||||
1p ordinary | Purchase | 4,223 | 5.7233 GBP | ||||
1p ordinary | Purchase | 2,947 | 5.7717 GBP | ||||
1p ordinary | Purchase | 2,904 | 5.7966 GBP | ||||
1p ordinary | Purchase | 2,540 | 5.7668 GBP | ||||
1p ordinary | Purchase | 2,091 | 5.8010 GBP | ||||
1p ordinary | Purchase | 2,056 | 5.7726 GBP | ||||
1p ordinary | Purchase | 1,581 | 5.7734 GBP | ||||
1p ordinary | Purchase | 1,548 | 5.8055 GBP | ||||
1p ordinary | Purchase | 1,493 | 5.7600 GBP | ||||
1p ordinary | Purchase | 1,361 | 5.8060 GBP | ||||
1p ordinary | Purchase | 883 | 5.7520 GBP | ||||
1p ordinary | Purchase | 809 | 5.7828 GBP | ||||
1p ordinary | Purchase | 623 | 5.5780 GBP | ||||
1p ordinary | Purchase | 616 | 5.7480 GBP | ||||
1p ordinary | Purchase | 552 | 5.7574 GBP | ||||
1p ordinary | Purchase | 508 | 5.7500 GBP | ||||
1p ordinary | Purchase | 489 | 5.7400 GBP | ||||
1p ordinary | Purchase | 246 | 5.7550 GBP | ||||
1p ordinary | Purchase | 234 | 5.7343 GBP | ||||
1p ordinary | Purchase | 134 | 5.8091 GBP | ||||
1p ordinary | Sale | 226,636 | 5.7333 GBP | ||||
1p ordinary | Sale | 182,595 | 5.7360 GBP | ||||
1p ordinary | Sale | 129,969 | 5.7123 GBP | ||||
1p ordinary | Sale | 112,535 | 5.7550 GBP | ||||
1p ordinary | Sale | 63,224 | 5.7471 GBP | ||||
1p ordinary | Sale | 58,610 | 5.7493 GBP | ||||
1p ordinary | Sale | 47,348 | 5.7282 GBP | ||||
1p ordinary | Sale | 25,966 | 5.7462 GBP | ||||
1p ordinary | Sale | 3,813 | 5.7401 GBP | ||||
1p ordinary | Sale | 3,424 | 5.8160 GBP | ||||
1p ordinary | Sale | 2,653 | 5.7747 GBP | ||||
1p ordinary | Sale | 2,113 | 5.7985 GBP | ||||
1p ordinary | Sale | 2,035 | 5.7625 GBP | ||||
1p ordinary | Sale | 2,026 | 5.5776 GBP | ||||
1p ordinary | Sale | 1,856 | 5.7561 GBP | ||||
1p ordinary | Sale | 1,576 | 5.7513 GBP | ||||
1p ordinary | Sale | 1,496 | 5.7265 GBP | ||||
1p ordinary | Sale | 1,495 | 5.7948 GBP | ||||
1p ordinary | Sale | 1,188 | 5.7244 GBP | ||||
1p ordinary | Sale | 1,115 | 5.6157 GBP | ||||
1p ordinary | Sale | 1,059 | 5.6901 GBP | ||||
1p ordinary | Sale | 986 | 5.7600 GBP | ||||
1p ordinary | Sale | 902 | 5.7289 GBP | ||||
1p ordinary | Sale | 883 | 5.7520 GBP | ||||
1p ordinary | Sale | 780 | 5.8137 GBP | ||||
1p ordinary | Sale | 740 | 5.5760 GBP | ||||
1p ordinary | Sale | 703 | 5.7733 GBP | ||||
1p ordinary | Sale | 690 | 5.5780 GBP | ||||
1p ordinary | Sale | 623 | 5.5781 GBP | ||||
1p ordinary | Sale | 616 | 5.7480 GBP | ||||
1p ordinary | Sale | 508 | 5.7500 GBP | ||||
1p ordinary | Sale | 424 | 5.5800 GBP | ||||
1p ordinary | Sale | 351 | 5.8070 GBP | ||||
1p ordinary | Sale | 240 | 5.8027 GBP | ||||
1p ordinary | Sale | -11 | 5.7343 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description | reference | unit | ||||
security | securities | ||||||
1p ordinary | SWAP | Closing Long | 246 | 5.7550 GBP | |||
1p ordinary | SWAP | Closing Long | 552 | 5.7574 GBP | |||
1p ordinary | SWAP | Closing Short | 104 | 5.7400 GBP | |||
1p ordinary | SWAP | Closing Short | 12,196 | 5.7362 GBP | |||
1p ordinary | SWAP | Closing Short | 15,356 | 5.7360 GBP | |||
1p ordinary | SWAP | Decreasing Short | 71 | 5.8179 GBP | |||
1p ordinary | SWAP | Decreasing Short | 809 | 5.7208 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,495 | 5.7948 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,856 | 5.7236 GBP | |||
1p ordinary | SWAP | Decreasing Short | 3,813 | 5.7401 GBP | |||
1p ordinary | CFD | Decreasing Short | 4,402 | 5.7450 GBP | |||
1p ordinary | SWAP | Decreasing Short | 8,434 | 5.5765 GBP | |||
1p ordinary | SWAP | Decreasing Short | 21,280 | 5.7790 GBP | |||
1p ordinary | SWAP | Decreasing Short | 63,224 | 5.7471 GBP | |||
1p ordinary | SWAP | Increasing Short | 497 | 5.7924 GBP | |||
1p ordinary | SWAP | Increasing Short | 507 | 5.7600 GBP | |||
1p ordinary | SWAP | Increasing Short | 886 | 5.7867 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,904 | 5.7966 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,983 | 5.7391 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,213 | 5.7423 GBP | |||
1p ordinary | CFD | Increasing Short | 4,402 | 5.7450 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,651 | 5.6265 GBP | |||
1p ordinary | SWAP | Increasing Short | 7,801 | 5.8046 GBP | |||
1p ordinary | SWAP | Increasing Short | 14,870 | 5.7364 GBP | |||
1p ordinary | SWAP | Increasing Short | 16,887 | 5.7379 GBP | |||
1p ordinary | CFD | Increasing Short | 18,592 | 5.7225 GBP | |||
1p ordinary | SWAP | Increasing Short | 24,370 | 5.7955 GBP | |||
1p ordinary | SWAP | Increasing Short | 28,850 | 5.8058 GBP | |||
1p ordinary | SWAP | Increasing Short | 30,000 | 5.8100 GBP | |||
1p ordinary | SWAP | Increasing Short | 30,550 | 5.8165 GBP | |||
1p ordinary | SWAP | Increasing Short | 41,557 | 5.7416 GBP | |||
1p ordinary | SWAP | Increasing Short | 70,000 | 5.8107 GBP | |||
1p ordinary | SWAP | Increasing Short | 81,339 | 5.7361 GBP | |||
1p ordinary | SWAP | Increasing Short | 118,851 | 5.7232 GBP | |||
1p ordinary | SWAP | Increasing Short | 122,312 | 5.7360 GBP | |||
1p ordinary | SWAP | Increasing Short | 137,693 | 5.7499 GBP | |||
1p ordinary | SWAP | Increasing Short | 231,117 | 5.7158 GBP | |||
1p ordinary | SWAP | Opening Long | 226,636 | 5.7333 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price | date | money | |
relevant | selling, | securities | per unit | paid/ | |||
security | varying etc | to which | received | ||||
option | per unit | ||||||
relates | |||||||
(ii) | Exercising | ||||||
Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security | securities | unit | |||||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security | applicable) | ||||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the person making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or | |||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 18 Jun 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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