19th Aug 2024 15:16
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 16 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 22,973,807 | 3.28% | 20,746,359 | 2.96% | |||
(2) Cash-settled derivatives: | 14,200 | 0.00% | 22,828,096 | 3.26% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 22,988,007 | 3.28% | 43,574,455 | 6.22% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 858,518 | 5.8917 GBP | ||||
1p ordinary | Purchase | 116,032 | 5.8940 GBP | ||||
1p ordinary | Purchase | 65,881 | 5.9026 GBP | ||||
1p ordinary | Purchase | 37,772 | 5.9181 GBP | ||||
1p ordinary | Purchase | 32,901 | 5.9089 GBP | ||||
1p ordinary | Purchase | 23,064 | 5.8900 GBP | ||||
1p ordinary | Purchase | 12,111 | 5.9012 GBP | ||||
1p ordinary | Purchase | 11,668 | 5.9028 GBP | ||||
1p ordinary | Purchase | 11,107 | 5.9002 GBP | ||||
1p ordinary | Purchase | 10,030 | 5.9017 GBP | ||||
1p ordinary | Purchase | 4,990 | 5.9038 GBP | ||||
1p ordinary | Purchase | 4,490 | 5.9020 GBP | ||||
1p ordinary | Purchase | 4,115 | 5.9200 GBP | ||||
1p ordinary | Purchase | 2,216 | 5.9140 GBP | ||||
1p ordinary | Purchase | 2,178 | 5.8920 GBP | ||||
1p ordinary | Purchase | 1,848 | 5.8902 GBP | ||||
1p ordinary | Purchase | 1,655 | 5.9180 GBP | ||||
1p ordinary | Purchase | 1,558 | 5.9040 GBP | ||||
1p ordinary | Purchase | 669 | 5.9042 GBP | ||||
1p ordinary | Purchase | 570 | 5.8998 GBP | ||||
1p ordinary | Purchase | 570 | 5.9000 GBP | ||||
1p ordinary | Purchase | 493 | 5.8991 GBP | ||||
1p ordinary | Purchase | 418 | 5.8960 GBP | ||||
1p ordinary | Purchase | 205 | 5.8980 GBP | ||||
1p ordinary | Purchase | 14 | 5.8894 GBP | ||||
1p ordinary | Sale | 1,004,213 | 5.8920 GBP | ||||
1p ordinary | Sale | 49,769 | 5.9100 GBP | ||||
1p ordinary | Sale | 44,001 | 5.9020 GBP | ||||
1p ordinary | Sale | 36,000 | 5.9150 GBP | ||||
1p ordinary | Sale | 15,759 | 5.9007 GBP | ||||
1p ordinary | Sale | 6,857 | 5.8923 GBP | ||||
1p ordinary | Sale | 6,848 | 5.8942 GBP | ||||
1p ordinary | Sale | 6,573 | 5.9200 GBP | ||||
1p ordinary | Sale | 3,461 | 5.9155 GBP | ||||
1p ordinary | Sale | 3,312 | 5.9195 GBP | ||||
1p ordinary | Sale | 2,449 | 5.9140 GBP | ||||
1p ordinary | Sale | 2,216 | 5.9141 GBP | ||||
1p ordinary | Sale | 1,898 | 5.9011 GBP | ||||
1p ordinary | Sale | 1,655 | 5.9180 GBP | ||||
1p ordinary | Sale | 1,240 | 5.9073 GBP | ||||
1p ordinary | Sale | 905 | 5.9142 GBP | ||||
1p ordinary | Sale | 714 | 5.9126 GBP | ||||
1p ordinary | Sale | 687 | 5.9066 GBP | ||||
1p ordinary | Sale | 570 | 5.9000 GBP | ||||
1p ordinary | Sale | 441 | 5.8900 GBP | ||||
1p ordinary | Sale | 383 | 5.9149 GBP | ||||
1p ordinary | Sale | 259 | 5.9144 GBP | ||||
1p ordinary | Sale | 205 | 5.8980 GBP | ||||
1p ordinary | Sale | 200 | 5.9030 GBP | ||||
1p ordinary | Sale | 45 | 5.9040 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 4,799 | 5.9011 GBP | |||
1p ordinary | CFD | Increasing Short | 9,756 | 5.9016 GBP | |||
1p ordinary | SWAP | Decreasing Short | 6,706 | 5.8978 GBP | |||
1p ordinary | SWAP | Opening Long | 43,859 | 5.9020 GBP | |||
1p ordinary | SWAP | Closing Long | 38,288 | 5.9022 GBP | |||
1p ordinary | SWAP | Increasing Short | 11,668 | 5.9028 GBP | |||
1p ordinary | SWAP | Decreasing Short | 83 | 5.9060 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,324 | 5.9034 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,268 | 5.9100 GBP | |||
1p ordinary | SWAP | Decreasing Short | 6,857 | 5.8923 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,795 | 5.9011 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,156 | 5.9020 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,543 | 5.9057 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,669 | 5.9020 GBP | |||
1p ordinary | SWAP | Increasing Short | 11,855 | 5.9029 GBP | |||
1p ordinary | SWAP | Increasing Short | 32,901 | 5.9089 GBP | |||
1p ordinary | SWAP | Increasing Short | 57 | 5.9100 GBP | |||
1p ordinary | SWAP | Increasing Long | 6,848 | 5.8942 GBP | |||
1p ordinary | SWAP | Decreasing Long | 4,990 | 5.9038 GBP | |||
1p ordinary | SWAP | Decreasing Short | 66 | 5.9019 GBP | |||
1p ordinary | SWAP | Decreasing Short | 8,668 | 5.9020 GBP | |||
1p ordinary | SWAP | Increasing Short | 10,030 | 5.9017 GBP | |||
1p ordinary | SWAP | Increasing Short | 13,125 | 5.9020 GBP | |||
1p ordinary | SWAP | Increasing Long | 36,000 | 5.9240 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 19 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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