11th Sep 2024 07:00
FORM 8.3 - Amendment to 2aReplaces form Released at 06/09/2024 14:52 RNS Number : 2932D | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 05 Sep 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 21,716,905 | 3.10% | 20,739,451 | 2.96% | |||
(2) Cash-settled derivatives: | 33,095 | 0.00% | 21,655,608 | 3.09% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 21,750,000 | 3.11% | 42,395,059 | 6.05% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 65,158 | 5.8347 GBP | ||||
1p ordinary | Purchase | 53,023 | 5.8339 GBP | ||||
1p ordinary | Purchase | 47,637 | 5.8336 GBP | ||||
1p ordinary | Purchase | 37,610 | 5.8340 GBP | ||||
1p ordinary | Purchase | 18,405 | 5.8321 GBP | ||||
1p ordinary | Purchase | 13,920 | 5.8478 GBP | ||||
1p ordinary | Purchase | 9,102 | 5.8310 GBP | ||||
1p ordinary | Purchase | 6,810 | 5.8282 GBP | ||||
1p ordinary | Purchase | 3,347 | 5.8316 GBP | ||||
1p ordinary | Purchase | 3,296 | 5.8337 GBP | ||||
1p ordinary | Purchase | 3,218 | 5.8348 GBP | ||||
1p ordinary | Purchase | 2,805 | 5.8320 GBP | ||||
1p ordinary | Purchase | 1,864 | 5.8271 GBP | ||||
1p ordinary | Purchase | 1,430 | 5.8307 GBP | ||||
1p ordinary | Purchase | 1,200 | 5.8301 GBP | ||||
1p ordinary | Purchase | 652 | 5.8280 GBP | ||||
1p ordinary | Purchase | 629 | 5.8342 GBP | ||||
1p ordinary | Purchase | 563 | 5.8254 GBP | ||||
1p ordinary | Purchase | 390 | 5.8250 GBP | ||||
1p ordinary | Purchase | 64 | 5.8349 GBP | ||||
1p ordinary | Sale | 47,896 | 5.8315 GBP | ||||
1p ordinary | Sale | 34,388 | 5.8425 GBP | ||||
1p ordinary | Sale | 27,688 | 5.8335 GBP | ||||
1p ordinary | Sale | 23,931 | 5.8340 GBP | ||||
1p ordinary | Sale | 10,084 | 5.8314 GBP | ||||
1p ordinary | Sale | 8,597 | 5.8395 GBP | ||||
1p ordinary | Sale | 6,927 | 5.8302 GBP | ||||
1p ordinary | Sale | 1,858 | 5.8320 GBP | ||||
1p ordinary | Sale | 1,144 | 5.8324 GBP | ||||
1p ordinary | Sale | 652 | 5.8280 GBP | ||||
1p ordinary | Sale | 548 | 5.8330 GBP | ||||
1p ordinary | Sale | 432 | 5.8326 GBP | ||||
1p ordinary | Sale | 138 | 5.8400 GBP | ||||
1p ordinary | Sale | 7 | 5.8342 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 2,381 | 5.8300 GBP | |||
1p ordinary | SWAP | Decreasing Short | 6,927 | 5.8302 GBP | |||
1p ordinary | SWAP | Decreasing Short | 10,084 | 5.8314 GBP | |||
1p ordinary | SWAP | Decreasing Short | 47,896 | 5.8315 GBP | |||
1p ordinary | SWAP | Decreasing Short | 7 | 5.8336 GBP | |||
1p ordinary | SWAP | Decreasing Short | 5,759 | 5.8337 GBP | |||
1p ordinary | SWAP | Decreasing Short | 4,318 | 5.8339 GBP | |||
1p ordinary | SWAP | Decreasing Short | 17,990 | 5.8340 GBP | |||
1p ordinary | SWAP | Decreasing Short | 342 | 5.8349 GBP | |||
1p ordinary | SWAP | Decreasing Short | 66 | 5.8355 GBP | |||
1p ordinary | SWAP | Decreasing Short | 138 | 5.8400 GBP | |||
1p ordinary | SWAP | Decreasing Short | 42,985 | 5.8419 GBP | |||
1p ordinary | SWAP | Increasing Short | 563 | 5.8254 GBP | |||
1p ordinary | SWAP | Increasing Short | 34,615 | 5.8301 GBP | |||
1p ordinary | SWAP | Increasing Short | 19,547 | 5.8337 GBP | |||
1p ordinary | SWAP | Increasing Short | 38,388 | 5.8338 GBP | |||
1p ordinary | SWAP | Increasing Short | 37,394 | 5.8339 GBP | |||
1p ordinary | SWAP | Increasing Short | 44,548 | 5.8340 GBP | |||
1p ordinary | SWAP | Increasing Short | 65,158 | 5.8347 GBP | |||
1p ordinary | SWAP | Increasing Short | 3,218 | 5.8348 GBP | |||
1p ordinary | SWAP | Increasing Short | 13,920 | 5.8478 GBP | |||
1p ordinary | SWAP | Increasing Short | 1 | 5.8680 GBP | |||
1p ordinary | CFD | Decreasing Short | 1,620 | 5.8345 GBP | |||
1p ordinary | CFD | Increasing Short | 1,199 | 5.8345 GBP | |||
1p ordinary | CFD | Increasing Short | 64 | 5.8350 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 06 Sep 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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