10th Sep 2024 15:31
FORM 8.3 - Amendment to 2a and 3bReplaces form Released at 09/09/2024 15:09 RNS Number : 4735D | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 06 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 21,730,935 | 3.10% | 20,749,140 | 2.96% | |||
(2) Cash-settled derivatives: | 37,055 | 0.01% | 21,575,836 | 3.08% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 21,767,990 | 3.11% | 42,324,976 | 6.04% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 30,796 | 5.8322 GBP | ||||
1p ordinary | Purchase | 25,266 | 5.8387 GBP | ||||
1p ordinary | Purchase | 22,538 | 5.8321 GBP | ||||
1p ordinary | Purchase | 20,263 | 5.8244 GBP | ||||
1p ordinary | Purchase | 18,566 | 5.8337 GBP | ||||
1p ordinary | Purchase | 6,794 | 5.8320 GBP | ||||
1p ordinary | Purchase | 6,689 | 5.8340 GBP | ||||
1p ordinary | Purchase | 5,892 | 5.8174 GBP | ||||
1p ordinary | Purchase | 3,191 | 5.8302 GBP | ||||
1p ordinary | Purchase | 2,737 | 5.8353 GBP | ||||
1p ordinary | Purchase | 2,015 | 5.8370 GBP | ||||
1p ordinary | Purchase | 1,767 | 5.8328 GBP | ||||
1p ordinary | Purchase | 1,559 | 5.8332 GBP | ||||
1p ordinary | Purchase | 1,341 | 5.8360 GBP | ||||
1p ordinary | Purchase | 1,208 | 5.8374 GBP | ||||
1p ordinary | Purchase | 897 | 5.8343 GBP | ||||
1p ordinary | Purchase | 850 | 5.8284 GBP | ||||
1p ordinary | Purchase | 689 | 5.8420 GBP | ||||
1p ordinary | Purchase | 635 | 5.8362 GBP | ||||
1p ordinary | Purchase | 117 | 5.8140 GBP | ||||
1p ordinary | Sale | 95,746 | 5.8318 GBP | ||||
1p ordinary | Sale | 46,780 | 5.8286 GBP | ||||
1p ordinary | Sale | 38,970 | 5.8326 GBP | ||||
1p ordinary | Sale | 18,307 | 5.8288 GBP | ||||
1p ordinary | Sale | 15,598 | 5.8323 GBP | ||||
1p ordinary | Sale | 11,990 | 5.8266 GBP | ||||
1p ordinary | Sale | 6,362 | 5.8320 GBP | ||||
1p ordinary | Sale | 5,937 | 5.8270 GBP | ||||
1p ordinary | Sale | 5,023 | 5.8209 GBP | ||||
1p ordinary | Sale | 1,326 | 5.8311 GBP | ||||
1p ordinary | Sale | 1,143 | 5.8340 GBP | ||||
1p ordinary | Sale | 749 | 5.8360 GBP | ||||
1p ordinary | Sale | 548 | 5.8337 GBP | ||||
1p ordinary | Sale | 484 | 5.8220 GBP | ||||
1p ordinary | Sale | 381 | 5.8233 GBP | ||||
1p ordinary | Sale | 125 | 5.8206 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 484 | 5.8220 GBP | |||
1p ordinary | SWAP | Decreasing Short | 11,990 | 5.8266 GBP | |||
1p ordinary | SWAP | Decreasing Short | 2,068 | 5.8275 GBP | |||
1p ordinary | SWAP | Decreasing Short | 46,780 | 5.8286 GBP | |||
1p ordinary | SWAP | Decreasing Short | 18,307 | 5.8288 GBP | |||
1p ordinary | SWAP | Decreasing Short | 132 | 5.8305 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,326 | 5.8311 GBP | |||
1p ordinary | SWAP | Decreasing Short | 57,098 | 5.8319 GBP | |||
1p ordinary | SWAP | Decreasing Short | 40,032 | 5.8320 GBP | |||
1p ordinary | SWAP | Decreasing Short | 160 | 5.8336 GBP | |||
1p ordinary | SWAP | Decreasing Short | 265 | 5.8347 GBP | |||
1p ordinary | SWAP | Decreasing Short | 66 | 5.8355 GBP | |||
1p ordinary | SWAP | Increasing Short | 117 | 5.8140 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,085 | 5.8160 GBP | |||
1p ordinary | SWAP | Increasing Short | 13,560 | 5.8221 GBP | |||
1p ordinary | SWAP | Increasing Short | 411 | 5.8269 GBP | |||
1p ordinary | SWAP | Increasing Short | 5,479 | 5.8320 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,800 | 5.8322 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,767 | 5.8328 GBP | |||
1p ordinary | SWAP | Increasing Short | 40,000 | 5.8342 GBP | |||
1p ordinary | SWAP | Increasing Short | 2,737 | 5.8353 GBP | |||
1p ordinary | SWAP | Increasing Short | 610 | 5.8364 GBP | |||
1p ordinary | SWAP | Increasing Short | 25,266 | 5.8387 GBP | |||
1p ordinary | CFD | Decreasing Short | 570 | 5.8261 GBP | |||
1p ordinary | CFD | Increasing Short | 714 | 5.8423 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 10 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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