10th Jul 2024 15:19
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 09 Jul 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 25,648,445 | 3.66% | 205,690 | 0.03% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 41,454 | 0.01% | 25,520,930 | 3.64% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 25,689,899 | 3.67% | 25,726,620 | 3.67% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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1p ordinary | Purchase | 252,994 | 5.8568 GBP | ||||
1p ordinary | Purchase | 231,860 | 5.8422 GBP | ||||
1p ordinary | Purchase | 171,636 | 5.8462 GBP | ||||
1p ordinary | Purchase | 114,986 | 5.8777 GBP | ||||
1p ordinary | Purchase | 43,880 | 5.8796 GBP | ||||
1p ordinary | Purchase | 22,036 | 5.8800 GBP | ||||
1p ordinary | Purchase | 11,510 | 5.8504 GBP | ||||
1p ordinary | Purchase | 8,607 | 5.8480 GBP | ||||
1p ordinary | Purchase | 4,004 | 5.8548 GBP | ||||
1p ordinary | Purchase | 3,720 | 5.8809 GBP | ||||
1p ordinary | Purchase | 2,562 | 5.8490 GBP | ||||
1p ordinary | Purchase | 1,776 | 5.8469 GBP | ||||
1p ordinary | Purchase | 611 | 5.8540 GBP | ||||
1p ordinary | Purchase | 470 | 5.8500 GBP | ||||
1p ordinary | Purchase | 175 | 5.8600 GBP | ||||
1p ordinary | Purchase | 11 | 5.8475 GBP | ||||
1p ordinary | Purchase | 2 | 5.8470 GBP | ||||
1p ordinary | Purchase | 2 | 5.8440 GBP | ||||
1p ordinary | Purchase | 1 | 5.8520 GBP | ||||
1p ordinary | Sale | 95,429 | 5.8800 GBP | ||||
1p ordinary | Sale | 19,475 | 5.8513 GBP | ||||
1p ordinary | Sale | 13,773 | 5.8802 GBP | ||||
1p ordinary | Sale | 8,651 | 5.8612 GBP | ||||
1p ordinary | Sale | 3,711 | 5.8488 GBP | ||||
1p ordinary | Sale | 2,621 | 5.8483 GBP | ||||
1p ordinary | Sale | 1,805 | 5.8791 GBP | ||||
1p ordinary | Sale | 896 | 5.8462 GBP | ||||
1p ordinary | Sale | 403 | 5.8520 GBP | ||||
1p ordinary | Sale | 275 | 5.8640 GBP | ||||
1p ordinary | Sale | 22 | 5.8532 GBP | ||||
1p ordinary | Sale | 5 | 5.8505 GBP | ||||
1p ordinary | Sale | 2 | 5.8475 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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1p ordinary | SWAP | Decreasing Long | 2,353 | 5.8740 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,805 | 5.8791 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,720 | 5.8808 GBP | |||
1p ordinary | SWAP | Decreasing Short | 184 | 5.8554 GBP | |||
1p ordinary | SWAP | Increasing Short | 611 | 5.8540 GBP | |||
1p ordinary | SWAP | Decreasing Short | 896 | 5.8462 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,598 | 5.8483 GBP | |||
1p ordinary | SWAP | Decreasing Short | 19,475 | 5.8513 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,912 | 5.8797 GBP | |||
1p ordinary | SWAP | Decreasing Short | 920 | 5.8800 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,559 | 5.8490 GBP | |||
1p ordinary | SWAP | Increasing Short | 465 | 5.8500 GBP | |||
1p ordinary | SWAP | Increasing Short | 11,510 | 5.8504 GBP | |||
1p ordinary | SWAP | Increasing Short | 44,598 | 5.8799 GBP | |||
1p ordinary | SWAP | Increasing Short | 478 | 5.8800 GBP | |||
1p ordinary | SWAP | Decreasing Short | 22 | 5.8532 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,776 | 5.8469 GBP | |||
1p ordinary | SWAP | Decreasing Short | 344 | 5.8528 GBP | |||
1p ordinary | SWAP | Decreasing Short | 3,711 | 5.8488 GBP | |||
1p ordinary | SWAP | Decreasing Short | 14,810 | 5.8800 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,004 | 5.8548 GBP | |||
1p ordinary | SWAP | Increasing Short | 35,294 | 5.8800 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Jul 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysDarktrace