10th Jun 2024 14:30
FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: |
| Barclays PLC. | ||||
(b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||||||
(c) | Name of offeror/offeree in relation to whose | DARKTRACE PLC | |||||
| relevant securities this form relates: | ||||||
(d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||||||
| offeror/offeree: | ||||||
(e) | Date position held/dealing undertaken: | 07 Jun 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making | NO |
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| disclosures in respect of any other party to the offer? |
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2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree |
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| to which the disclosure relates following the dealing(if any) |
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Class of relevant security: | 1p ordinary | ||||||
| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: |
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| 8,267,106 | 1.18% | 426,056 | 0.06% |
(2) | Cash-settled derivatives: |
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| and/or controlled: |
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| 585,208 | 0.08% | 8,200,293 | 1.17% |
(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: |
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| 0 | 0.00% | 0 | 0.00% |
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| TOTAL: |
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| 8,852,314 | 1.26% | 8,626,349 | 1.23% |
(b) | Rights to subscribe for new securities (including directors and other executive |
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| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchases and sales |
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Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security |
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1p ordinary | Purchase | 194,092 | 5.8222 GBP | ||||
1p ordinary | Purchase | 110,312 | 5.8127 GBP | ||||
1p ordinary | Purchase | 71,108 | 5.8185 GBP | ||||
1p ordinary | Purchase | 66,267 | 5.8292 GBP | ||||
1p ordinary | Purchase | 44,820 | 5.8220 GBP | ||||
1p ordinary | Purchase | 21,045 | 5.8281 GBP | ||||
1p ordinary | Purchase | 15,028 | 5.8287 GBP | ||||
1p ordinary | Purchase | 11,000 | 5.8080 GBP | ||||
1p ordinary | Purchase | 8,907 | 5.8140 GBP | ||||
1p ordinary | Purchase | 5,029 | 5.8200 GBP | ||||
1p ordinary | Purchase | 4,935 | 5.8180 GBP | ||||
1p ordinary | Purchase | 3,717 | 5.8211 GBP | ||||
1p ordinary | Purchase | 3,158 | 5.8331 GBP | ||||
1p ordinary | Purchase | 2,654 | 5.8228 GBP | ||||
1p ordinary | Purchase | 2,280 | 5.8277 GBP | ||||
1p ordinary | Purchase | 1,112 | 5.8280 GBP | ||||
1p ordinary | Purchase | 1,102 | 5.8341 GBP | ||||
1p ordinary | Purchase | 1,060 | 5.8370 GBP | ||||
1p ordinary | Purchase | 559 | 5.8250 GBP | ||||
1p ordinary | Purchase | 479 | 5.8160 GBP | ||||
1p ordinary | Purchase | 449 | 5.7960 GBP | ||||
1p ordinary | Purchase | 101 | 5.8186 GBP | ||||
1p ordinary | Sale | 91,233 | 5.8220 GBP | ||||
1p ordinary | Sale | 88,465 | 5.8237 GBP | ||||
1p ordinary | Sale | 44,244 | 5.8159 GBP | ||||
1p ordinary | Sale | 27,695 | 5.8249 GBP | ||||
1p ordinary | Sale | 8,376 | 5.8140 GBP | ||||
1p ordinary | Sale | 7,217 | 5.8235 GBP | ||||
1p ordinary | Sale | 5,828 | 5.8225 GBP | ||||
1p ordinary | Sale | 4,140 | 5.8344 GBP | ||||
1p ordinary | Sale | 4,030 | 5.8211 GBP | ||||
1p ordinary | Sale | 3,197 | 5.8185 GBP | ||||
1p ordinary | Sale | 3,170 | 5.8234 GBP | ||||
1p ordinary | Sale | 1,726 | 5.8247 GBP | ||||
1p ordinary | Sale | 1,616 | 5.8145 GBP | ||||
1p ordinary | Sale | 1,360 | 5.8360 GBP | ||||
1p ordinary | Sale | 1,356 | 5.8276 GBP | ||||
1p ordinary | Sale | 1,116 | 5.8370 GBP | ||||
1p ordinary | Sale | 1,033 | 5.7985 GBP | ||||
1p ordinary | Sale | 908 | 5.8200 GBP | ||||
1p ordinary | Sale | 567 | 5.8280 GBP | ||||
1p ordinary | Sale | 532 | 5.8210 GBP | ||||
1p ordinary | Sale | 531 | 5.8340 GBP | ||||
1p ordinary | Sale | 449 | 5.7960 GBP | ||||
1p ordinary | Sale | 398 | 5.7980 GBP | ||||
1p ordinary | Sale | 278 | 5.8232 GBP | ||||
1p ordinary | Sale | 184 | 5.8310 GBP | ||||
1p ordinary | Sale | 75 | 5.8040 GBP | ||||
1p ordinary | Sale | 64 | 5.7970 GBP | ||||
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(b) | Cash-settled derivative transactions |
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Class of | Product | Nature of dealing | Number of | Price per | |||
relevant | description |
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security |
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1p ordinary | SWAP | Closing Long | 184 | 5.8310 GBP | |||
1p ordinary | SWAP | Decreasing Short | 136 | 5.8179 GBP | |||
1p ordinary | SWAP | Decreasing Short | 398 | 5.7980 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,954 | 5.8180 GBP | |||
1p ordinary | CFD | Decreasing Short | 6,606 | 5.8348 GBP | |||
1p ordinary | CFD | Decreasing Short | 23,431 | 5.8255 GBP | |||
1p ordinary | SWAP | Decreasing Short | 24,997 | 5.8253 GBP | |||
1p ordinary | SWAP | Decreasing Short | 27,504 | 5.8220 GBP | |||
1p ordinary | SWAP | Decreasing Short | 43,570 | 5.8210 GBP | |||
1p ordinary | SWAP | Decreasing Short | 44,244 | 5.8159 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,654 | 5.8228 GBP | |||
1p ordinary | CFD | Increasing Short | 29,478 | 5.8311 GBP | |||
1p ordinary | SWAP | Increasing Short | 49,936 | 5.8219 GBP | |||
1p ordinary | SWAP | Increasing Short | 64,035 | 5.8220 GBP | |||
1p ordinary | SWAP | Increasing Short | 71,108 | 5.8185 GBP | |||
1p ordinary | SWAP | Increasing Short | 110,312 | 5.8127 GBP | |||
1p ordinary | SWAP | Opening Short | 15,028 | 5.8287 GBP | |||
1p ordinary | SWAP | Opening Short | 16,541 | 5.8281 GBP | |||
1p ordinary | SWAP | Opening Short | 19,245 | 5.8306 GBP | |||
1p ordinary | SWAP | Opening Short | 47,022 | 5.8286 GBP | |||
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(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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| paid/ |
security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||
security |
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Jun 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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Related Shares:
BarclaysDarktrace