8th Jul 2024 14:16
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 05 Jul 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 24,818,622 | 3.54% | 215,335 | 0.03% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 46,160 | 0.01% | 24,693,762 | 3.53% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 24,864,782 | 3.55% | 24,909,097 | 3.56% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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1p ordinary | Purchase | 72,787 | 5.8207 GBP | ||||
1p ordinary | Purchase | 54,963 | 5.8025 GBP | ||||
1p ordinary | Purchase | 53,333 | 5.8204 GBP | ||||
1p ordinary | Purchase | 38,707 | 5.8020 GBP | ||||
1p ordinary | Purchase | 32,303 | 5.8075 GBP | ||||
1p ordinary | Purchase | 18,398 | 5.8236 GBP | ||||
1p ordinary | Purchase | 17,165 | 5.8140 GBP | ||||
1p ordinary | Purchase | 13,891 | 5.8059 GBP | ||||
1p ordinary | Purchase | 8,966 | 5.8240 GBP | ||||
1p ordinary | Purchase | 7,129 | 5.8069 GBP | ||||
1p ordinary | Purchase | 6,327 | 5.8056 GBP | ||||
1p ordinary | Purchase | 4,726 | 5.8096 GBP | ||||
1p ordinary | Purchase | 4,675 | 5.8012 GBP | ||||
1p ordinary | Purchase | 3,482 | 5.8045 GBP | ||||
1p ordinary | Purchase | 3,429 | 5.8165 GBP | ||||
1p ordinary | Purchase | 2,734 | 5.8000 GBP | ||||
1p ordinary | Purchase | 1,405 | 5.8031 GBP | ||||
1p ordinary | Purchase | 904 | 5.8092 GBP | ||||
1p ordinary | Purchase | 654 | 5.8024 GBP | ||||
1p ordinary | Purchase | 523 | 5.8060 GBP | ||||
1p ordinary | Purchase | 452 | 5.8220 GBP | ||||
1p ordinary | Purchase | 387 | 5.8100 GBP | ||||
1p ordinary | Purchase | 356 | 5.8040 GBP | ||||
1p ordinary | Purchase | 236 | 5.8080 GBP | ||||
1p ordinary | Purchase | 187 | 5.8160 GBP | ||||
1p ordinary | Purchase | 131 | 5.8177 GBP | ||||
1p ordinary | Purchase | 86 | 5.7960 GBP | ||||
1p ordinary | Purchase | 11 | 5.8203 GBP | ||||
1p ordinary | Purchase | 1 | 5.8180 GBP | ||||
1p ordinary | Sale | 83,473 | 5.8218 GBP | ||||
1p ordinary | Sale | 41,383 | 5.8032 GBP | ||||
1p ordinary | Sale | 13,170 | 5.8054 GBP | ||||
1p ordinary | Sale | 12,461 | 5.8003 GBP | ||||
1p ordinary | Sale | 12,073 | 5.8117 GBP | ||||
1p ordinary | Sale | 9,910 | 5.8240 GBP | ||||
1p ordinary | Sale | 9,258 | 5.8055 GBP | ||||
1p ordinary | Sale | 6,908 | 5.8045 GBP | ||||
1p ordinary | Sale | 3,425 | 5.8171 GBP | ||||
1p ordinary | Sale | 2,066 | 5.8050 GBP | ||||
1p ordinary | Sale | 1,817 | 5.8022 GBP | ||||
1p ordinary | Sale | 1,700 | 5.8103 GBP | ||||
1p ordinary | Sale | 1,447 | 5.8000 GBP | ||||
1p ordinary | Sale | 1,079 | 5.8083 GBP | ||||
1p ordinary | Sale | 1,048 | 5.8010 GBP | ||||
1p ordinary | Sale | 868 | 5.7940 GBP | ||||
1p ordinary | Sale | 763 | 5.8068 GBP | ||||
1p ordinary | Sale | 688 | 5.8183 GBP | ||||
1p ordinary | Sale | 651 | 5.8029 GBP | ||||
1p ordinary | Sale | 543 | 5.8170 GBP | ||||
1p ordinary | Sale | 523 | 5.8060 GBP | ||||
1p ordinary | Sale | 479 | 5.8081 GBP | ||||
1p ordinary | Sale | 452 | 5.8220 GBP | ||||
1p ordinary | Sale | 387 | 5.8100 GBP | ||||
1p ordinary | Sale | 356 | 5.8040 GBP | ||||
1p ordinary | Sale | 272 | 5.8065 GBP | ||||
1p ordinary | Sale | 236 | 5.8080 GBP | ||||
1p ordinary | Sale | 187 | 5.8160 GBP | ||||
1p ordinary | Sale | 86 | 5.7960 GBP | ||||
1p ordinary | Sale | 78 | 5.8005 GBP | ||||
1p ordinary | Sale | 18 | 5.8199 GBP | ||||
1p ordinary | Sale | 4 | 5.8037 GBP | ||||
1p ordinary | Sale | 3 | 5.8127 GBP | ||||
1p ordinary | Sale | 1 | 5.8180 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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1p ordinary | CFD | Decreasing Short | 6,645 | 5.8103 GBP | |||
1p ordinary | SWAP | Decreasing Short | 71 | 5.8079 GBP | |||
1p ordinary | SWAP | Increasing Short | 783 | 5.8180 GBP | |||
1p ordinary | SWAP | Decreasing Short | 868 | 5.7940 GBP | |||
1p ordinary | SWAP | Decreasing Short | 12,461 | 5.8003 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,817 | 5.8022 GBP | |||
1p ordinary | SWAP | Decreasing Short | 70 | 5.8080 GBP | |||
1p ordinary | SWAP | Decreasing Short | 793 | 5.8240 GBP | |||
1p ordinary | SWAP | Increasing Short | 490 | 5.8000 GBP | |||
1p ordinary | SWAP | Increasing Short | 14,657 | 5.8025 GBP | |||
1p ordinary | SWAP | Increasing Short | 32,303 | 5.8075 GBP | |||
1p ordinary | SWAP | Increasing Short | 176 | 5.8092 GBP | |||
1p ordinary | SWAP | Increasing Short | 18,000 | 5.8174 GBP | |||
1p ordinary | SWAP | Increasing Short | 14,572 | 5.8238 GBP | |||
1p ordinary | SWAP | Increasing Short | 26,675 | 5.8240 GBP | |||
1p ordinary | SWAP | Decreasing Short | 272 | 5.8065 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,482 | 5.8045 GBP | |||
1p ordinary | SWAP | Decreasing Short | 346 | 5.8072 GBP | |||
1p ordinary | SWAP | Decreasing Short | 541 | 5.8000 GBP | |||
1p ordinary | SWAP | Decreasing Short | 87,168 | 5.8172 GBP | |||
1p ordinary | SWAP | Increasing Short | 541 | 5.8000 GBP | |||
1p ordinary | SWAP | Increasing Short | 40,306 | 5.8025 GBP | |||
1p ordinary | SWAP | Increasing Short | 13,891 | 5.8059 GBP | |||
1p ordinary | SWAP | Increasing Short | 41,459 | 5.8170 GBP | |||
1p ordinary | SWAP | Increasing Short | 19,999 | 5.8240 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | |||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 08 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysDarktrace