11th Sep 2024 07:00
FORM 8.3 - Amendment to 2aReplaces form Released at 04/09/2024 14:33 RNS Number : 9307C | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 03 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 21,720,320 | 3.10% | 20,737,725 | 2.96% | |||
(2) Cash-settled derivatives: | 30,887 | 0.00% | 21,629,928 | 3.09% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 21,751,207 | 3.11% | 42,367,653 | 6.05% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 95,738 | 5.8524 GBP | ||||
1p ordinary | Purchase | 24,029 | 5.8609 GBP | ||||
1p ordinary | Purchase | 13,116 | 5.8461 GBP | ||||
1p ordinary | Purchase | 11,254 | 5.8501 GBP | ||||
1p ordinary | Purchase | 6,221 | 5.8680 GBP | ||||
1p ordinary | Purchase | 3,986 | 5.8540 GBP | ||||
1p ordinary | Purchase | 3,481 | 5.8597 GBP | ||||
1p ordinary | Purchase | 3,361 | 5.8575 GBP | ||||
1p ordinary | Purchase | 2,765 | 5.8520 GBP | ||||
1p ordinary | Purchase | 2,437 | 5.8573 GBP | ||||
1p ordinary | Purchase | 1,558 | 5.8534 GBP | ||||
1p ordinary | Purchase | 1,291 | 5.8580 GBP | ||||
1p ordinary | Purchase | 1,051 | 5.8503 GBP | ||||
1p ordinary | Purchase | 466 | 5.8460 GBP | ||||
1p ordinary | Purchase | 353 | 5.8471 GBP | ||||
1p ordinary | Purchase | 3 | 5.8480 GBP | ||||
1p ordinary | Sale | 87,107 | 5.8519 GBP | ||||
1p ordinary | Sale | 29,461 | 5.8407 GBP | ||||
1p ordinary | Sale | 28,978 | 5.8460 GBP | ||||
1p ordinary | Sale | 20,434 | 5.8574 GBP | ||||
1p ordinary | Sale | 17,194 | 5.8499 GBP | ||||
1p ordinary | Sale | 16,380 | 5.8624 GBP | ||||
1p ordinary | Sale | 13,875 | 5.8560 GBP | ||||
1p ordinary | Sale | 8,465 | 5.8405 GBP | ||||
1p ordinary | Sale | 4,826 | 5.8594 GBP | ||||
1p ordinary | Sale | 2,584 | 5.8455 GBP | ||||
1p ordinary | Sale | 1,558 | 5.8540 GBP | ||||
1p ordinary | Sale | 1,243 | 5.8580 GBP | ||||
1p ordinary | Sale | 1,234 | 5.8682 GBP | ||||
1p ordinary | Sale | 1,173 | 5.8471 GBP | ||||
1p ordinary | Sale | 543 | 5.8520 GBP | ||||
1p ordinary | Sale | 159 | 5.8480 GBP | ||||
1p ordinary | Sale | 111 | 5.8423 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 5,379 | 5.8584 GBP | |||
1p ordinary | SWAP | Decreasing Short | 120 | 5.8395 GBP | |||
1p ordinary | SWAP | Decreasing Short | 470 | 5.8400 GBP | |||
1p ordinary | SWAP | Decreasing Short | 8,465 | 5.8405 GBP | |||
1p ordinary | SWAP | Decreasing Short | 29,461 | 5.8408 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,584 | 5.8455 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,345 | 5.8468 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,131 | 5.8494 GBP | |||
1p ordinary | SWAP | Decreasing Short | 17,194 | 5.8499 GBP | |||
1p ordinary | SWAP | Decreasing Short | 7,873 | 5.8501 GBP | |||
1p ordinary | SWAP | Decreasing Short | 66 | 5.8555 GBP | |||
1p ordinary | SWAP | Decreasing Short | 11,952 | 5.8680 GBP | |||
1p ordinary | SWAP | Increasing Short | 108 | 5.8400 GBP | |||
1p ordinary | SWAP | Increasing Short | 36 | 5.8460 GBP | |||
1p ordinary | SWAP | Increasing Short | 11,254 | 5.8501 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,051 | 5.8503 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,765 | 5.8520 GBP | |||
1p ordinary | SWAP | Increasing Short | 186 | 5.8580 GBP | |||
1p ordinary | SWAP | Increasing Short | 17,610 | 5.8606 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,818 | 5.8680 GBP | |||
1p ordinary | CFD | Decreasing Short | 3,000 | 5.8575 GBP | |||
1p ordinary | CFD | Increasing Short | 1,904 | 5.8421 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 04 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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