15th Aug 2024 15:53
FORM 8.3 - Amendment to section 2a and 3a |
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Replaces form released 15:23 6 Aug 2024 |
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RNS number: 4209Z |
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FORM 8.3 | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY | |||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR | |||||||
MORE | |||||||
Rule 8.3 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Full name of discloser: | Barclays PLC. | |||||
(b) | Owner or controller of interest and short positions disclosed, if different from 1(a): |
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(c) | Name of offeror/offeree in relation to whose relevant securities this form relates: | DARKTRACE PLC | |||||
(d) | If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) | Date position held/dealing undertaken: | 05 Aug 2024 | |||||
(f) | In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? | NO | |||||
2. | POSITIONS OF THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing(if any) | ||||||
Class of relevant security: | 1p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 23,723,801 | 3.39% | 172,471 | 0.02% | |||
(2) Cash-settled derivatives: | 8,337 | 0.00% | 23,560,449 | 3.36% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 23,732,138 | 3.39% | 23,732,920 | 3.39% | |||
(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists | |||||||
Details, including nature of the rights concerned and relevant percentages: | |||||||
3. | DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE | ||||||
(a) | Purchase and sales | ||||||
Class of relevant security | Purchase/sale | Number of securities | Price per unit | ||||
1p ordinary | Purchase | 187,889 | 5.9240 GBP | ||||
1p ordinary | Purchase | 73,329 | 5.9243 GBP | ||||
1p ordinary | Purchase | 39,690 | 5.9237 GBP | ||||
1p ordinary | Purchase | 34,727 | 5.9222 GBP | ||||
1p ordinary | Purchase | 28,491 | 5.9320 GBP | ||||
1p ordinary | Purchase | 20,200 | 5.9187 GBP | ||||
1p ordinary | Purchase | 17,066 | 5.9397 GBP | ||||
1p ordinary | Purchase | 7,390 | 5.9259 GBP | ||||
1p ordinary | Purchase | 4,440 | 5.9376 GBP | ||||
1p ordinary | Purchase | 4,109 | 5.9290 GBP | ||||
1p ordinary | Purchase | 3,630 | 5.9306 GBP | ||||
1p ordinary | Purchase | 3,194 | 5.9280 GBP | ||||
1p ordinary | Purchase | 2,770 | 5.9300 GBP | ||||
1p ordinary | Purchase | 1,477 | 5.9270 GBP | ||||
1p ordinary | Purchase | 1,457 | 5.9410 GBP | ||||
1p ordinary | Purchase | 1,281 | 5.9487 GBP | ||||
1p ordinary | Purchase | 465 | 5.9360 GBP | ||||
1p ordinary | Purchase | 256 | 5.9340 GBP | ||||
1p ordinary | Purchase | 200 | 5.9336 GBP | ||||
1p ordinary | Purchase | 16 | 5.9420 GBP | ||||
1p ordinary | Sale | 267,577 | 5.9245 GBP | ||||
1p ordinary | Sale | 249,945 | 5.9307 GBP | ||||
1p ordinary | Sale | 84,114 | 5.9373 GBP | ||||
1p ordinary | Sale | 69,029 | 5.9242 GBP | ||||
1p ordinary | Sale | 61,013 | 5.9291 GBP | ||||
1p ordinary | Sale | 56,084 | 5.9313 GBP | ||||
1p ordinary | Sale | 36,891 | 5.9320 GBP | ||||
1p ordinary | Sale | 35,000 | 5.9314 GBP | ||||
1p ordinary | Sale | 12,795 | 5.9251 GBP | ||||
1p ordinary | Sale | 12,030 | 5.9327 GBP | ||||
1p ordinary | Sale | 9,672 | 5.9249 GBP | ||||
1p ordinary | Sale | 8,511 | 5.9240 GBP | ||||
1p ordinary | Sale | 3,597 | 5.9244 GBP | ||||
1p ordinary | Sale | 2,310 | 5.9208 GBP | ||||
1p ordinary | Sale | 1,909 | 5.9323 GBP | ||||
1p ordinary | Sale | 1,562 | 5.9300 GBP | ||||
1p ordinary | Sale | 1,467 | 5.9183 GBP | ||||
1p ordinary | Sale | 944 | 5.9380 GBP | ||||
1p ordinary | Sale | 924 | 5.9100 GBP | ||||
1p ordinary | Sale | 504 | 5.9340 GBP | ||||
1p ordinary | Sale | 16 | 5.9420 GBP | ||||
1p ordinary | Sale | 1 | 5.9330 GBP | ||||
(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
1p ordinary | SWAP | Decreasing Short | 800 | 5.9412 GBP | |||
1p ordinary | CFD | Decreasing Short | 1 | 5.9300 GBP | |||
1p ordinary | CFD | Decreasing Short | 3,067 | 5.9317 GBP | |||
1p ordinary | CFD | Increasing Short | 2,564 | 5.9390 GBP | |||
1p ordinary | SWAP | Increasing Short | 18 | 5.9422 GBP | |||
1p ordinary | SWAP | Decreasing Short | 9,672 | 5.9249 GBP | |||
1p ordinary | SWAP | Decreasing Short | 1,467 | 5.9183 GBP | |||
1p ordinary | SWAP | Decreasing Short | 28,611 | 5.9238 GBP | |||
1p ordinary | SWAP | Decreasing Short | 42,896 | 5.9240 GBP | |||
1p ordinary | SWAP | Decreasing Short | 249,945 | 5.9307 GBP | |||
1p ordinary | SWAP | Increasing Short | 66 | 5.9120 GBP | |||
1p ordinary | SWAP | Increasing Short | 34,727 | 5.9222 GBP | |||
1p ordinary | SWAP | Increasing Short | 20,318 | 5.9240 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,109 | 5.9290 GBP | |||
1p ordinary | SWAP | Decreasing Short | 12,030 | 5.9327 GBP | |||
1p ordinary | SWAP | Increasing Short | 4,440 | 5.9376 GBP | |||
1p ordinary | SWAP | Decreasing Short | 43,382 | 5.9315 GBP | |||
1p ordinary | SWAP | Decreasing Short | 15,049 | 5.9240 GBP | |||
1p ordinary | SWAP | Decreasing Short | 56,084 | 5.9313 GBP | |||
1p ordinary | SWAP | Increasing Short | 1,477 | 5.9270 GBP | |||
(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
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