5th Sep 2024 15:02
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 04 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 21,708,686 | 3.10% | 20,738,065 | 2.96% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 31,468 | 0.00% | 21,535,879 | 3.07% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 21,740,154 | 3.10% | 42,273,944 | 6.04% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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1p ordinary | Purchase | 53,014 | 5.8484 GBP | ||||
1p ordinary | Purchase | 42,199 | 5.8613 GBP | ||||
1p ordinary | Purchase | 10,681 | 5.8495 GBP | ||||
1p ordinary | Purchase | 4,519 | 5.8567 GBP | ||||
1p ordinary | Purchase | 4,220 | 5.8454 GBP | ||||
1p ordinary | Purchase | 3,728 | 5.8640 GBP | ||||
1p ordinary | Purchase | 3,101 | 5.8470 GBP | ||||
1p ordinary | Purchase | 2,571 | 5.8424 GBP | ||||
1p ordinary | Purchase | 1,799 | 5.8478 GBP | ||||
1p ordinary | Purchase | 1,365 | 5.8637 GBP | ||||
1p ordinary | Purchase | 516 | 5.8547 GBP | ||||
1p ordinary | Purchase | 509 | 5.8400 GBP | ||||
1p ordinary | Purchase | 229 | 5.8460 GBP | ||||
1p ordinary | Purchase | 154 | 5.8520 GBP | ||||
1p ordinary | Purchase | 102 | 5.8448 GBP | ||||
1p ordinary | Purchase | 87 | 5.8479 GBP | ||||
1p ordinary | Purchase | 57 | 5.8482 GBP | ||||
1p ordinary | Sale | 65,092 | 5.8480 GBP | ||||
1p ordinary | Sale | 59,587 | 5.8476 GBP | ||||
1p ordinary | Sale | 51,750 | 5.8617 GBP | ||||
1p ordinary | Sale | 19,880 | 5.8539 GBP | ||||
1p ordinary | Sale | 17,194 | 5.8540 GBP | ||||
1p ordinary | Sale | 12,869 | 5.8465 GBP | ||||
1p ordinary | Sale | 4,949 | 5.8622 GBP | ||||
1p ordinary | Sale | 1,723 | 5.8640 GBP | ||||
1p ordinary | Sale | 1,589 | 5.8509 GBP | ||||
1p ordinary | Sale | 1,539 | 5.8400 GBP | ||||
1p ordinary | Sale | 1,480 | 5.8377 GBP | ||||
1p ordinary | Sale | 1,324 | 5.8467 GBP | ||||
1p ordinary | Sale | 605 | 5.8500 GBP | ||||
1p ordinary | Sale | 524 | 5.8490 GBP | ||||
1p ordinary | Sale | 229 | 5.8461 GBP | ||||
1p ordinary | Sale | 229 | 5.8460 GBP | ||||
1p ordinary | Sale | 88 | 5.8420 GBP | ||||
1p ordinary | Sale | 87 | 5.8486 GBP | ||||
1p ordinary | Sale | 54 | 5.8360 GBP | ||||
1p ordinary | Sale | 33 | 5.8449 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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1p ordinary | SWAP | Decreasing Short | 9,393 | 5.8525 GBP | |||
1p ordinary | SWAP | Decreasing Short | 72 | 5.8415 GBP | |||
1p ordinary | SWAP | Decreasing Short | 335 | 5.8460 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,819 | 5.8461 GBP | |||
1p ordinary | SWAP | Decreasing Short | 12,869 | 5.8465 GBP | |||
1p ordinary | SWAP | Decreasing Short | 59,587 | 5.8476 GBP | |||
1p ordinary | SWAP | Decreasing Short | 3,454 | 5.8479 GBP | |||
1p ordinary | SWAP | Decreasing Short | 13,651 | 5.8480 GBP | |||
1p ordinary | SWAP | Decreasing Short | 605 | 5.8500 GBP | |||
1p ordinary | SWAP | Decreasing Short | 3,540 | 5.8525 GBP | |||
1p ordinary | SWAP | Decreasing Short | 47,125 | 5.8640 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,220 | 5.8454 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,799 | 5.8478 GBP | |||
1p ordinary | SWAP | Increasing Short | 6 | 5.8480 GBP | |||
1p ordinary | SWAP | Increasing Short | 21 | 5.8500 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,519 | 5.8567 GBP | |||
1p ordinary | SWAP | Increasing Short | 35,422 | 5.8611 GBP | |||
1p ordinary | SWAP | Increasing Short | 6,727 | 5.8625 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,798 | 5.8640 GBP | |||
1p ordinary | CFD | Decreasing Short | 581 | 5.8568 GBP | |||
1p ordinary | CFD | Increasing Short | 102 | 5.8448 GBP | |||
1p ordinary | CFD | Increasing Short | 3,787 | 5.8466 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 05 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysDarktrace