30th Aug 2024 15:06
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 29 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 22,117,368 | 3.16% | 20,731,413 | 2.96% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 21,905,617 | 3.13% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 22,117,368 | 3.16% | 42,637,030 | 6.09% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 96,153 | 5.8182 GBP | ||||
1p ordinary | Purchase | 34,936 | 5.8121 GBP | ||||
1p ordinary | Purchase | 28,675 | 5.8200 GBP | ||||
1p ordinary | Purchase | 27,852 | 5.8139 GBP | ||||
1p ordinary | Purchase | 11,109 | 5.8165 GBP | ||||
1p ordinary | Purchase | 9,740 | 5.8220 GBP | ||||
1p ordinary | Purchase | 8,747 | 5.8080 GBP | ||||
1p ordinary | Purchase | 7,276 | 5.8045 GBP | ||||
1p ordinary | Purchase | 1,593 | 5.8237 GBP | ||||
1p ordinary | Purchase | 1,514 | 5.8211 GBP | ||||
1p ordinary | Purchase | 1,215 | 5.8235 GBP | ||||
1p ordinary | Purchase | 1,115 | 5.8057 GBP | ||||
1p ordinary | Purchase | 1,026 | 5.8240 GBP | ||||
1p ordinary | Purchase | 874 | 5.8119 GBP | ||||
1p ordinary | Purchase | 729 | 5.8035 GBP | ||||
1p ordinary | Purchase | 539 | 5.8180 GBP | ||||
1p ordinary | Purchase | 497 | 5.8221 GBP | ||||
1p ordinary | Purchase | 402 | 5.8160 GBP | ||||
1p ordinary | Purchase | 287 | 5.8075 GBP | ||||
1p ordinary | Purchase | 43 | 5.8260 GBP | ||||
1p ordinary | Purchase | 42 | 5.8154 GBP | ||||
1p ordinary | Purchase | 32 | 5.8241 GBP | ||||
1p ordinary | Purchase | 4 | 5.8210 GBP | ||||
1p ordinary | Sale | 30,133 | 5.8186 GBP | ||||
1p ordinary | Sale | 16,366 | 5.8102 GBP | ||||
1p ordinary | Sale | 13,880 | 5.8139 GBP | ||||
1p ordinary | Sale | 6,408 | 5.8193 GBP | ||||
1p ordinary | Sale | 4,578 | 5.8106 GBP | ||||
1p ordinary | Sale | 2,203 | 5.8149 GBP | ||||
1p ordinary | Sale | 1,875 | 5.8107 GBP | ||||
1p ordinary | Sale | 1,867 | 5.7883 GBP | ||||
1p ordinary | Sale | 1,550 | 5.7870 GBP | ||||
1p ordinary | Sale | 1,465 | 5.8067 GBP | ||||
1p ordinary | Sale | 1,236 | 5.8223 GBP | ||||
1p ordinary | Sale | 1,215 | 5.8241 GBP | ||||
1p ordinary | Sale | 1,171 | 5.7996 GBP | ||||
1p ordinary | Sale | 961 | 5.8215 GBP | ||||
1p ordinary | Sale | 888 | 5.8240 GBP | ||||
1p ordinary | Sale | 863 | 5.8172 GBP | ||||
1p ordinary | Sale | 682 | 5.8157 GBP | ||||
1p ordinary | Sale | 680 | 5.8166 GBP | ||||
1p ordinary | Sale | 575 | 5.8086 GBP | ||||
1p ordinary | Sale | 464 | 5.8180 GBP | ||||
1p ordinary | Sale | 444 | 5.8160 GBP | ||||
1p ordinary | Sale | 408 | 5.8191 GBP | ||||
1p ordinary | Sale | 328 | 5.8220 GBP | ||||
1p ordinary | Sale | 287 | 5.8081 GBP | ||||
1p ordinary | Sale | 199 | 5.8200 GBP | ||||
1p ordinary | Sale | 150 | 5.8080 GBP | ||||
1p ordinary | Sale | 43 | 5.8260 GBP | ||||
1p ordinary | Sale | 32 | 5.8247 GBP | ||||
1p ordinary | Sale | 1 | 5.8225 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 1,071 | 5.8204 GBP | |||
1p ordinary | CFD | Decreasing Short | 8,799 | 5.8171 GBP | |||
1p ordinary | CFD | Increasing Short | 141 | 5.8057 GBP | |||
1p ordinary | CFD | Increasing Short | 4,544 | 5.8187 GBP | |||
1p ordinary | SWAP | Decreasing Short | 13,476 | 5.8090 GBP | |||
1p ordinary | SWAP | Increasing Short | 47,220 | 5.8165 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,501 | 5.8200 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,465 | 5.8067 GBP | |||
1p ordinary | SWAP | Decreasing Short | 3 | 5.8080 GBP | |||
1p ordinary | SWAP | Decreasing Short | 13,880 | 5.8139 GBP | |||
1p ordinary | SWAP | Decreasing Short | 3,884 | 5.8200 GBP | |||
1p ordinary | SWAP | Increasing Short | 974 | 5.8057 GBP | |||
1p ordinary | SWAP | Increasing Short | 27,852 | 5.8139 GBP | |||
1p ordinary | SWAP | Increasing Short | 27,287 | 5.8199 GBP | |||
1p ordinary | SWAP | Increasing Short | 6,954 | 5.8200 GBP | |||
1p ordinary | SWAP | Opening Short | 34,936 | 5.8121 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,454 | 5.8200 GBP | |||
1p ordinary | SWAP | Decreasing Short | 107 | 5.8155 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,578 | 5.8106 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,001 | 5.8200 GBP | |||
1p ordinary | SWAP | Increasing Short | 12,745 | 5.8200 GBP | |||
1p ordinary | SWAP | Increasing Short | 9,411 | 5.8220 GBP | |||
1p ordinary | SWAP | Increasing Long | 10,734 | 5.8000 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 30 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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BarclaysDarktrace