7th Aug 2024 15:09
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 06 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 22,671,207 | 3.24% | 74,679 | 0.01% | |||
(2) Cash-settled derivatives: | 0 | 0.00% | 22,519,628 | 3.22% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 22,671,207 | 3.24% | 22,594,307 | 3.23% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 117,470 | 5.9450 GBP | ||||
1p ordinary | Purchase | 73,350 | 5.9514 GBP | ||||
1p ordinary | Purchase | 61,260 | 5.9511 GBP | ||||
1p ordinary | Purchase | 48,432 | 5.9600 GBP | ||||
1p ordinary | Purchase | 46,330 | 5.9551 GBP | ||||
1p ordinary | Purchase | 38,180 | 5.9465 GBP | ||||
1p ordinary | Purchase | 27,963 | 5.9540 GBP | ||||
1p ordinary | Purchase | 25,333 | 5.9510 GBP | ||||
1p ordinary | Purchase | 24,615 | 5.9516 GBP | ||||
1p ordinary | Purchase | 19,122 | 5.9423 GBP | ||||
1p ordinary | Purchase | 18,966 | 5.9458 GBP | ||||
1p ordinary | Purchase | 10,100 | 5.9549 GBP | ||||
1p ordinary | Purchase | 9,281 | 5.9369 GBP | ||||
1p ordinary | Purchase | 7,559 | 5.9478 GBP | ||||
1p ordinary | Purchase | 5,533 | 5.9513 GBP | ||||
1p ordinary | Purchase | 4,560 | 5.9608 GBP | ||||
1p ordinary | Purchase | 4,254 | 5.9542 GBP | ||||
1p ordinary | Purchase | 3,767 | 5.9395 GBP | ||||
1p ordinary | Purchase | 2,822 | 5.9466 GBP | ||||
1p ordinary | Purchase | 2,478 | 5.9580 GBP | ||||
1p ordinary | Purchase | 2,321 | 5.9447 GBP | ||||
1p ordinary | Purchase | 2,060 | 5.9518 GBP | ||||
1p ordinary | Purchase | 835 | 5.9500 GBP | ||||
1p ordinary | Purchase | 677 | 5.9240 GBP | ||||
1p ordinary | Purchase | 567 | 5.9319 GBP | ||||
1p ordinary | Purchase | 308 | 5.9620 GBP | ||||
1p ordinary | Purchase | 81 | 5.9429 GBP | ||||
1p ordinary | Purchase | 5 | 5.9460 GBP | ||||
1p ordinary | Purchase | 1 | 5.9480 GBP | ||||
1p ordinary | Sale | 501,877 | 5.9307 GBP | ||||
1p ordinary | Sale | 500,000 | 5.9320 GBP | ||||
1p ordinary | Sale | 335,838 | 5.9491 GBP | ||||
1p ordinary | Sale | 53,455 | 5.9421 GBP | ||||
1p ordinary | Sale | 35,437 | 5.9541 GBP | ||||
1p ordinary | Sale | 27,690 | 5.9540 GBP | ||||
1p ordinary | Sale | 24,106 | 5.9536 GBP | ||||
1p ordinary | Sale | 17,913 | 5.9459 GBP | ||||
1p ordinary | Sale | 9,894 | 5.9535 GBP | ||||
1p ordinary | Sale | 1,578 | 5.9630 GBP | ||||
1p ordinary | Sale | 1,558 | 5.9620 GBP | ||||
1p ordinary | Sale | 1,085 | 5.9410 GBP | ||||
1p ordinary | Sale | 793 | 5.9528 GBP | ||||
1p ordinary | Sale | 773 | 5.9580 GBP | ||||
1p ordinary | Sale | 467 | 5.9531 GBP | ||||
1p ordinary | Sale | 304 | 5.9330 GBP | ||||
1p ordinary | Sale | 237 | 5.9560 GBP | ||||
1p ordinary | Sale | 10 | 5.9488 GBP | ||||
1p ordinary | Sale | 6 | 5.9463 GBP | ||||
1p ordinary | Sale | 5 | 5.9460 GBP | ||||
1p ordinary | Sale | 5 | 5.9484 GBP | ||||
1p ordinary | Sale | 1 | 5.9480 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 100 | 5.9540 GBP | |||
1p ordinary | CFD | Decreasing Short | 304 | 5.9330 GBP | |||
1p ordinary | CFD | Decreasing Short | 242 | 5.9336 GBP | |||
1p ordinary | CFD | Increasing Short | 81 | 5.9429 GBP | |||
1p ordinary | CFD | Increasing Short | 3,195 | 5.9550 GBP | |||
1p ordinary | SWAP | Increasing Short | 2 | 5.9450 GBP | |||
1p ordinary | SWAP | Opening Long | 28 | 5.9471 GBP | |||
1p ordinary | SWAP | Increasing Long | 2,512 | 5.9520 GBP | |||
1p ordinary | SWAP | Opening Short | 23,535 | 5.9429 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,506 | 5.9579 GBP | |||
1p ordinary | SWAP | Decreasing Short | 467 | 5.9531 GBP | |||
1p ordinary | SWAP | Increasing Short | 46,330 | 5.9551 GBP | |||
1p ordinary | SWAP | Decreasing Short | 67 | 5.9499 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,085 | 5.9410 GBP | |||
1p ordinary | SWAP | Decreasing Short | 53,455 | 5.9421 GBP | |||
1p ordinary | SWAP | Decreasing Short | 23,873 | 5.9540 GBP | |||
1p ordinary | SWAP | Increasing Short | 526 | 5.9200 GBP | |||
1p ordinary | SWAP | Increasing Short | 9,281 | 5.9369 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,321 | 5.9447 GBP | |||
1p ordinary | SWAP | Increasing Short | 24,615 | 5.9516 GBP | |||
1p ordinary | SWAP | Increasing Short | 10,142 | 5.9540 GBP | |||
1p ordinary | SWAP | Decreasing Short | 793 | 5.9528 GBP | |||
1p ordinary | SWAP | Increasing Short | 677 | 5.9240 GBP | |||
1p ordinary | SWAP | Decreasing Short | 6 | 5.9459 GBP | |||
1p ordinary | SWAP | Decreasing Short | 17,913 | 5.9459 GBP | |||
1p ordinary | SWAP | Decreasing Short | 6,354 | 5.9540 GBP | |||
1p ordinary | SWAP | Increasing Short | 567 | 5.9320 GBP | |||
1p ordinary | SWAP | Increasing Short | 25,333 | 5.9510 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,258 | 5.9540 GBP | |||
1p ordinary | SWAP | Increasing Long | 1,085,991 | 5.9240 GBP | |||
1p ordinary | SWAP | Increasing Short | 8,337 | 5.9240 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 07 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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